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UC-1-12/18                                                                                         STATE OF DELAWARE 
                                                                                                DEPARTMENT OF LABOR 
                                                                                       DIVISION OF UNEMPLOYMENT INSURANCE 
                                                                                                     P.O. BOX 9953 
                                                                                              WILMINGTON, DE  19809-0953 
                                                                                                     302-761-8482 

                                                                                  (DO NOT FILL IN THIS SPACE) 
This report is to be filled in and returned to                                    Employer Number___________________ 
                                                 REPORT TO DETERMINE 
this office within 10 days of its receipt                                         Ind. Code and Area _________________ 
                                                LIABILITY AND IF LIABLE 
    whether or not you are liable for                                             Effective Date of Liability ____________ 
                                               APPLICATION FOR EMPLOYER 
    assessment under Part III, Title 19,                                          Assessment Rate ____________________ 
                                                  ACCOUNT NUMBER 
              Delaware Code.                                                      Status Date: _______________________ 

              FILL IN WITH TYPEWRITER OR PRINT IN INK – ALL QUESTIONS MUST BE ANSWERED 

1.  Name of Employer and Trade Name, if any:                     5. Have you:
                                                                       ☐  1. Started a new business
                                                                       ☐  2.  Purchased a going business (Attach Explanation)
                                                                       ☐  3.  Just begun having employment
                                                                       ☐  4.  Reorganized (Attach Explanation)
1(a).  Federal Employer’s Identification Number: 
                                                                       ☐  5.  Other (Attach Explanation)

2.  Street Address and Telephone Number of Main Office:          6. Ownership Information
                                                                 Is business publicly traded on the stock market?
                                                                            Yes       No  ☐ 

                                                                 If yes, provide name, Federal Employer Identification Number 
3.  Address to which employer’s report forms and mail are to     and stock exchange symbol of controlling entity: 
    be sent.  Outside representative must file a notarized
    power of attorney.

                                                                 If no, complete ownership information below. If more than one 
                                                                 owner, attach additional information.  Percentage of ownership 
                                                                 must total 100%. 
3(a).  E-Mail Address: 
4.  Have you previously filed an application for a Delaware      If owned by another entity, please attach an organizational chart. 
    U.I. account number?  YesNo  ☐
                                                                 Name: 
                                                                 Social Security Number: 
                                                                 Address: 
                                                                 % of Ownership: 
7.  On what date did you first have payroll for   8. Are you liable as an employer         9. Do you own or control any other
employees working in Delaware?                    under the Unemployment                   employing unit in Delaware?
                                                  Compensation Laws in any other              No   ☐ 
                                                  state?                                      Yes  ☐ Account # ______________ 
7(a).  Will gross payroll meet or exceed $1500.00                Yes     No  ☐            If you meet the criteria, do you want to 
       rd     th
in either 3  or 4  quarter?   Yes      No    ☐                                            combine accounts for rating purposes?  
                                                                                           Yes  ☐    No  ☐ 
10. State total number of workers in covered employment in Delaware and total payroll by calendar quarter.  If unknown, you may
estimate these numbers.
                               Effective 1/1/96, wages of all corporate officers are reportable. 
              MARCH                              JUNE                            SEPT.                           DEC. 
       Employees       Payroll        Employees   Payroll             Employees   Payroll           Employees      Payroll 

2016
2017
2018
2019
2020



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11. Check form of organization:
☐      Individual                ☐   LLC Individual
☐      Partnership               ☐   LLC Partnership
☐      Delaware Corporation      ☐   Out-of-State Corporation
☐      Non-Profit                ☐   Estate or Trust
☐      LLC Corp (Attach Form #8832 or written explanation.  Must Indicate tax election from list above.)
☐      Other:  _________________________________
11(a).   Date of Incorporation:  _________________________________ 

12. Nature and location of business in Delaware (indicate in sections a, b, c, d, and e).  Please provide the address for the
physical location where the work will be performed in the State of Delaware.  (If the employee is working from home please
provide the employee’s residential address).  Attach additional sheets if needed.
(a) Street Address (number & name):

(b) City/County:                                                           (c) Zip Code

(d) Principal Types of Activity                              Percent of  (e) Principal Products or Services            Percent of 
(Manufacturer of Wood Furniture, Food Super Market,           Total            (Leather Gloves, Electric Motors,            Total 
Truck Rental, Etc.)  EXPLAIN FULLY                                             TV Repairs, Etc.)  EXPLAIN FULLY

                                                      Total   100.00                                           Total        100.00 

13. Will any employee work primarily in Delaware?      Yes   No  ☐   
        If yes, skip #13a, go to #14 
        If no, complete #13a, before going to #14. 
13(a). Will any employee perform some work in Delaware?     Yes          No  ☐    
       If no, go to #14. 
       If yes, attach explanation.  For each employee who does not work primarily in Delaware, list all states where work is  
       performed, the state where the base of operations is located, the state from which work is directed, and the employee’s state 
       of residence. 
14. Name, title, address and telephone number of officer or representative to furnish payroll information.

15. Have you acquired the organization, trade or business, or substantially all the assets of another employing unit?  Yes     No  ☐
    If yes, provide the name and Federal Identification Number of the acquired entity.

16. If you have reorganized, has the ownership and management remained substantially the same?       Yes  No   17. Has this business paid any individual who it considers to be an independent contractor?    Yes   No  17(a). Has the business issued, or does it intend to issue, IRS Form 1099-MISC to any individual?    Yes       No  17(b). If you answered yes, please describe the type of work performed.

18. Are you an agricultural employer as per Title 19 §3302(11)?    Yes  No   18(a). If yes, will you pay wages of $20,000 or more in any calendar quarter or employ 10 or more individuals engaged in 
agricultural labor for some portion of the day for a 20 week period?     Yes     No  19. Are you a domestic or household employer?      Yes       No  19(a).If yes, will you pay wages of $1,000 or more in any calendar quarter of the year?    Yes   No 



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                              NON-PROFIT EMPLOYERS ONLY 

20. (a)  Please submit the following documents:
    (1) Copy of charter or articles of incorporation and by-laws.
    (2) Copy of Internal Revenue Status under IRS Code (Sec. 501-a).
    (b) Do you have in your employ four (4) or more employees?    Yes       No  ☐
    (c) Do you elect the reimbursement method in lieu of paying assessments?   Yes       No  ☐
    If yes, the department will send you form COM-4069.
    (d) Do you wish to make reimbursement with another employer and establish a group account?   Yes       No  ☐
    If yes, list the names and addresses of all employers in the group and the name and address of the group representative who
    will act as the agent responsible for the disbursement of timely payments to the State of Delaware.

                                  Additional Address Information 

Corporation Headquarters Address: 

Training Tax Address: 

    THIS REPORT MUST BE SIGNED HERE BY THE OWNER OR DULY AUTHORIZED REPRESENTATIVE 
It is hereby certified that the information in this report and in any 
attached sheets is true and correct, to the best of my knowledge, and is 
submitted with the full knowledge that there are penalties prescribed by 
law for misstatements.  Application will not be processed without an 
authorized signature. 
                                                                                     (Signature Required) 

                                               Title                                                   Date 
    (Business Name) 

If you wish to sign up for online tax filing or online employer separation notices (SIDES), please see our website at: 
http://ui.delawareworks.com/  






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