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Securities

Manual Forms

Please use the form versions posted to this page.

Canadian Broker-Dealers

  • Form F-7 Registration statement under the Securities Act of 1933 for securities of certain Canadian issuers offered for cash upon the exercise of rights granted to existing security holders.
  • Form F-8 Registration statement under the Securities Act of 1933 for securities of certain Canadian issuers to be issued in exchange offers or a business combination.
  • Form F-10 Registration statement for securities of certain Canadian issuers.
  • Form F-80 Registration statement for securities of certain Canadian issuers to be issued in exchange offers or a business combination.

Crowdfunding - Small Intrastate Securities Offerings

Exemptions from Registration (AS 45.56.110 and 120)

Investment Advisers

Registration by Coordination (AS 45.56.090) or qualification (AS 45.56.100) or SCOR (3 AAC 08.600-650)

Solicitation of Interest Form

Viatical Forms


Submit inquiries to: securities@alaska.gov