Securities Manual Forms Please use the form versions posted to this page. Canadian Broker-Dealers Form F-7 Registration statement under the Securities Act of 1933 for securities of certain Canadian issuers offered for cash upon the exercise of rights granted to existing security holders. Form F-8 Registration statement under the Securities Act of 1933 for securities of certain Canadian issuers to be issued in exchange offers or a business combination. Form F-10 Registration statement for securities of certain Canadian issuers. Form F-80 Registration statement for securities of certain Canadian issuers to be issued in exchange offers or a business combination. Crowdfunding - Small Intrastate Securities Offerings Small Intrastate Securities Offerings Statutes (AS 45.56.130) Small Intrastate Securities Offerings Regulations (3 AAC 08.810 - 3 AAC 08.895) Crowdinvesting/Crowdfunding FAQs The Crowdinvesting Form The Third Party Website Form Exemptions from Registration (AS 45.56.110 and 120) Rescission Offer and Report of Results 120(19) Form 08-111 Notice of Exempt Securities Transactions Form 08-111a Follow-Up Report for AS 45.56.120(19) Non-Issuer Waiver: 120(1) Form 08-116 Waiver Request for Exempt Securities Transactions Investment Advisers Form 08-100 Surety Bond Form Registration by Coordination (AS 45.56.090) or qualification (AS 45.56.100) or SCOR (3 AAC 08.600-650) Form 08-103 Model Promotional Shares Escrow Agreement Form 08-104 Impoundment of Proceeds Agreement Form 08-105 Model Promotional Shares Lock-In Agreement Form 08-112 Report of Securities Sales and Use of Proceeds Form U-1 Uniform Application to Register Securities Form U-2 Uniform Consent to Service of Process Form U-2A Uniform Corporate Resolutions Form U-7 SCOR Solicitation of Interest Form Solicitation of Interest Viatical Forms Form 08-102 Registration of Viatical Transactions (3 AAC 08.705 et seq.) Form 08-118 Rescission Notice Form 08-114a Viatical Settlement Disclosure Forms Part A Form 08-114b Viatical Settlement Disclosure Forms Part B Submit inquiries to: securities@alaska.gov