PDF document
- 1 -
                                                                                                                                                                              MISSOURI FORM 
                                                                                                                                                                              135 - A 
                                        NEW/EXPANDED BUSINESS FACILITY - HEADQUARTERS: 
                                        APPLICATION FOR SUBSEQUENTLY CLAIMING TAX BENEFITS 
                                        Read instructions carefully before completing form. 
                                        Schedules S and M must accompany this application, which must be filed each year following year one.

CALENDAR YEAR                                               OR TAX YEAR BEGINNING                                                                ENDING 
                                NAME OF FACILITY                                                                                                                FACILITY FEDERAL ID NO. 

PLEASE 
TYPE                            ADDRESS OF FACILITY (WHERE DEVELOPMENT OCCURRED)                                                                                TAXPAYER FEDERAL ID 
OR                                                                                                                                                              NO. 
PRINT 
                                CITY                                                   COUNTY                                                          ZIP CODE FACILITY MISSOURI TAX 
                                                                                                                          MISSOURI                              ID NO. (MITS) 
                                1. Is this address within a designated enterprise zone?                                                                         q YES        q  NO
                                   1a.  List all other federal and state programs for which this facility is applying, or is currently utilizing:

                                2. Name and mailing address if different than above:
                                NAME 

                                ADDRESS (STREET, PO BOX, CITY, STATE, ZIP CODE) 

                                   2a.  Name and address of business headquarters, if different from above: 

                                3. Name, address and telephone of contact person completing application:
                                NAME                                                   Email Address                                                            TELEPHONE NUMBER 
                                                                                                                                                                (          ) 
                                ADDRESS (STREET, PO BOX, CITY, STATE, ZIP CODE) 

                                4. Business entity for tax purposes:
                                   4a.        Corporation           4b. q Fiduciary                                       4c.     q  Individual                 4d. q  Partnership 
                                                                                                                                  Proprietorship 
                                   4e.  q  S-Corp.                  4f. q  Limited Liability Corp.                        4g.     q  Limited Liability          4h. q  Other (Specify) 
                                                                                                                                  Partnership                       _____________ 
                                NOTE: IF THE TAXPAYER IS A FIDUCIARY, PARTNERSHIP, S-CORPORATION, ETC., IDENTIFY THE NAMES, SOCIAL SECURITY 
                                NUMBERS AND PROPORTIONED SHARE OF OWNERSHIP OF EACH BENEFICIARY, PARTNER OR SHAREHOLDER ON THE 
                                LAST DAY OF THE TAX PERIOD. AGGREGATE PROPORTIONATE SHARES OR PERCENTAGE OF TOTAL OWNERSHIP MAY 
                                NOT EXCEED 100%. ATTACH A SEPARATE SHEET IF NECESSARY. 
                                              NAME(S)                                                      SOCIAL SECURITY NO.(S)                               %OWNERSHIP YEAR END 
                                                                                                                                                                                       % 
                                                                                                                                                                                       % 
                                                                                                                                                                                       % 
                                                                                                                                                                                       % 
                STATUS-ACTIVITY    4i.  Taxpayer’s total annual Missouri sales revenues or receipts: 
                                   q $0 - $250,000        $250,000q - $500,000       $500,000q - $1M       $1M - $5M      q $5M - $10M       $10Mq and overq
                                   4j.  Taxpayer’s total Missouri employment  -        (total number of employees):
                                5. Describe the business activity(ies) conducted at this facility. Be specific.

                                   5a.  Enter the facility’s 5-digit NAICS number if known: 

MISSOURI DEPARTMENT OF ECONOMIC DEVELOPMENT                                                                                                                                   Revised 07/2019 



- 2 -
6. Tax years for which this facility’s tax benefit has been certified if known. 
 Total Amount of Credits 
 Certified by Claimed on 
State MO Return 
6a.  1  year: st Beginning:  _____________________  Ending:   ____________________  $ _________  $ _________  
6b.  2  year: nd Beginning:  _____________________  Ending:   ____________________  $ _________  $ _________  
6c.  3  year: rd Beginning:  _____________________  Ending:   ____________________  $ _________  $ _________  
6d.  4  year: th Beginning:  _____________________  Ending:   ____________________  $ _________  $ _________  
6e.  5  year: th Beginning:  _____________________  Ending:   ____________________  $ _________  $ _________  
CERTIFIED AND  th Beginning:  _____________________  Ending:   ____________________  $ _________  $ _________  
CLAIMED BENEFITS 6f.  6  year:  
6g.  7  year: th Beginning:  _____________________  Ending:   ____________________  $ _________  $ _________  
6h.  8  year: th Beginning:  _____________________  Ending:   ____________________  $ _________  $ _________  
6i.  9  year: th Beginning:  _____________________  Ending:   ____________________  $ _________  $ _________  
6j.  10  year:  th  _____________________  Ending:   ____________________  $ _________  $ _________  Beginning: 
7. If this new or expanded facility was leased from another entity(ies), enter the net MONTHLY rental/lease or license cost. INCLUDE 
ANY LEASED LAND, BUILDING(S), MACHINERY, EQUIPMENT, FURNITURE, FIXTURES, SOFTWARE, AND HARDWARE IN 
LEASE USE, EXCEPT INVENTORIES. 
8. Did the taxpayer requesting tax benefits have interest(s) in any other BUSINESS(ES) in MISSOURI that FILE A 
SINGLE MISSOURI TAX RETURN WITH THIS FACILITY for this tax period? Answer YES onlyq YES     NO qif a single 
Missouri return is filed for these businesses. 
8a.  List names and FEIN numbers of other businesses FILING SINGLE MISSOURI RETURN WITH THIS FACILITY. 
MULTIPLE  
BUSINESSES 

9. Did the taxpayerq YES     NO qof this new or expanded facility operate any other FACILITY(IES) in MISSOURI besides this new 
or expanded facility during this tax period?  Answer YES only if a single Missouri return is filed for these facilities. 

9a.  List of names and addresses of all Missouri facilities FILING SINGLE MISSOURI TAX RETURN WITH THIS FACILITY. 
 
MULTIPLE FACILITIES 

 MISSOURI DEPARTMENT OF ECONOMIC DEVELOPMENT  Revised 07/2019 
 



- 3 -
                                                APPLICANT CERTIFICATION 
                                                                                      
I, the undersigned, acting on behalf of the Applicant named below, hereby certify and agree to the following: 
 
•  The information submitted by the Applicant to DED in connection with the Project is true and correct and such information is consistent with documents 
   provided to lenders, other government programs, or investors.  The Applicant hereby authorizes DED to verify such information from any source; 
•  Neither the Applicant, nor any person actively engaged in the management of the Applicant: 
   a) Has committed a felony, is currently under indictment for a felony, or is currently on parole or probation; 
   b) Is delinquent with respect to any non-protested federal, state or local taxes or fees; 
   c) Has filed (or is about to file) for bankruptcy, unless otherwise disclosed to DED; or 
   d) Has failed to fulfill any material obligation under any other state or federal program; 
•  There are no pending or threatened liens, judgments, or material litigation against the Applicant or any person identified on the application which is likely to 
   have a material impact on the Applicant’s viability; 
•  Neither the operations of the Project itself nor the receipt of incentives for the Project would violate any existing agreement; 
•  The Applicant has obtained or is capable of obtaining all necessary federal, state and local permits and licenses for the Project; 
•  I certify that the applicant does NOT knowingly employ any person who is an unauthorized alien and that the applicant has complied with federal law (8 
   U.S.C. § 1324a) requiring the examination of an appropriate document or documents to verify that each individual is not an unauthorized alien; 
•  I certify that the applicant is enrolled and will participate in a federal work authorization program as defined in Section 285.525(6), RSMo, with respect to 
   employees working in connection with the activities that qualify applicant for this program.  I certify that the applicant will maintain and, upon request, 
   provide the Department of Economic Development documentation demonstrating applicant’s participation in a federal work authorization program with 
   respect to employees working in connection with the activities that qualify applicant for this program; 
•  I certify that the Applicant shall include in any contract it enters with a subcontractor in connection with the activities that qualify applicant for this program, 
   an affirmative statement from the subcontractor that such subcontractor is not knowingly in violation of Section 285.530.1, RSMo, and shall not be in 
   violation during the length of the contract.  In addition the Applicant will receive a sworn affidavit from the subcontractor under the penalty of perjury, 
   attesting that the subcontractor’s employees are lawfully present in the United States. I certify that the Applicant will maintain and provide the Department of 
   Economic Development and Department of Revenue access to documentation demonstrating compliance with this requirement 
•  I understand that, pursuant to section 285.530.5, RSMo, a general contractor or subcontractor of any tier shall not be liable under section 285.525 to 285.550 
   when such general contractor or subcontractor contracts with its direct subcontractor  who violates section 285.530.1, if the contract binding the contractor 
   and subcontractor affirmatively states that the direct subcontractor is not knowingly in violation of section 285.530.1 and shall not henceforth be in such 
   violation and the contractor or subcontractor receives a sworn affidavit under the penalty of perjury attesting to the fact that the direct subcontractor’s 
   employees are lawfully present in the United States; 
•  I understand that if the applicant is found to have employed an unauthorized alien, applicant maybe subject to penalties pursuant to Sections 135.815, 
   285.025, and 285.535, RSMo; 
•  I understand that if the applicant is found to have employed an unauthorized alien in Missouri and did not, for that employee, examine the document(s) 
   required by federal law, the applicant shall be ineligible for any state-administered or subsidized tax credit, tax abatement or loan for a period of five years 
   following any such finding; 
•  I attest that I have read and understand the Business Facility Headquarters Credit guidelines; 
•  I will inform DED if, at any time before project completion, there is any change to any of the certifications made herein; 
•  I hereby agree to allow representatives of the Department of Economic Development (DED), Department of Revenue, or either of their designated 
   representatives, access to the property and applicable records as may be necessary for the administration of this program; and,  
•  I certify under penalties of perjury that the above statements and information contained in the application and attachments are complete, true, and correct to 
   the best of my knowledge and belief.   
    
I certify that I am a Corporate Officer/Member of the Applicant and have the proper authority to execute this document on behalf of the Applicant.  I am 
authorized to make the statement of affirmation contained herein.  I realize that failure to disclose material information regarding the Applicant, any owners or 
individuals engaged in the management of the Applicant, or other facts may result in criminal prosecution. 
Applicant Signature                                      Print Name                               Title                               Date 
 
STATE OF_______________________________________ )         
                                                         ss.                                       
COUNTY OF ____________________________________ ) 
On this ___ day of _______________in the year 20___ before me, ________________________, a Notary Public in and for said state, personally 
appeared ___________________________ [name of Corporate Officer/ Member], ____________________________ [Official Title], 
_____________________________ [Name of Corporation/ Limited Liability Corporation], known to me to be the person who executed the within 
Agreement in behalf of  said company and acknowledged to me that he or she executed the same for the purposes therein stated. 
________________________________ 
Notary Public 
                                             My commission expires ___________________________________ 
                                                                                      
  1If more than one representative signs use a copy of this page for each signatory. 
                                             
   MISSOURI DEPARTMENT OF ECONOMIC DEVELOPMENT                                                                                            Revised 07/2019 
                                                                                                                                                                     



- 4 -
                                                                                                                                   MISSOURI SCHEDULE 
                   NEW/EXPANDED BUSINESS FACILITY:                                                                                           S 
                                                                                                                                   
                   EMPLOYEES AND INVESTMENT  
                   A LIST OF ALL EMPLOYEES FOR THE TAX YEAR IS REQUIRED WITH HIRE AND                                              
                   TERMINATION DATES (IF APPLICABLE) TO BE SUBMITTED. 
                                                                                                                                   
 FOR CALENDAR YEAR                   OR TAX YEAR BEGINNING                                                        ENDING    
 NAME OF FACILITY                                                                                                          FACILITY FEDERAL ID NO. 
                                                                                                                                     
 THIS SCHEDULE MUST BE FILED EACH YEAR TAX BENEFITS ARE CLAIMED. ATTACH THIS SCHEDULE TO                                   TAXPAYER FEDERAL ID NO. 
 FORM 135 OR 135-A, WHICHEVER IS APPLICABLE. A COMPLETE LIST OF EMPLOYEES, INCLUDING 
 NAME, HIRE DATE, TERMINATION DATE (IF APPLICABLE), AND AVERAGE WEEKLY HOURS SHOULD BE                                               
 SUBMITTED ELECTRONICALLY.  
 COMPUTING “NEW BUSINESS FACILITY EMPLOYEES” AND “NEW BUSINESS FACILITY INVESTMENT”                                        FACILITY MISSOURI TAX ID NO. 
                                                                                                                           (MITS) 
        MONTHS     NEW BUSINESS FACILITY EMPLOYEES (FULL-TIME OR 20                           NEW BUSINESS FACILITY INVESTMENT (ORIGINAL COST/8 
                   HRS. OR 80% SEASON, LAST WORK DAY EACH MONTH)                              TIMES ANNUAL RENT OR LICENSE RATE, LAST WORK DAY                            
                                                                                                                  EACH MONTH) 
        (X)        (A) YEAR FILING           (B) BASE YEAR                                     (C) YEAR FILING                 (D) BASE YEAR                              
 COLUMN            TAX YEAR ENDING           TAX YEAR ENDING                                  TAX YEAR ENDING               TAX YEAR ENDING                               
  LINE             ___________ ____, _______ ___________ ____, _______                        ___________ ____, _______  ___________ ____, _______ 
  1                                                                                                                                                                       1 
  2                                                                                                                                                                       2 
  3                                                                                                                                                                       3 
  4                                                                                                                                                                       4 
  5                                                                                                                                                                       5 
  6                                                                                                                                                                       6 
  7                                                                                                                                                                       7 
  8                                                                                                                                                                       8 
  9                                                                                                                                                                       9 
  10                                                                                                                                                                      10 
  11                                                                                                                                                                      11 
  12                                                                                                                                                                      12 
  13    TOTAL                                                                                                                                                             13 
  14    AVERAGE                                                                                                                                                           14 
  15                                                                                                                                                                      15 
  16                                                                                                                     $                                                16 
  17               TRANSFERRED EMPLOYEES     (                                             )                                                                              17 
  18                                                                                          TRANSFERRED INVESTMENT     ($                                            )  18 
  19               NEW BUSINESS                                                                                                                                           19 
                   FACILITY EMPLOYEES 
  20                                                                                          NEW BUSINESS FACILITY      $                                                20 
                                                                                               INVESTMENT 

 UNDER PENALTIES OF PERJURY, I DECLARE THAT I HAVE EXAMINED THIS SCHEDULE, AND TO THE BEST OF MY KNOWLEDGE AND 
 BELIEF, IT IS TRUE, CORRECT AND COMPLETE. 
 TAXPAYER’S OR DESIGNEE’S SIGNATURE                       DATE                               PREPARER’S SIGNATURE                            DATE 
                                                                                                                                              
                    THIS SCHEDULE MUST ACCOMPANY FORM 135 OR 135-A WHICHEVER IS APPLICABLE. 
                                     MAIL ALL CLAIMS FOR TAX BENEFITS AND ALL RELATED INQUIRIES TO: 
                                                  FINANCE MANAGEMENT 
                                      MISSOURI DEPARTMENT OF ECONOMIC DEVELOPMENT 
                                                          PO BOX 118 
                                                  JEFFERSON CITY, MO 65102                     

  MISSOURI DEPARTMENT OF ECONOMIC DEVELOPMENT                                                                                       Revised 07/2019 
                                                                                                                                                                              



- 5 -
                                                                                                                 MISSOURI SCHEDULE 
                                                                        
                  NEW/EXPANDED BUSINESS FACILITY HEADQUARTERS:                                                   S – 1 
                                                                                                                 
                  INVESTMENT WORKSHEET: SCHEDULE S, COLUMN C:                                                    
                  TAX YEAR FILING 
                  Read instructions carefully before completing form. THIS FORM IS REQUIRED.                     
                                                                                                                 
FOR CALENDAR YEAR               OR TAX YEAR BEGINNING                                        ENDING          

THIS SCHEDULE IS REQUIRED TO VERIFY SCHEDULE S.  Please provide supporting documents to this schedule via email 
in an excel document.   
 (E)                              (F) 
 DATE PURCHASE    ITEMIZED LIST: ALL PROPERTY IN USE THE LAST WORK DAY EACH                  (G)                 (H) 
 OR LEASE PUT   MONTH (LAND, BUILDING, FURNITURE, FIXTURES, MACHINERY, EQUIPMENT,   MONTHLY LEASE                ORIGINAL COST 
 INTO USE                SOFTWARE, AND HARDWARE; NOT INVENTORY)                             (IF APPLICABLE)      OR 
                                                                                                                 LEASE x 12 x 8 
 (MO/DAY/YR)             DO NOT INCLUDE CONSTRUCTION IN PROGRESS. 
                                                                                  $                           $ 

                                                                                             TOTAL            $ 
                                                                                             INVESTMENT 

 MISSOURI DEPARTMENT OF ECONOMIC DEVELOPMENT                                                                     Revised 07/2019 
                                                                                                                                 



- 6 -
                                                                                                      MISSOURI SCHEDULE 
                                                                        
                   NEW/EXPANDED BUSINESS FACILITY HEADQUARTERS:                                       S – 2 
                                                                                                      
                   INVESTMENT WORKSHEET: SCHEDULE S, COLUMN D:                                        
                   BASE TAX YEAR  
                   Read instructions carefully before completing form.                                
                                                                                                      
 FOR CALENDAR YEAR              OR TAX YEAR BEGINNING                            ENDING           

 THIS SCHEDULE IS REQUIRED TO VERIFY SCHEDULE S.  Please provide supporting documents to this schedule via email 
 in an excel document.   
  (I)                             (J)                                                                 (L) 
 DATE PURCHASE             ALL PROPERTY IN USE LAST WORK DAY EACH MONTH          (K)                  ORIGINAL COST 
  OR LEASE PUT   ITEMIZED LIST:                                                  MONTHLY LEASE        OR 
  INTO USE         (LAND, BUILDING, FURNITURE, FIXTURES, MACHINERY, EQUIPMENT,   (IF APPLICABLE)      LEASE x 12 x 8 
  (MO/DAY/YR)             SOFTWARE, AND HARDWARE; NOT INVENTORY).        
                                                                               $                   $ 

                                                                                 TOTAL             $ 
                                                                                 INVESTMENT 

  MISSOURI DEPARTMENT OF ECONOMIC DEVELOPMENT                                                         Revised 07/2019 
                                                                                                                      



- 7 -
                                                                                                                        MISSOURI SCHEDULE 
                                                                        
                   NEW/EXPANDED BUSINESS FACILITY HEADQUARTERS:                                                         M 
                                                                                                                       
                   APPORTIONMENT OF MISSOURI TAXABLE                                                                   
                   BUSINESS INCOME 
                   Read instructions carefully before completing form.                                                 
                                                                                                                       
 FOR CALENDAR YEAR                  OR TAX YEAR BEGINNING                                    ENDING           
 NAME OF FACILITY                                                                                            FACILITY FEDERAL ID NO. 
                                                                                                                                     AND 
 THIS SCHEDULE MUST BE FILED EACH YEAR TAX BENEFITS ARE CLAIMED.                                             TAXPAYER FEDERAL ID NO. 
 ATTACH THIS SCHEDULE TO FORM 135 OR 135-A, WHICHEVER IS APPLICABLE. 
                                                                                                                                     AND 
                                                                                                             FACILITY MISSOURI TAX ID NO. 
 ALL TAXPAYERS MUST COMPLETE ITEMS 2-4.                                                                      (MITS) 

 IF A MISSOURI CONSOLIDATED RETURN IS FILED, ITEMS 1, 2 AND 4 MUST INCLUDE THE CONSOLIDATED AMOUNTS. 

                                                                                                                    143 
                                                                                                                     
    If known, enter that portion of the taxpayer’s TOTAL MISSOURI taxable income (or loss), Missouri sources        $ 
    attributed to THIS Missouri BUSINESS DURING THIS TOTAL TAX PERIOD. INCLUDE CONSOLIDATED 
  1 INCOMES. 
    DO NOT ESTIMATE: ENTER “UNKNOWN”                                                                                148 
                                                                                                                     
                                                                                                                    $ 

  2 Enter the amount of compensation paid to all persons employed by this BUSINESS in Missouri DURING THIS          $ 
    TOTAL TAX PERIOD. INCLUDE ALL CONSOLIDATED FACILITIES. 

  3 Enter the amount of compensation paid DURING THIS TAX PERIOD to ALL PERSONS employed at THIS                    $ 
    FACILITY ONLY. 

    Enter the AVERAGE VALUE of ALL PROPERTY IN USE, including 8 times net ANNUAL rental or license 
  4 rates, USED by this BUSINESS IN Missouri DURING THIS TOTAL TAX PERIOD. INCLUDE ALL                              $ 
    CONSOLIDATED PROPERTY VALUES. DO NOT INCLUDE INVENTORIES AND CONSTRUCTION IN 
    PROGRESS. 

 UNDER PENALTIES OF PERJURY, I DECLARE THAT I HAVE EXAMINED THIS SCHEDULE, AND TO THE BEST OF MY KNOWLEDGE AND 
 BELIEF, IT IS TRUE, CORRECT AND COMPLETE. 
 TAXPAYER’S OR DESIGNEE’S SIGNATURE                 DATE                PREPARER’S SIGNATURE                            DATE 
                                                                                                                         
                   THIS SCHEDULE MUST ACCOMPANY FORM 135 OR 135-A WHICHEVER IS APPLICABLE. 
                                                                        
                                                     MAIL TO: 
                                           FINANCE MANAGEMENT 
                                    MISSOURI DEPARTMENT OF ECONOMIC DEVELOPMENT 
                                                    PO BOX 118 
                                           JEFFERSON CITY, MO 65102 
 
  MISSOURI DEPARTMENT OF ECONOMIC DEVELOPMENT                                                                           Revised 07/2019 
                                                                                                                                           






PDF file checksum: 1626398084

(Plugin #1/9.12/13.0)