RETURN                        OF EXCISE TAX BY UTILITIES                                                                                                                                                                                       
                                                                                                -   UXP              FOR USE BY UTILITIES OTHER THAN RAILROADS, BUS COMPANIES, AND OTHER COMMON CARRIERS

                                                                                                                     Period beginning ________-_________-________                               Period ending ________-_________-________
                                                                                Name:                                                                                                                                            Name         EMPLOYER 
                                                                                                                                                                                                                                 Change  n
                                                                                __________________________________________________________________________________________                                                                    IDENTIFICATION 
                                                                                In Care of:                                                                                                                                                   NUMBEROR     : 
                                                                                __________________________________________________________________________________________                                                                     SOCIAL 
                                                                                                                                                                                                                                              NUMBER: 
                                                                                Address (number and street):                                                                                                                     Address      SECURITY 
                                                                                                                                                                                                                                 Change  n     
                                                                                __________________________________________________________________________________________                                                                     
                                                                                                                                                                                                                                              FEDERAL 
                                                                                City and State:                         Zip:                       Country (if not US):                                                                       BUSINESS 
                                                                                                                                                                                                                                              CODE: 
                                                                                __________________________________________________________________________________________                                                                     
                                                                                Business Telephone Number:           Taxpayer’s Email Address                                                                                                 2-CHARACTER SPECIAL CONDITION CODE                                                                          
                                                                  *70112191*                                                                                                                                                                  IF APPLICABLE (SEE INSTRUCTIONS                                                                          ):
                                                                                
                                                                             Check type of business entity:     n     Corporation      n           Partnership     n Individual                                                                                                                                                                           n Amended return 
                                                                                                                                                                                                                                              
                                                                             n     Initial return:  Date business began nn nn nnnn   -           -                                                                                       n Final(Checkreturn:this box ifDateyou havebusinessceased operationsendedinnn nn nnnn NYC)                          -    -
  SCHEDULE A                                                                        Computation of Gross Income                               (See instructions)                                                                                                                                                                                          Payment Amount
 A.     Payment                                                                 Amount being paid electronically with this return.............................................  A.                                                                                                                                                                     
                                            UTILITY INCOME (without any deductions) 
                                            1. Revenue from sales or services               ·····················································································································································································································    1. 
                       
                        t                   MISCELLANEOUS REVENUE (without any deductions) 
                                             2. Commissions                  ···························································································································································································································································    2. 
                                             3. Merchandise and jobbing                 ··································································································································································································································   3. 
                                             4. Miscellaneous service              ········································································································································································································································    4. 
                                             5. Advertising                  ······································································································································································································································································5. 
                                             6. Licenses          ···········································································································································································································································································6. 
                                             7. Miscellaneous (explain in Schedule C)               ····································································································································································································    7. 
                                             8. TOTAL (add lines 1 through 7)               ······················································································································································································································    8. 
                                             NON- OPERATING INCOME 
                                             9.         Interest from persons other than corporations······················································································································································································    9. 
                                            10.         Royalties ·········································································································································································································································································10. 
                                            11.         Profits from the sale of securities···················································································································································································································  11. 
                             GROSS INCOME   12.         Profit from the sale of real property··············································································································································································································  12. 
                                            13.         Profit from sale of personal property (other than property of a kind which would properly be included in the inventory of the taxpayer)····························  13. 
                        t                   14          Miscellaneous (including gains or profits from any source whatsoever) (explain in Schedule C) ·······················································································  14. 
                                            15.         TOTAL NON-OPERATING INCOME (add lines 9 through 14)···················································································································································· 15. 
                                            16.         GROSS INCOME (add lines 8 and 15)           ····································································································································································································  16. 
 
                           t                17.         Tax (line 16 x 2.35%) ············································································································································································································································  17. 
                                            18.         Sales and use tax refunded          ······························································································································································································································  18. 
                                            19.         TOTAL TAX (add lines 17 and 18)         ···············································································································································································································  19. 
                                            20a.        REAP Credit (from NYC-9.5UTX, Section I, line 11, or Section II, line 3)(attach form)ÆÆ                                                                                  20a. 
                                            20b. LMREAP Credit (from Form NYC-9.8UTX, Section I, line 11, or Section II, line 3) ·········                                                                                       20b. 
                                            20c.        Credit for rebates and discounts of charges for energy users (attach schedule)··············                                                                             20c. 
                                            20d. Previous payment             ·················································································································································· 20d. 
                                            21.         TOTAL PAYMENTS AND CREDITS (add lines 20a through 20d)          ············································································································································  21. 
                                            22.         If line 19 is larger than line 21, enter balance due ··············································································································································································  22. 
                                            23.         If line 19 is smaller than line 21, enter overpayment ·········································································································································································  23. 
                                            24.         Amount of line 23 to be refunded ··················································································································································································································  24. 
                                            25.         Interest(see instructions)    ÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆ  25. 
                                            COMPUTATION26. Penalty (seeOFinstructions)AMOUNTÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆÆDUE   26. 
                           t                27.         TOTAL REMITTANCE DUE (add lines 22, 25 and 26)····································································································································································  27.

                                                        I hereby certify that this return, including any accompanying schedules or statements, has been examined by me, and is, to the best of my knowledge and belief, true, correct and complete.                             Firm's Email Address 
                                             t          I authorize the Dept. of Finance to discuss this return with the preparer listed below. (see instructions) .................YES   n                                                                                     ________________________________________ 
                                                                                                                                                                                                                                                                                                                                                      Preparer's Social Security Number or PTIN
                                                        Signature of owner, partner  or officer of corporations       Titles                                                                                                                  Date  s
                                                       
                                             TAXPAYER  Preparer's signature s                                Preparer’s printed name s                                                                                                        Date s           Check if self- 
                                                                                                                                                                                                                                                                                                                                                      Firm's Employer Identification Number
                                                                                                                                                                                                                                                               employed  4  
    CERTIFICATION OF                        t         Firm's name s                                        Address s                                                                                                                          Zip Code s        
                                                                                                                                                                                                                                                                  n
 70112191                                                                                                  SEE PAGE 2 FOR MAILING AND PAYMENT INFORMATION                                                                                                                                                                                                          NYC-UXP 2020

Form NYC-UXP                                                                                                                                                                                                                                                                    Page 2

SCHEDULE B                                                                                            SCHEDULE C
Enter below all income received during the period covered                                                Details of miscellaneous income, lines 7 and 14 
by this return and NOT reported in Schedule A.                                                           reported in Schedule A.
                                                                                                         REFER   TO LINE                                                                                                                                                      
             EXPLANATION                       AMOUNT                                                    #  ON PAGE 1           EXPLANATION                                                                                                              AMOUNT

ADDITIONAL INFORMATION REQUIRED 
A. State kind and nature of business _________________________________________________________________________________________________ 
B. Telephone number (_____) _________ - _________________ 
C. If a corporation, in what state did you incorporate? ____________________________________________________________________________________ 
D. Does this return cover business at more than one location?......................................................................................................................................................................................................... n Yes n No  
   (IF YES, YOU MUST ATTACH A SCHEDULE LISTING ADDRESS AND GROSS INCOME APPLICABLE TO EACH LOCATION.) 
E. The books of the taxpayer are in the care of:  ________________________________________________________________________________________ 
                                               Name  s                                                               Address  s                                                                                                                                          Telephone  s 
F. Does this taxpayer pay rent greater than $200,000 for any premises in NYC in the borough of Manhattan south of 
   96th Street for the purpose of carrying on any trade, business, profession, vocation or commercial activity? ....................................................................  n                                                                   YES       n          NO  
G. If "YES", were all required Commercial Rent Tax Returns filed? ....................................................................................................................................................................................  n YES       n          NO 
   Please enter Employer Identification Number which was used on the Commercial Rent Tax Return:___________________________ 

                                               MAILING INSTRUCTIONS 

ALL RETURNS  EXCEPT REFUND      RETURNS                          REMITTANCES                                                               RETURNS CLAIMING                                                                                                                  REFUNDS 
    NYC DEPARTMENT OF FINANCE                  PAY ONLINE WITH FORM NYC-200V                                                                NYC DEPARTMENT OF FINANCE 
             UTILITY TAX                                     AT NYC.GOV/ESERVICES                                                           UTILITY TAX 
    P.O. BOX 5564                                                                                     OR                                    P.O. BOX 5563 
    BINGHAMTON, NY 13902-5564                  Mail Payment and Form NYC-200V ONLY to:                                                      BINGHAMTON, NY 13902-5563
                                               NYC DEPARTMENT OF FINANCE 
                                                                                                     P.O. BOX 3933 
                                                             NEW YORK, NY 10008-3933

    *70122191*

    70122191

                                                                                                                         NEW YORK CITY DEPARTMENT OF FINANCE

 Instructions for Form NYC-UXP

      IMPORTANT INFORMATION CONCERNING FORM NYC-200V AND PAYMENT OF TAX DUE
  Payments may be made on the NYC Department of Finance website at nyc.gov/eservices, or via check or money order.  If paying with check or money order, do not 
  include these payments with your New York City return.  Checks and money orders must be accompanied by payment voucher form NYC-200V and sent to the address 
  on the voucher.  Form NYC-200V must be postmarked by the return due date to avoid late payment penalties and interest.  See form NYC-200V for more information.

                                                                                deemed to be from business conducted wholly within the City.) 
GENERAL   NFORMATIONI                                                           Enter all other gross income in Schedule B, page 2. 
                                                                                 
HIGHLIGHTS OF LEGISLATION                                                       GROSS INCOME 
                                                                                 
For tax periods beginning on or after January 1, 2009, Utility Tax refunds      Include on lines 1-7: 
may be claimed up to three years from the time the return is filed or two       l for tax periods beginning on or after August 1, 2002, include in 
years from the time the tax is paid, the same as the period applying to re-       Gross Income reported on Schedule A, 84 percent of ALL charges 
funds of General Corporation Tax, Business Corporation Tax, the Unincor-          for mobile telecommunications services to customers where the 
porated Business Tax, and the Bank Tax.  Administrative Code section              place of primary use of the customer is in the City.  Such receipts 
11-1108(a), as amended by Chapter 201 of the Laws of 2009, section 35.            are deemed to be derived from business conducted wholly within 
                                                                                  the City. See, Ad. Code §11-1102(c) as amended.  For this purpose, 
Beginning January 1, 2006, metered sales of energy to tenants of certain co-      "place of primary use" has the same meaning as in the Federal Mo-
operative housing corporations are exempted from the City utility tax.  The       bile Telecommunications Sourcing Act of 2000.  See, Ad. Code 
exemption applies to cooperative corporations with at least 1,500 apartments      §11-1101(20) as amended. 
                                                                                 
that own or operate a cogeneration facility that was in place before January 
                                                                                l
1, 2004 (or that replaces such a facility), and that make metered sales of the    all receipts from any sale made, including receipts from the sales of 
energy produced for the development’s tenants or occupants.  See Ad. Code         residuals and by-products (except sale of real property, securities and 
§§11-1101.25, 11-1101.26 and 11-1102(g).  A return must still be filed by         noninventoriable personal property) or service rendered in the City, 
the cooperative corporation using a tax rate of zero.                             including cash, credits and property of any kind or nature (whether 
                                                                                  or not the sale is made or the service is rendered for profit) without 
For information concerning the Relocation Employment Assistance Pro-              any deduction for any cost, expense or discount paid. 
                                                                                 
gram (REAP) see the Department of Finance website at: 
                                                                                Include on lines 9-14: 
  http://www1.nyc.gov/site/finance/benefits/business-reap.page                  l profit from the sale of real property; 
                                                                                 
Effective for tax periods beginning on and after August 1, 2002, entities       l profit from the sale of securities; 
that receive eighty percent or more of their gross receipts from charges for     
the provision of mobile telecommunications services to customers will be        l profit from the sale of non-inventoriable personal property; 
                                                                                 
taxed as if they were regulated utilities for purposes of the New York City     l receipts from interest, dividends and royalties (other than interest 
Utility Tax, General Corporation Tax, Business Corporation Tax, Banking           and dividends received from corporations) without deduction for 
Corporation Tax and Unincorporated Business Tax.  Thus, such entities             any expense; and 
will be subject to only the New York City Utility Tax.  The amount of gross      
income subject to tax has been amended to conform to the Federal Mobile         l gains or profits from any source whatsoever except as specifically 
Telecommunications Sourcing Act of 2000.  In addition, if any such entity         excluded below.  
is a partnership, its partners will not be subject to the New York City Util-    
ity Tax on their distributive share of the income of any such entity.  Finally, Do not include: 
for tax years beginning on and after August 1, 2002, partners in any such       l for tax periods beginning on or after August 1, 2002, the taxpayer’s 
entity will not be subject to General Corporation Tax, Business Corporation       distributive share, if any, of income, gains, losses and deductions 
Tax, Banking Corporation Tax or Unincorporated Business Tax on their              from any partnership subject to the NYC Utility Tax as a utility or 
distributive share of the income of any such entity.  Chapter 93, Part C, of      vendor of utility services, including its share of separately reported 
the Laws of New York, 2002.                                                       items. Ad. Code §11-1102(f)(2).  (See “UTILITY” defined below.) 
                                                                                 
NOTE: There have been substantial changes to the Energy Cost Savings            l gross income from sales for resale other than sales of gas, electric-
Program.  For information, call (212) 513-6345.                                   ity, steam, water or refrigeration or gas, electric, steam, water or re-
                                                                                  frigeration service to a vendor of utility services for resale to tenants. 
Special Condition Codes                                                          
At the time this form is being published, there are no special condition        l rents, except those derived from facilities used in the public serv-
codes for tax year 2021.  Check the Finance website for updated special           ice, modified as provided in Ad. Code §11-1101.4. 
condition codes. If applicable, enter the two character code in the box pro-     
vided on the form.                                                              SCHEDULE B 
                                                                                Enter all other income in Schedule B, page 2. 
SCHEDULE A -                                                                     
COMPUTATION OF GROSS INCOME                                                     UTILITY 
                                                                                Every person subject to the supervision of the Department of Public Serv-
Enter in Schedule A that part of gross income, without any deduc-               ice of the State of New York.  Effective for tax periods beginning on and 
tions, derived from business conducted wholly within the territorial            after August 1, 2002, entities that receive eighty percent or more of their 
limits of NYC. (See first bulleted item under “Gross Income” for a              gross receipts from charges for the provision of mobile telecommunica-
discussion of what income from mobile telecommunications is                     tions services to customers will be taxed as if they were subject to the su-

Form NYC-UXP                                                                                                                                  Page 2

pervision of the Department of Public Service of the State of New York.      due for the current tax year on a semi-annual basis on or before July 
                                                                             25th and January 25th covering a six-month tax period of January-June 
Line 18 - Sales and Compensating Use Tax Refunds                             and July-December, respectively. 
If you received a refund in the current period of any sales and use taxes     
for which you claimed a credit in a prior period, enter the amount of        Payment must be made in U.S. dollars, drawn on a U.S. bank.  Checks 
such refund on line 18.                                                      drawn on foreign banks will be rejected and returned.  Make remittance 
                                                                             payable to the order of:  NYC DEPARTMENT OF FINANCE. 
Line 20a - Credits from form NYC-9.5UTX                                      For further information, call 311.  If calling from outside the five NYC 
Enter on this line the credit against the Utility Tax for the relocation     boroughs, call 212-NEW-YORK (212-639-9675). 
and employment assistance program.  (Attach Form NYC-9.5UTX.)                 
                                                                             Preparer Authorization:  If you want to allow the Department of Fi-
Line 20b - Credits from form NYC-9.8UTX                                      nance to discuss your return with the paid preparer who signed it, you 
Enter on this line the credit against the Utility Tax for the Lower Man-     must check the "yes" box in the signature area of the return. This au-
hattan relocation and employment assistance program.  (Attach Form           thorization applies only to the individual whose signature appears in 
NYC-9.8UTX.)                                                                 the "Preparer's Use Only" section of your return.  It does not apply to 
 
IMPOSITION/BASIS/RATE OF TAX                                                 the firm, if any, shown in that section.  By checking the "Yes" box, you 
The tax is imposed  on every utility for the privilege of exercising a fran- are authorizing the Department of Finance to call the preparer to an-
chise or franchises, holding property or doing business in New York City.    swer any questions that may arise during the processing of your return.  
                                                                             Also, you are authorizing the preparer to: 
                                                                              
A utility other than a railroad, bus company or other common carrier is      l   Give the Department any information missing from your return, 
taxable at 2.35% of gross income as defined above.                            
                                                                             l   Call the Department for information about the processing of your 
INTEREST                                                                         return or the status of your refund or payment(s), and 
If the tax is not paid on or before the due date, interest must be paid on    
the amount of the underpayment from the due date to the date paid.  For      l   Respond to certain notices that you have shared with the pre-
information as to the applicable rate of interest, visit the Finance web-        parer about math errors, offsets, and return preparation.  The no-
site at nyc.gov/finance or call 311.  Interest amounting to less than $1         tices will not be sent to the preparer. 
                                                                              
need not be paid. 
                                                                             You are not authorizing the preparer to receive any refund check, bind 
PENALTIES                                                                    you to anything (including any additional tax liability), or otherwise rep-
                                                                             resent you before the Department.  The authorization cannot be revoked; 
a) If you fail to file a return when due, add to the tax (less any pay-      however, the authorization will automatically expire twelve (12) months 
    ments made on or before the due date or any credits claimed on the       after the due date (without regard to any extensions) for filing this return.  
    return) 5% for each month or partial month the form is late, up to       Failure to check the box will be deemed a denial of authority. 
    25%, unless the failure is due to reasonable cause.                       
                                                                             MAILING INSTRUCTIONS 
b) If this form is filed more than 60 days late, the above late filing        
    penalty cannot be less than the lesser of (1) $100 or (2) 100% of the    All returns, except refund returns: 
                                                                              
    amount required to be shown on the form (less any payments made 
                                                                             NYC Department of Finance  
    by the due date or credits claimed on the return). 
                                                                             Utility Tax 
c) If you fail to pay the tax shown on the return by the prescribed fil-     P.O. Box 5564 
    ing date, add to the tax (less any payments made or any credits          Binghamton, NY 13902-5564 
    claimed on the return) 1/2% for each month or partial month the           
    payment is late up to 25%, unless the failure is due to reasonable       Remittances - Pay online with Form NYC-200V at          nyc.gov/eser-
    cause.                                                                   vices, or Mail payment and Form NYC-200V only to: 
                                                                              
                                                                             NYC Department of Finance 
d) The total of the additional charges in a) and c) may not exceed 5% 
                                                                             P.O. Box 3933 
    for any one month except as provided for in b). 
                                                                             New York, NY  10008-3933 
                                                                              
e) Additional penalties may be imposed on any underpayment of the tax.       Returns claiming refunds: 
                                                                              
If you claim not to be liable for these additional charges, a statement in   NYC Department of Finance  
support of your claim should be attached to the return.                      Utility Tax 
                                                                             P.O. Box 5563 
SIGNATURE                                                                    Binghamton, NY 13902-5563 
This report must be signed by an officer authorized to certify that                     
the statements contained herein are true.  If the taxpayer is a part-        T O AVOID THE IMPOSITION   OF PENALTIES, your amount of the tax due must be 
nership or another unincorporated entity, this return must be                paid in full and this return must be filed and postmarked within 25 days after 
signed by a person duly authorized to act on behalf of the taxpayer.         the end of the period covered by the return.
 
FILING A RETURN AND PAYMENT OF TAX 
Returns are due on or before the 25th day of each month, if filing on a 
monthly basis, covering gross income for the preceding calendar month. 
However, if the tax liability is less than $100,000 for the preceding cal-
endar year, determined on an annual or annualized basis, returns are