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PBGC Form 10-Advance
INFORMATION REQUIRED TO BE FILED Check box to indicate the item is attached. If not attached, explain on next page.
Change in Controlled Group Transfer of Benefit Liabilities
Description of the plan’s old and new controlled group Name, contributing sponsor, EIN/PN, and contact
structures, including the name of each controlled information of transferee plan(s)
group member Description of the transferor and transferee's controlled
Name of each plan maintained by any member of the group structures, including the name of each
plan’s old and new controlled groups, its contributing controlled group member
sponsor(s) and EIN/PN Explanation of the actuarial assumptions used in
determining the value of benefit liabilities (and, if
Actuarial Information (see instructions) appropriate, plan assets) transferred
Company f inancial i nformation (see instructions) Estimate of the assets, liabilities, and number of participants
whose benefits are transferred
Liquidation Actuarial Information (see instructions)
Description of the plan's old and new controlled group Financial Information for the transferor and transferee's
structure, including the name of each controlled group controlled group (see instructions)
member Note: To the extent this information is filed with the IRS Form
Operational status of each controlled group member (in 5310A, PBGC will accept a copy of that filing.
Chapter 7 proceedings, liquidation outside of bankruptcy,
on-going, etc.)
Loan Default
Name of each plan maintained by any number of the
plan's controlled group, its contributing sponsor(s) and Copy of the relevant loan documents (e.g., promissory
EIN/PN note, security agreement, loan agreement amendments
Actuarial Information (see instructions) and waivers)
Due date and amount of any missed payment
Company financial information (see instructions)
Copy of any written notice of default or acceleration from
If the plan sponsor resolves to cease all revenue-generating
lender, any notice of forbearance, or loan agreement
business operations, sell substantially all its assets, or
amendment or waiver
otherwise effect or implement its complete liquidation,
provide: Description of any cross-defaults or anticipated cross-
defaults
•
Date on which such resolution was made
Description of the plan's controlled group structure,
• Most recent pension plan document(s) including the name of each controlled group member
• Address of each controlled group member
Company f inancial Information (see instructions)
• The Internal Revenue Service Determination Letter
Actuarial Information (see instructions)
indicating the plan is a covered plan, if applicable
Extraordinary Dividend or Stock Redemption Insolvency or Similar Settlement
Name and EIN of person making the distribution Name, address and phone number of any trustee, receiver
or similar person
Date and amount of cash distribution(s) during fiscal year
Docket number of court filing and location of the court
Description, fair market value, and date or dates of any where any relevant proceeding was or will be filed (if
non-cash distributions known)
Statement whether the recipient was a member of the Description of the plan’s controlled group structure,
plan’s controlled group including the name of each controlled group member
Actuarial Information (see instructions) Name of each plan maintained by any member of the plan’s
controlled group, its contributing sponsor(s) and EIN/PN
Company financial i nformation (see instructions)
Actuarial Information (see instructions)
For Illustrative Purposes Only
Application for Minimum Funding Waiver Company financial Information (see instructions)
Copy of waiver application, with all attachments
Minimum funding projections for the next 5 years (with and without
the waiver) including all details supporting the calculations and all
assumptions, to the extent not included in the waiver application
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