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                              New York State Department of Taxation and Finance
                                                                                                                                                 ST-340
                              Annual Report of Sales and Use Tax Exemptions                                                                              (3/11)
                              Claimed by Agent/Project Operator of  
                              Industrial Development Agency/Authority (IDA)
                                   For Period Ending December 31,                            (enter year)

                                                                       Project information
Name of IDA agent/project operator                                                                  Federal employer identification number (FEIN)

Street address                                                                                      Telephone number
                                                                                                    (        )
City                                                                                                State                                        ZIP code

Name of IDA agent/project operator’s authorized representative, if any                              Title

Street address                                                                                      Telephone number
                                                                                                    (        )
City                                                                                                State                                        ZIP code

Name of IDA

Name of project

Street address of project site

City                                                                                                State                                        ZIP code

1  Project purpose (mark an X       Services                            Construction        Agriculture, forestry, fishing
 in the appropriate box): 
 
                                    Wholesale trade                     Retail trade        Finance, insurance or real estate

                                    Transportation, communication, electric, gas, or sanitary services

                                    Manufacturing                       Other (specify)

2  Date project began (mm/dd/yy):   /              /
                                    
3  Beginning date of construction or installation (mm/dd/yy; see instructions):           /    /                                 ;    actual expected
                                                                                        
4  Completion date of construction phase of project (mm/dd/yy; see instructions):            /      /                               ; actual expected
                                                                                         
5  Completion date of project (mm/dd/yy; see instructions):                    /   /    ;    actual                                 expected
                                                                        
6  Duration of project (actual or expected; years/months):                       / 

7  Total sales and use tax exemptions (actual tax savings; NOT total purchases)  .............................                        7  $
Certification: I certify that the above statements are true, complete, and correct, and that no material information has been omitted. I 
make these statements with the knowledge that willfully providing false or fraudulent information with this document may constitute a 
felony or other crime under New York State Law, punishable by a substantial fine and possible jail sentence. I also understand that the Tax 
Department is authorized to investigate the validity of any information entered on this document.
Print name of officer, employee, or authorized representative signing for the IDA agent/project operator  Title of person signing

Signature                                                                                                                                    Date

     Failure to annually file a complete report may result in the removal of authority to act as an IDA agent/project operator.
               Mail completed report to: NYS Tax Department, IDA Unit, W A Harriman Campus, Albany NY 12227.



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ST-340 (3/11) (back)                                                 Instructions

General information                                                           Line instructions
                                                                              Line 1 Project purpose  Mark an  Xin the box that identifies the 
Who must file?                                                                purpose of the project. If you mark Other, please be specific in identifying 
The General Municipal Law (GML) and the Public Authorities Law require        its purpose.
the agent/project operator (also known as the project occupant) of an 
Industrial Development Agency or Authority (IDA) to file an annual report     Line 2 — Enter the date the project started (this means the earliest of the 
with the Tax Department. The agent/project operator required to file          date of any bond or inducement resolution, the execution of any lease, or 
this report is the person directly appointed by the IDA to act for and to     any bond issuance). Include month, day, and year.
represent the IDA for the project. The agent/project operator is ordinarily   Line 3 — Enter the date you, or your general contractor or subcontractor, 
the one for whom the IDA project was created.                                 actually began, or expect to begin, construction or installation on the 
There is usually only one agent/project operator directly appointed by        project. Mark an  Xin the appropriate box to indicate if the date entered is 
the IDA for an IDA project. However, if the IDA directly appoints multiple    actual or expected. If the project does not involve any construction, enter 
agents/project operators, each agent/project operator must file this form     Does not apply.
(unless they are related corporations).                                       Line 4 — Enter the date the construction phase of the project was 
Only the agent/project operator(s) directly appointed by the IDA must         completed or is expected to be completed. Mark an  Xin the appropriate 
file Form ST-340. Contractors, subcontractors, consultants, or agents         box to indicate if the date entered is actual or expected.
appointed by the agent/project operator(s) should not themselves file         Line 5 — Enter the date installation, lease, or rental of property (for 
Form ST-340. However, the agent/project operator(s) must include on           example, machinery or computers) on the project ended or the date the 
Form ST-340 information obtained from such contractors, subcontractors,       project is expected to be completed. Mark an  Xin the appropriate box to 
consultants, and agents, as described below.                                  indicate if the date entered is actual or expected.
What must be reported?                                                        Line 6 — Enter the total number of years and months from the project’s 
                                                                              inception to its completion or expected completion.
The report must show the total value of all state and local sales and 
use taxes exempted during the calendar year, as a result of the project’s     Line 7 — Enter the total amount of New York State and local sales and 
designation as an IDA project. This includes:                                 use taxes exempted during the reporting period (if none, enter 0) as a 
—  the value of the exemptions obtained by the agent/project operator; and    result of the project’s receipt of IDA financial assistance. This includes 
                                                                              exemptions obtained at the time of purchase as well as through a refund or 
—  the value of the exemptions obtained by your contractors,                  credit of tax paid. Include the sales and use taxes exempted on purchases 
subcontractors, consultants, and others, whether or not appointed as          of property or services incorporated into or used on the exempt project. 
agents of the IDA.                                                            This includes the taxes exempted on purchases made by or on behalf of 
The report requires only the total combined exemptions obtained by the        the agent/project operator, the general contractor for the project, and any 
above people. A break down of the total is not required. However, since       subcontractors, consultants, or others. Do not enter total purchases on 
the report must include the value of the exemptions they obtained, the        line 7.
agent/project operator must keep records of the amounts others report to 
the agent/project operator.                                                   Signature area
It is important that the agent/project operator make it clear to the          Enter the name and title of the person signing on behalf of the IDA 
contractors, subcontractors, consultants, and others that they must keep      agent/project operator (for example, the IDA agent/project operator’s 
accurate tax information and have it available so that the agent/project      officer, employee, or other authorized representative). The IDA 
operator can comply with the annual reporting requirements.                   agent/project operator’s officer, employee, or authorized representative 
                                                                              must sign the report. Enter the date signed.
Do not include in this report the amount of any sales and use tax 
exemptions arising out of other provisions of the Tax Law (for example,       Mail completed report to: NYS Tax Department, IDA Unit, W A Harriman 
manufacturer’s production equipment exemption, research and                   Campus, Albany NY 12227.
development exemption, or contractor’s exemption for tangible personal 
property incorporated into a project of an exempt organization).
See instructions below for additional information required.                   Need help?

When is the report due?                                                                  Internet access: www.tax.ny.gov
You must file Form ST-340 on a calendar-year basis. It is due by the last                  (for information, forms, and publications)
day of February of the following year. The reporting requirement applies to 
IDA projects started on or after July 21, 1993.                                        Sales Tax Information Center:                         (518) 485-2889

Project information                                                                    To order forms and publications:                      (518) 457-5431
At the top of the form, identify the reporting period by entering the year in           
the space provided. If an address is required, always include the ZIP code.            Text Telephone (TTY) Hotline
                                                                                         (for persons with hearing and
Name of IDA agent/project operator                                                       speech disabilities using a TTY):                   (518) 485-5082
Enter the name, address, federal employer identification number (FEIN), 
and telephone number of the IDA agent/project operator.                                                   Privacy notification
                                                                              The Commissioner of Taxation and Finance may collect and maintain personal information 
Name of IDA agent/project operator’s authorized                               pursuant to the New York State Tax Law, including but not limited to, sections 5-a, 171, 171-a, 
                                                                              287, 308, 429, 475, 505, 697, 1096, 1142, and 1415 of that Law; and may require disclosure of 
representative                                                                social security numbers pursuant to 42 USC 405(c)(2)(C)(i).
Enter the name, address, title (for example, attorney or accountant), and     This information will be used to determine and administer tax liabilities and, when authorized by 
telephone number of the individual authorized by the IDA agent/project        law, for certain tax offset and exchange of tax information programs as well as for any other lawful 
operator to submit this report.                                               purpose.
                                                                              Information concerning quarterly wages paid to employees is provided to certain state agencies 
                                                                              for purposes of fraud prevention, support enforcement, evaluation of the effectiveness of certain 
Name of IDA                                                                   employment and training programs and other purposes authorized by law.
Enter the name and address of the IDA. If more than one IDA is involved       Failure to provide the required information may subject you to civil or criminal penalties, or both, 
in a particular project, the IDA agent/project operator must file a separate  under the Tax Law.
report for the tax exemptions attributable to each IDA.                       This information is maintained by the Manager of Document Management, NYS Tax Department, 
                                                                              W A Harriman Campus, Albany NY 12227; telephone (518) 457-5181.
Name of project
Enter the name of the project and the address of the project site. If the IDA 
agent is involved in more than one project, a separate report must be filed 
by the IDA agent/project operator for each project, even if authorized by 
the same IDA.






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