SCHEDULE A Insurance Information OMB No. 1210-0110 (Form 5500) Department of the Treasury This schedule is required to be filed under section 104 of the Internal Revenue Service Employee Retirement Income Security Act of 1974 (ERISA). 2022 Department of Labor Employee Benefits Security Administration File as an attachment to Form 5500. Pension Benefit Guaranty Corporation Insurance companies are required to provide the information This Form is Open to Public pursuant to ERISA section 103(a)(2). Inspection For calendar plan year 2022 or fiscal plan year beginning and ending A Name of plan B Three-digit ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE plan number (PN) 001 FGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI C Plan sponsor’s name as shown on line 2a of Form 5500 D Employer Identification Number (EIN) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE 012345678 FGHI ABCDEFGHI Part I Information Concerning Insurance Contract Coverage, Fees, and Commissions Provide information for each contract on a separate Schedule A. Individual contracts grouped as a unit in Parts II and III can be reported on a single Schedule A. 1 Coverage Information: (a) Name of insurance carrier ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI (b) EIN (c) NAIC (d) Contract or (e) Approximate number of Policy or contract year code identification number persons covered at end of From (g) To policy or contract year (f) 012345678 ABCDE ABCDE0123456789 1234567 YYYY-MM-DD YYYY-MM-DD 2 Insurance fee and commission information. Enter the total fees and total commissions paid. List in line 3 the agents, brokers, and other persons in descending order of the amount paid. (a) Total amount of commissions paid (b) Total amount of fees paid 123456789012345 123456789012345 3 Persons receiving commissions and fees. (Complete as many entries as needed to report all persons). (a) Name and address of the agent, broker, or other person to whom commissions or fees were paid ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE 123456789 ABCDEFGHI ABCDEFGHI ABCDE 123456789 ABCDEFGHI ABCDEFGHI ABCDE CITY56789 ABCDEFGHI AB, ST 021345678901 (b) Amount of sales and base Fees and other commissions paid commissions paid (c) Amount (d) Purpose (e) Organization code -123456789012345 -123456789012345 ABCDEFGHI ABCDEFGHI ABCDEFGHI 1 ABCDEFGHI ABCDEFGHI ABCDEFGHI SAMPLEABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE (a) Name and address of the agent, broker, or other person to whom commissions or fees were paid ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE 123456789 ABCDEFGHI ABCDEFGHI ABCDE 123456789 ABCDEFGHI ABCDEFGHI ABCDE CITY56789 ABCDEFGHI AB, ST 021345678901 (b) Amount of sales and base Fees and other commissions paid commissions paid (c) Amount (d) Purpose (e) Organization code -123456789012345 -123456789012345 ABCDEFGHI ABCDEFGHI ABCDEFGHI 1 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE For Paperwork Reduction Act Notice, see the Instructions for Form 5500. Schedule A (Form 5500) 2022 v. 220413 |
Schedule A (Form 5500) 2022 Page 2 – 1 x (a) Name and address of the agent, broker, or other person to whom commissions or fees were paid ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE 123456789 ABCDEFGHI ABCDEFGHI ABCDE 123456789 ABCDEFGHI ABCDEFGHI ABCDE CITY56789 ABCDEFGHI AB, ST 021345678901 Fees and other commissions paid (e) (b) Amount of sales and base Organization commissions paid (c) Amount (d) Purpose code -123456789012345 -123456789012345 ABCDEFGHI ABCDEFGHI ABCDEFGHI 1 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE (a) Name and address of the agent, broker, or other person to whom commissions or fees were paid ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE 123456789 ABCDEFGHI ABCDEFGHI ABCDE 123456789 ABCDEFGHI ABCDEFGHI ABCDE CITY56789 ABCDEFGHI AB, ST 021345678901 Fees and other commissions paid (e) (b) Amount of sales and base Organization commissions paid (c) Amount (d) Purpose code -123456789012345 -123456789012345 ABCDEFGHI ABCDEFGHI ABCDEFGHI 1 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE (a) Name and address of the agent, broker, or other person to whom commissions or fees were paid ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE 123456789 ABCDEFGHI ABCDEFGHI ABCDE 123456789 ABCDEFGHI ABCDEFGHI ABCDE CITY56789 ABCDEFGHI AB, ST 021345678901 Fees and other commissions paid (e) (b) Amount of sales and base Organization commissions paid (c) Amount (d) Purpose code -123456789012345 -123456789012345 ABCDEFGHI ABCDEFGHI ABCDEFGHI 1 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE (a) Name and address of the agent, broker, or other person to whom commissions or fees were paid ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE 123456789 ABCDEFGHI ABCDEFGHI ABCDE 123456789 ABCDEFGHI ABCDEFGHI ABCDE CITY56789 ABCDEFGHI AB, ST 021345678901 Fees and other commissions paid (e) (b) Amount of sales and base Organization commissions paid (c) Amount (d) Purpose code -123456789012345 -123456789012345SAMPLE ABCDEFGHI ABCDEFGHI ABCDEFGHI 1 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE (a) Name and address of the agent, broker, or other person to whom commissions or fees were paid ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE 123456789 ABCDEFGHI ABCDEFGHI ABCDE 123456789 ABCDEFGHI ABCDEFGHI ABCDE CITY56789 ABCDEFGHI AB, ST 021345678901 Fees and other commissions paid (e) (b) Amount of sales and base Organization commissions paid (c) Amount (d) Purpose code -123456789012345 -123456789012345 ABCDEFGHI ABCDEFGHI ABCDEFGHI 1 ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE |
Schedule A (Form 5500) 2022 Page 3 Part II Investment and Annuity Contract Information Where individual contracts are provided, the entire group of such individual contracts with each carrier may be treated as a unit for purposes of this report. 0B4 Current value of plan’s interest under this contract in the general account at year end ............................................... 4 123456789012345 1B5 Current value of plan’s interest under this contract in separate accounts at year end ................................................. 5 123456789012345 2B6 Contracts With Allocated Funds: 3Ba State the basis of premium rates 4Bb Premiums paid to carrier .................................................................................................................................... 6b -123456789012345 5Bc Premiums due but unpaid at the end of the year ................................................................................................ 6c -123456789012345 6Bd If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or retention of the contract or policy, enter amount. ................................................................................................ 6d -123456789012345 Specify nature of costs 7Be Type of contract: (1) Xindividual policies (2) Xgroup deferred annuity 8B(3) Xother (specify) f9B If contract purchased, in whole or in part, to distribute benefits from a terminating plan, check here X 10B7 Contracts With Unallocated Funds (Do not include portions of these contracts maintained in separate accounts) 13B 11Ba Type of contract: 12B(1) Xdeposit administration (2) Ximmediate participation guarantee 15B 14B(3) Xguaranteed investment (4) Xother 16Bb Balance at the end of the previous year ............................................................................................................. 7b 123456789012345 17Bc Additions: (1) Contributions deposited during the year ............................... 7c(1) -123456789012345 (2) Dividends and credits ............................................................................. 7c(2) -123456789012345 (3) Interest credited during the year ............................................................. 7c(3) -123456789012345 (4) Transferred from separate account ........................................................ 7c(4) -123456789012345 (5) Other (specify below) ............................................................................. 7c(5) -123456789012345 (6)Total additions ............................................................................................................................................... 7c(6) 123456789012345 d 18B Total of balance and additions (add lines7b and 7c(6)). .................................................................................... 7d 123456789012345 19Be Deductions: (1) Disbursed from fund to pay benefits or purchase annuities during year 7e(1) -123456789012345 (2) Administration charge made by carrier .................................................... 7e(2) -123456789012345 (3) Transferred to separate account ............................................................. 7e(3) -123456789012345 (4) Other (specify below) .............................................................................. 7e(4) -123456789012345 SAMPLE (5) Total deductions ............................................................................................................................................ 7e(5) 123456789012345 f20B Balance at the end of the current year (subtract line7e(5) from line7d) ............................................................. 7f 123456789012345 |
Schedule A (Form 5500) 2022 Page 4 Welfare Benefit Contract Information Part III If more than one contract covers the same group of employees of the same employer(s) or members of the same employee organizations(s), the information may be combined for reporting purposes if such contracts are experience-rated as a unit. Where contracts cover individual employees, the entire group of such individual contracts with each carrier may be treated as a unit for purposes of this report. 21B8 Benefit and contract type (check all applicable boxes) 22Ba X Health (other than dental or vision) 23Bb X Dental 24Bc X Vision 25Bd X Life insurance 26Be X Temporary disability (accident and sickness) 27Bf X Long-term disability 28Bg X Supplemental 29Bh X Prescription drug unemployment 30Bi X Stop loss (large deductible) 31Bj X HMO contract 32Bk X PPO contract l33B X Indemnity contract 34Bm X Other (specify) ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCKEFGHI ABCDEFGHI ABCDEFGHI ABCDE 35B9 Experience-rated contracts: 36Ba Premiums: (1) Amount received................................................................ 9a(1) -123456789012345 (2) Increase (decrease) in amount due but unpaid ................................... 9a(2) -123456789012345 (3) Increase (decrease) in unearned premium reserve ............................. 9a(3) -123456789012345 (4) Earned ((1) +(2) (3) - ) .................................................................................................................................. 9a(4) 123456789012345 b37B Benefit charges (1) Claims paid ............................................................... 9b(1) -123456789012345 (2) Increase (decrease) in claim reserves ................................................. 9b(2) -123456789012345 (3) Incurred claims (add (1) and (2)) ................................................................................................................ 9b(3) 123456789012345 (4) Claims charged .......................................................................................................................................... 9b(4) 123456789012345 c38B Remainder of premium: (1) Retention charges (on an accrual basis) -- -123456789012345 (A) Commissions ............................................................................... 9c(1)(A) -123456789012345 (B) Administrative service or other fees ............................................. 9c(1)(B) -123456789012345 (C) Other specific acquisition costs .................................................... 9c(1)(C) -123456789012345 (D) Other expenses ........................................................................... 9c(1)(D) -123456789012345 (E) Taxes ........................................................................................... 9c(1)(E) -123456789012345 (F) Charges for risks or other contingencies ...................................... 9c(1)(F) -123456789012345 (G) Other retention charges ............................................................... 9c(1)(G) -123456789012345 (H) Total retention..................................................................................................................................... 9c(1)(H) 123456789012345 (2)39B Dividends or retroactive rate refunds. (These amounts were Xpaid in cash, or credited.)X ................. 9c(2) 123456789012345 d40B Status of policyholder reserves at end of year: (1) Amount held to provide benefits after retirement ............... 9d(1) 123456789012345 (2) Claim reserves .......................................................................................................................................... 9d(2) 123456789012345 (3) Other reserves .......................................................................................................................................... 9d(3) 123456789012345 e41B Dividends or retroactive rate refunds due. (Do not include amount entered in line9c(2).) .............................. 9e 123456789012345 42B10 Nonexperience-rated contracts: a43B Total premiums or subscription charges paid to carrier ................................................................................... 10a 123456789012345 b44B If the carrier, service, or other organization incurred any specific costs in connection with the acquisition or - retention of the contract or policy, other than reported in Part I, line 2 above, report amount. ......................... 10b 123456789012345 Specify nature of costs. ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHISAMPLEABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCD ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI Part IV Provision of Information 45B11 Did the insurance company fail to provide any information necessary to complete Schedule A? ............. X Yes X No 12 If the answer to line 11 is “Yes,” specify the information not provided. ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDEFGHI ABCDE |