Department of Taxation and Finance
                                   New York Corporate Partner’s                                                                                               IT-204-CP

                                   Schedule K-1
                                   Tax Law – Article 9-A                                                                                                          Final K-1

For calendar year 2020 or tax year beginning                     20  and ending                                                                                   Amended K-1 

Partners: Before completing your franchise tax return, see Form IT-204-CP-I, Partner’s Instructions for Form IT-204-CP (available at www.tax.ny.gov                                ).
Partnership’s information
 Partnership’s name (as shown on Form IT-204)                                                                                                         Partnership’s EIN

A  Mark an  Xin the box if either applies to your entity          Publicly traded partnership                                                     Portfolio investment partnership

B  Tax shelter registration number, if any  .......................................................................................... B

Partner’s information (see instructions)
 Partner’s name                                                                                                                                       Partner’s EIN

 Partner’s address

 City                                                        State              ZIP code

C  The partner is a (mark an  X in the appropriate box)General partner or LLC member-manager                                                          Limited partner or other LLC member

D  What is the New York tax filing status of the partner?   (Mark an  Xin the appropriate box, if known.)
           C corporation               S corporation             Partnership 
E  If the partner is a disregarded entity, enter the EIN of the entity reporting the income of  
     the partner (if known) ................................................................................................................ E

F  Did the partner sell its entire interest during the tax year? ................................................................................. F               Yes         No

G  Partner’s share of profit, loss, and capital                                                                                                        Beginning           Ending
       1)  Profit  .............................................................................................................................. G1               %                 %
       2)  Loss ............................................................................................................................... G2                 %                 %
       3)  Capital  ........................................................................................................................... G3                 %                 %

H  Partner’s share of liabilities at the end of the year
       1)  Nonrecourse ............................................................................................................................ H1
       2)  Qualified nonrecourse financing .............................................................................................. H2
       3)  Recourse  ................................................................................................................................. H3

I  Partner’s capital account analysis
       1)  Beginning capital account  .........................................................................................................  I1
       2)  Capital contributed during the year – cash ................................................................................ I2 
       3)  Capital contributed during the year – property ........................................................................... I3
       4)  Current year increase (decrease) .............................................................................................. I4
       5)  Withdrawals and distributions – cash  ........................................................................................ I5
       6)  Withdrawals and distributions – property ................................................................................... I6 
       7)  Ending capital account  .............................................................................................................. I7
       8)  Method of accounting(mark an  Xin the appropriate box)
                  Tax basis            GAAP            Book       Other (submit explanation)

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J Was Form CT-2658-E filed with the partnership? ..............................................................................................    J   Yes          No

K NYS estimated tax paid on behalf of partner (from Form CT-2658)                                             Date                                     Amount
    1)  First installment  .............................................................................. K1 
    2)  Second installment  ......................................................................... K2
    3) Third installment  .............................................................................K3
    4)  Fourth installment ........................................................................... K4
  Total NYS estimated tax paid on behalf of partner (add lines K1 through K4)  ....................................... K

L Was the partnership required to report any nonqualified deferred compensation, as required by  
    IRC § 457A, on its 2020 federal return? (see instructions)  ................................................................................  LYes              No

Partner’s share of entire net income (ENI) information when the corporate partner’s New York tax filing 
status is a C corporation

ENI addition modifications
  1 Total additions ..............................................................................................................................    1

       A – Number           B – Amount                          A – Number                                    B – Amount
  1a  EA –                                          1d  EA –                                                       
  1b  EA –                                          1e  EA –
  1c  EA –                                          1f  EA –

ENI subtraction modifications
  2 Total subtractions .........................................................................................................................      2

       A – Number           B – Amount                          A – Number                                    B – Amount
  2a   ES –                                         2d  ES –                                                       
  2b   ES –                                         2e  ES –
  2c  ES –                                          2f  ES –

Partner’s proportionate part of assets and liabilities (for New York C corporate partners only)
                                                                                                                                                       Average value
  3 Total assets ..................................................................................................................................   3
  4 Real property and marketable securities included on line 3  .......................................................                               4
  5 Real property and marketable securities at fair market value (FMV) ...........................................                                    5
  6 Average value of adjusted total assets ........................................................................................                   6
  7 Total liabilities  .............................................................................................................................. 7
  8 Liabilities directly attributable to business capital  ......................................................................                     8
  9 Liabilities directly attributable to investment capital  ...................................................................                      9

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Partner’s proportionate part of items related to investment capital under Article 9-A (for New York 
C corporate partners only)
Part 1 – Investment capital that generates income claimed not taxable by New York under the U.S. Constitution
Description of asset (identify each asset, and enter number of shares (if applicable) and date acquired here; for each asset complete columns D 
through G on the corresponding lines below; enter only directly owned assets in items A through F and Total from additional sheet(s))
For each item listed, in columns A through G, enter the information for the partnership as a whole.
 Item                                A – Description of asset                   B – Number of shares                C – Date acquired
                                                                                acquired, if applicable
 A
 B
 C
 D
 E
 F
 Item        D                           E                              F                             G                              H
      Number of                      Date sold                          Average Liabilities directly                Net average
      shares sold, if applicable                                        FMV     attributable                                         FMV
 A
 B
 C
 D
 E
 F
 Total from additional sheet(s)  ....................................
 Total from partnerships  ..............................................
 10  Total proportionate part of columns F 
       and G (see instructions)  ............................ 10

Part 2 – Investment capital – stocks actually held more than one year
Description of investment (identify each investment, and enter number of shares and date acquired here; for each investment complete columns D 
through G on the corresponding lines below; enter only directly owned investments in items A through F and Total from additional sheet(s))
For each item listed, in columns A through G, enter the information for the partnership as a whole.
 Item                            A – Name/CUSIP/CINS/lot number                 B – Number of shares                C – Date acquired
                                                                                                           acquired
 A
 B
 C
 D
 E
 F
 Item        D                           E                              F                             G                              H
      Number of                      Date sold                          Average Liabilities directly                Net average
      shares sold                                                       FMV     attributable                                         FMV
 A
 B
 C
 D
 E
 F
 Total from additional sheet(s)  ....................................
 Total from partnerships  ..............................................
 11  Total proportionate part of columns F 
       and G (see instructions)  ............................ 11

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Part 3 – Investment capital – stocks presumed held more than one year
Description of investment (identify each investment, and enter number of shares and date acquired here; for each investment complete columns F 
and G on the corresponding lines below; enter only directly owned investments in items A through F and Total from additional sheet(s))
For each item listed, in columns A through G, enter the information for the partnership as a whole.
 Item                             A – Name/CUSIP/CINS/lot number                               B – Number of shares acquired     C – Date acquired
 A
 B
 C
 D
 E
 F
 Item        D                                  E                       F                                  G                          H
             Number of                  Date sold                       Average                Liabilities directly              Net average
             shares sold                                                FMV                    attributable                           FMV
 A
 B
 C
 D
 E
 F
 Total from additional sheet(s)  ....................................
 Total from partnerships ...............................................
 12  Total proportionate part of columns F 
       and G (see instructions)  ............................ 12

Part 4 – Total investment capital
 13   Total average FMV and liabilities directly attributable 
      (add lines 10, 11, and 12 in columns F and G) ........  13

Part 5 – Prior year investment capital – stocks that did not meet holding period requirement
Description of investment (identify each investment, and enter number of shares and date acquired here; for each investment complete columns D 
through G on the corresponding lines below; enter only directly owned investments in items A through F and Total from additional sheet(s))
For each item listed, in columns A through G, enter the information for the partnership as a whole.
 Item                             A – Name/CUSIP/CINS/lot number                               B – Number of shares acquired     C – Date acquired
 A
 B
 C
 D
 E
 F
 Item        D                                  E                       F                                  G                          H
             Number of                  Date sold                       Average FMV            Liabilities directly attributable Net average
             shares sold                                                as previously reported as previously reported                 FMV
 A
 B
 C
 D
 E
 F
 Total from additional sheet(s)  ....................................
 Total from partnerships  ..............................................
 14  Total proportionate part of columns F 
       and G (see instructions)  ............................ 14

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Part 6 – Prior year gross investment income for stocks that did not meet holding period requirement

 15  Prior year presumed gross investment income from stocks presumed in the prior year to  
       be held more than one year that failed to meet the presumption (see instructions)  ........................                                15

Partner’s share of items related to investment and other exempt income under Article 9-A (for New York 
C corporate partners only)

  16 Gross exempt cross-article dividends  .........................................................................................           16
  17 Gross exempt controlled foreign corporation (CFC) income........................................................                          17
  18 Gross exempt unitary corporation dividends ...............................................................................                18
  19 Gross investment income from investments generating income not taxable by New York
     State under the U.S. Constitution  ............................................................................................           19
  20 Dividend income from investment capital from stocks actually held more than one year...........                                           20
  21 Net capital gains or losses from investment capital from stocks actually held more
     than one year  .......................................................................................................................... 21
  22 Dividend income from investment capital from stocks presumed held more than one year .......                                              22

Partner’s share of items related to interest deductions directly attributable to investment and other 
exempt income under Article 9-A (for New York C corporate partners only)

  23  Interest expense per federal Form 1065, line 15 .........................................................................                23
  24 Interest deductions directly attributable to income reported on line 16  .....................................                            24
  25 Interest deductions directly attributable to income reported on line 17  .....................................                            25
  26 Interest deductions directly attributable to income reported on line 18  .....................................                            26
  27 Interest deductions directly attributable to income reported on line 19  .....................................                            27
  28 Interest deductions directly attributable to income reported on line 20  .....................................                            28
  29 Interest deductions directly attributable to income reported on line 21  .....................................                            29
  30 Interest deductions directly attributable to income reported on line 22  .....................................                            30
  31 Interest deductions directly attributable to business capital   ....................................................                      31

Partner’s share and proportionate part of items related to subtraction modification for qualified banks

  32 Qualified residential loan portfolio assets  ...................................................................................          32
  33 Gross interest income from qualifying loans  ...............................................................................              33
 33a Gross interest income from all loans ...........................................................................................          33a
 33b Gross interest expense from all loans .........................................................................................           33b

Partner’s share and proportionate part of items related to manufacturing

  34 Total receipts from the sale of goods by manufacturing ..............................................................                     34
  35  New York adjusted basis of qualified manufacturing property .....................................................                        35
 35a Number of employees employed in manufacturing in New York..................................................                               35a

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Partner’s share of New York modifications (for New York S corporate partners only)

  36  New York State additions
        Number         A – Total amount
  36a  E A –
 36b   E A –
 36c   E A –
 36d   E A –
 36e   E A –
 36f   E A –

  37 Total addition modifications (total of column A, lines 36a through 36f) ...............................................  37

  38 New York State subtractions
        Number         A – Total amount
 38a   E S –
 38b   E S –
 38c   E S –
 38d   E S –
 38e   E S –
 38f   E S –

  39 Total subtraction modifications (total of column A, lines 38a through 38f) ..........................................    39

  40 Additions to itemized deductions
      Letter       Amount
  40a                                             
 40b  
  40c
  40d
  40e
  40f 

  41 Total additions to itemized deductions (add lines 40a through 40f) ..................................................    41

  42 Subtractions from itemized deductions
      Letter       Amount
  42a                                             
 42b  
  42c
  42d
  42e
  42f 

  43 Total subtractions from itemized deductions (add lines 42a through 42f) .........................................        43

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Partner’s share of income, deductions, etc. (from federal Form 1065, Schedule K-1)

Partner’s distributive share items
  44 Ordinary business income (loss) .................................................................................................   44
 45  Net rental real estate income (loss)  ............................................................................................               45
 46  Other net rental income (loss) .....................................................................................................             46
 47  Guaranteed payments  ................................................................................................................            47
  48 Interest income  ...........................................................................................................................     48
  49  Ordinary dividends  ......................................................................................................................      49
  50 Royalties  ..................................................................................................................................... 50
  51 Net short-term capital gain (loss)  ................................................................................................             51
  52 Net long-term capital gain (loss) ..................................................................................................             52
  53 Net section 1231 gain (loss)  .......................................................................................................            53
 54  Other income (loss) .....................................................................................................................        54
     Identify:

  55  Section 179 deduction  ................................................................................................................         55
 56  Other deductions .........................................................................................................................       56
     Identify:

  57  Tax-exempt income and nondeductible expenses  ......................................................................                            57
  58 Distributions – cash and marketable securities ...........................................................................                       58
  59 Distributions – other property  ......................................................................................................           59
  60 Other items not included above that are required to be reported separately to partners  ...........                                              60
     Identify:

Partner’s credit information (see instructions) 

Part 1 – Flow-through credit bases and information
  Brownfield redevelopment tax credit (Form CT-611, Form CT-611.1, or Form CT-611.2)
                                                                       A – Form CT-611  B – Form CT-611.1                                                      C – Form CT-611.2
  61 Site preparation credit component  ........................... 61
 62  Tangible property credit component  .........................  62
 63  On-site groundwater remediation credit component  ...          63

 64  This line intentionally left blank  ...................................................................................................          64
 65  This line intentionally left blank  ...................................................................................................          65

 QEZE tax reduction credit (Form CT-604-CP)
  66  QEZE employment increase factor ..............................................................................................                  66
 67  QEZE zone allocation factor ........................................................................................................             67
  68 QEZE benefit period factor  .........................................................................................................            68

Excelsior jobs program tax credit (Form CT-607)
  69  Excelsior jobs tax credit component  ...........................................................................................                69
 70  Excelsior investment tax credit component .................................................................................                      70
 71  Excelsior research and development tax credit component  .......................................................                                 71
  72  Excelsior real property tax credit component  ..............................................................................                    72

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Partner’s credit information (continued) 
Farmers’ school tax credit (Form CT-47)
  73  Acres of qualified agricultural property......................................................................................... 73
  74  Acres of qualified conservation property ......................................................................................   74
  75  Eligible school district property taxes paid  ..................................................................................  75
  76  Acres of qualified agricultural property converted to nonqualified use   .......................................                  76

Other flow-through credit bases and information
    Credit bases
             Code              Amount                              Code                                       Amount
  77a                                                         77d                                                           
  77b                                                         77e
  77c                                                         77f

    Credit information
             Code              Information                         Code                                       Information  
  77g                                                         77j 
  77h                                                         77k
  77i                                                         77l 

 Part 2 – Flow-through credits, addbacks, and recaptures
  78  Flow-through credits
             Code              Amount                              Code                                       Amount
  78a                                                         78e
  78b                                                         78f
  78c                                                         78g
  78d                                                         78h

  79  Addbacks of credits and recaptures
             Code              Amount                              Code                                       Amount
  79a                                                         79d
  79b                                                         79e
  79c                                                         79f

Part 3 – START-UP NY tax elimination credit information (Form CT-638)
  80  START-UP NY business certificate number (Form DTF-74)  ..........................................................                 80
  81  Year of START-UP NY business tax benefit period .....................................................................             81
  82  START-UP NY area allocation factor  ..........................................................................................    82

Partner’s share of apportionment and Metropolitan Commuter Transportation District (MCTD) information
Part 1
  1  During the reporting year, did the partnership do business, employ capital, own or lease property, maintain 
          an office, or derive receipts from activity, in New York State? (mark an  Xin the appropriate box)                               ....... Yes No  
  2   During the reporting year, did the partnership do business, employ capital, own or lease property, maintain  
        an office, or derive receipts from activity, in the MCTD?  (mark an  Xin the appropriate box)                        ..................  Yes   No

Average value of property                                                                                     A – MCTD                             B – New York State
  3   Real estate owned  ..................................................................................  3
  4   Real estate rented ................................................................................... 4
  5   Inventories owned  ................................................................................... 5
  6   Tangible personal property owned  ..........................................................           6
  7   Tangible personal property rented  ..........................................................          7

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Part 2                                                                            A    B                  C
Receipts from:                                                                    MCTD New York State Everywhere
Section 210-A.2
  1  Sales of tangible personal property  ..........................            1
  2  Sales of electricity  .................................................... 2
  3  Net gains from sales of real property  .......................             3
Section 210-A.3
  4  Rentals of real and tangible personal property  .........                  4
  5  Royalties from patents, copyrights, trademarks, and
         similar intangible personal property  ........................         5
  6  Sales of rights for certain closed-circuit and cable
         TV transmissions of an event  ................................         6
Section 210-A.4
  7  Sale, licensing, or granting access to digital products...                 7
  7a Sale, licensing, or granting access to digital products...                 7a
  8  This line intentionally left blank .................................       8
Section 210-A.5(a)(2)(A)
  9  Interest from loans secured by real property  ............                 9
  10 Net gains from sales of loans secured by real property  ...                10
  11 Interest from loans not secured by real property                           11
  12  Net gains from sales of loans not secured by
         real property   ....................................................   12
Section 210-A.5(a)(2)(B)     
  13  Interest from federal debt  .........................................     13
  14  
  15  Interest from NYS and its political subdivisions debt                     15
  16 Net gains from federal, NYS, and NYS political subdivisions debt           16
  17  Interest from other states and their political
         subdivisions debt   .................................................  17
   18  Net gains from other states and their political
         subdivisions debt  ..................................................  18
Section 210-A.5(a)(2)(C) 
  19  Interest from asset-backed securities and other
         government agency debt  ......................................         19
  20 Net gains from government agency debt or
         asset-backed securities sold through an exchange ..                    20
  21  Net gains from all other asset-backed securities  ......                  21
Section 210-A.5(a)(2)(D) 
  22  Interest from corporate bonds  ..................................         22
  23  Net gains from corporate bonds sold through
         broker/dealer or licensed exchange  ......................             23
  24  Net gains from other corporate bonds  ......................              24
Section 210-A.5(a)(2)(E) 
  25 Net interest from reverse repurchase and securities
         borrowing agreements  ...........................................      25
Section 210-A.5(a)(2)(F) 
  26  Net interest from federal funds  .................................        26
Section 210-A.5(a)(2)(I) 
  27  Net income from sales of physical commodities  ......                     27
Section 210-A.5(a)(2)(J) 
  28  Marked to market net gains  ......................................        28

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Part 2                                                                         A    B              C
Receipts from:                                                                 MCTD New York State Everywhere
Section 210-A.5(a)(2)(H) 
       210-A.5(a)(2)(G)
  29  Interest from other financial instruments  ..................         29
  30  Net gains from other financial instruments  ...............           30
 30a  Net gains from other financial instruments
        (broker/dealer/exchange)  ......................................    30a
 30b  Other income from other financial instruments .........               30b
 30c  Other income from other financial instruments 
       (broker/dealer/exchange) ..........................................  30c
 30d  Dividends from stock that is business capital ...........             30d
  30e  Net gains from sales of stock that is business capital ...           30e
  30f  Net gains from sales of partnership interests ................       30f
Section 210-A.5(b)
  31  Brokerage commissions  ...........................................    31
  32 Margin interest earned on behalf of brokerage accounts                 32
  33 Fees for advisory services for underwriting
         or management of underwriting  ...............................     33
  34  Receipts from primary spread of selling concessions                   34
  35  Receipts from account maintenance fees  ................              35
  36 Fees for management or advisory services  .............                36
  37  Interest from an affiliated corporation  .......................      37
Section 210-A.5(c)
  38  Interest, fees, and penalties from credit cards  .........            38
  39  Service charges and fees from credit cards  .............             39
  40  Receipts from merchant discounts  ...........................         40
  41  Receipts from credit card authorizations and
         settlement processing  ........................................... 41
  42  Other credit card processing receipts  .......................        42
Section 210-A.5(d)
  43 Receipts from certain services to investment companies                 43
  44  This line intentionally left blank  ................................  44
Section 210-A.6
  45  Receipts from railroad and trucking business  ..........              45
Section 210-A.6-a
  46  Receipts from the operation of vessels  ....................          46
Section 210-A.7
  47  Receipts from air freight forwarding  .........................       47
  48  Receipts from other aviation services  ......................         48
Section 210-A.8
  49  Advertising in newspapers or periodicals  .................           49
  50  Advertising on television or radio  .............................     50
  51  Advertising via other means  .....................................    51
Section 210-A.9
  52  Transportation or transmission of gas through pipes                   52
Section 210-A.10
  53  Receipts from other services/activities not specified                 53
 53a  Receipts from other services/activities not specified  53a

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                                                                                                  A                                                                 B
  Payroll                                                                          MCTD                                                                             New York State
  54 Wages and other compensation of employees except general executive officers 54
  55 Average number of individuals employed full time in New York State (excluding employees with 
        partnership-wide authority)  ............................................................................................................................ 55

Gross proceeds or receipts from certain sales                            A                        B                                                                 C
  (for apportionment purposes) (see instructions)                        MCTD      New York State                                                                   Everywhere
  56 Sales of loans secured by real property .................         56
  57 Sales of loans not secured by real property  ..........           57
  58 Sales of other asset-backed securities  ..................        58
  59 Sales of corporate bonds  ....................................... 59
  60  Sales of physical commodities ................................   60

Marked to market net gain or loss from deemed sales (for apportionment purposes)
  61 Of loans secured by real property  .............................................................................................     61
  62 Of loans not secured by real property  ......................................................................................        62
  63 Of federal debt instruments .......................................................................................................  63
  64 Of New York State and its political subdivisions debt instruments  ............................................                      64
  65 Of other states and their political subdivisions debt instruments  ..............................................                    65
  66 Of government agency debt or asset-backed securities (through exchange)  ..........................                                  66
  67 Of all other asset-backed securities  ..........................................................................................     67
  68 Of corporate bonds through licensed exchange or broker/dealer  .............................................                         68
  69 Of other corporate bonds  .......................................................................................................... 69
  70 Of physical commodities  ........................................................................................................... 70
  71 Of other financial instruments of one type  ................................................................................         71

Items related to repurchase agreements and securities borrowing/lending agreements
  72  Value of reverse repurchase agreements when partnership is purchaser/lender ......................                                  72
  73  Value of borrowing agreements when partnership is securities borrower ..................................                            73
  74  Value of repurchase agreements when partnership is seller/borrower ......................................                           74
  75  Value of lending agreements when partnership is securities lender ..........................................                        75
  76  Interest income from reverse repurchase agreements and securities borrowing agreements ..                                           76
  77  Interest expense from repurchase agreements and securities lending agreements .................                                     77

Partner’s share of New York adjustments due to decoupling from the IRC (see instructions) 
 1  Total of New York additions ........................................................................................................  1
 2  Total of New York subtractions ...................................................................................................    2

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