OMB No. 1140-0011 (12/31/2025) U.S. Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives Application to Make and Register a Firearm ATF Control Number To: Bureau of Alcohol, Tobacco, Firearms and Explosives, P.O. Box 5015, Portland, OR 97208-5015, National Firearms Act Division (NFA) (Submit in duplicate. Please do not staple documents. See instructions attached.) As required by Sections 5821(b), 5822, and 5841 of the National Firearms Act, Title 26 U.S.C., Chapter 53, the 1. Type of Application (check one) undersigned hereby submits application to make and register the firearm described below. 2. Application is made by: Corporation Individual 3a. Trade Name (If any) a. Tax Paid. Submit your tax payment of $200 with the application. The tax may be paid Other Legal Entity Trust Government by credit or debit card, check, or money order. Entity Please complete item 20. Upon approval of 3b. (Type or print below) (See instruction the application, we will affix and cancel the required Applicant’s Full Legal Name and Full Mailing Address 2.D) National Firearms Act Stamp. 3d. County/Parish (See instruction 2.C and 3) b. Tax Exempt. Firearm is being made on behalf of the United States, or any department, 3e. Telephone Number independent establishment, or agency thereof. or Tax Exempt. Firearm is being made by or on 3f. E-mail Address behalf of any State or possession of the United States, or any political subdivision thereof, or any official police organization suchof a government entity engaged in criminal investigations. 3c. If P.O. Box is Shown Above, Street Address Must be Given Here c. Tax Exempt. Firearm is not subject to the making tax pursuant to Title U.S.C.26 §§ 7801, 7805. To confirm the application qualifies for tax-free registration, ATF may require additional supporting documentation, such as photographs of the firearm to be registered. 4. Description of Firearm (Complete items a through k) (See instruction 2.J) a. Name and Address of Original Manufacturer and/or b. Type of Firearm to be Made c. Caliber d. Model (As marked on firearm) Importer of Firearm (If any) (See definition 2.K) or (If a destructive device, Gauge e. Barrel Length f. Overall Length complete item 4.J) (Specify one) g. Serial Number h. Additional Description (Indicate required Maker’s Markings to include Maker’s i. Specify Why You Intend To Make Firearm (Use additional sheet if necessary) name as registered, City and State as each will appear on firearm) j. Type of Destructive Device (Check one box): Firearm Explosives (If the Explosives box is checked, complete item 5 and see instruction 2.M) If an Explosive Type Destructive Device, Please provide additional description: k. Is This Firearm Being Reactivated? Yes No (See definition 1.K) 5. Applicant’s Federal Firearms License (If any) or Explosives License or Permit Number 6. Special (Occupational) Tax Status (SOT) (If applicable) (See definitions) For Notification Purposes, per Regulation 479.62, Please Provide 15-Digit Number a. Employer Identification Number b. Class Under Penalties of Perjury, I declare that I have examined this application, including accompanying documents, and to the best of my knowledge and belief it is true, accurate and complete and the making andpossession of the firearm described above would not constitute a violation of Title 18, U.S.C., Chapter 44, Title 26, U.S.C., Chapter 53; or any provisions of State or local law. 7. Signature of Applicant 8. Name and of Title Authorized Official 9. Date The space below is for the use of the Bureau of Alcohol, Tobacco, Firearms and Explosives By authority of the Director, Bureau of Alcohol, Tobacco, Firearms and Explosives, this Application has been Examined and the Applicant’s Making and Registration of the Firearm described above is: Approved (With the following conditions, if any) Disapproved (For the following reasons) Authorized ATF Official Date Previous Editions Are Obsolete ATF Form 1 (5320.1) ATF Copy Revised December 2022 |
MAKER’S CERTIFICATION (not completed by a GOVERNMENT ENTITY) 10. Law Enforcement Notification (See instruction 2.H) Eachapplicant tois provide notification of the proposed making and of possession the firearm described on this Form 1 byproviding a copy of the completed to form the Chief Law Enforcement Officer (CLEO) thein agency identified below: Agency or Department Name Name and Title of Official Address (Street address or P.O. Box, City, State and ZIP Code)to which sent (Mailed or delivered) Information for the Chief Law Enforcement Officer 12. Photograph This form provides notification of the applicant’s intent to make and register a NFA firearm. No action is required by the CLEO. However, should the CLEO have information that may disqualify this person from making or possessing a firearm, please contact the NFA Division at (304) 616-4500 or NFA@atf.gov. Maker’s Questions (Complete only when the maker is an individual) Answer the following questions by checking or marking either the “yes” or “no” box to the right of the questions. 11. Answer questions 11.a. through 11.m. Answer questions 13, 15, 16 and 17 if applicable. For any “Yes” answer the applicant shall provide details on a separate sheet. (See instruction 7.C and definitions) Yes No a. Do you intend to make any firearm on listed this form for sale or other disposition to any person described in questions 11.c through 11.l, or a person described in question 11.m who does not fall under an exception? b. Do you intend to sell or otherwise of dispose any firearm listed on this form in furtherance of any felony or other offense punishable by imprisonment for a term of more than one year, a Federal crime of aterrorism, or drug trafficking offense? c. Are you under indictment or information in any court for a felony, or any other crime, for which the judge could imprison you for more than one year? (See definition 1.N) d. Have you ever been convicted in any court for a felony, or any other crime, for which the judge could have imprisoned you for more than one year, even if you received a shorter sentence including probation? (See definition 1.N) e. Are you a fugitive from justice? (See definition 1.T) f. Are you an unlawful user of, or addicted to, marijuana or any depressant, stimulant, narcotic drug, or any Affix a 2” x 2” Photograph Here other controlled substance? Warning: The use or possession of marijuana remains unlawful under No Stapling. Please Tape Federal law regardless of whether it has been legalized or decriminalized for medicinal Sides of Photo to the Application. or recreational purposes in the state where you reside. 1. Photo must have been taken within the g. Have you ever been adjudicated as a mental defective OR have you ever been committed to a mental last year. institution? (See definition 1.O and 1.P) h. Have you been discharged from the Armed Forces under dishonorable conditions? 2. Photo must have been taken in full face i. Are you subject to a court order restraining you from harassing, stalking, or threatening your child or an view without a hat or head covering that intimate partner or child of such partner? (See definition 1.Q) obscures the hair or hairline. j. Have you ever been convicted in any court of a misdemeanor crime of domestic violence? (See definition 1.R) 3. On back of photograph print full name, k. Have you ever renounced your United States citizenship? last 4 of SSN. l. Are you an alien illegally or unlawfully in the United States? m.1. Are you an alien who has been admitted to the United States under a nonimmigrant visa? Yes No m.2. If “Yes”, do you fall within any of the exceptions stated in the instructions? Attach the documentation to the application Yes No N/A 13. If you are an alien, record your U.S.-Issued Alien or Admission number (AR#, USCIS#, or I94#): 14. Have you been issued a Unique Personal Identification Number (UPIN)?(See instruction 2.F) Yes No If Yes please list 15. Social Security Number: (See instruction 2.F) Date of Birth: 16a. Ethnicity Hispanic or Latino 16b. Race American Indian or Alaska Native Black or African American White Not Hispanic or Latino Asian Native Hawaiian Other Pacificor Islander 17a. Country of Citizenship: (Check/List more than one, if applicable. Nationals of the United States may check U.S.A.) (See definition 1.S) United States of America (U.S.A.) Other Country/Countries (Specify): 17b. State of Birth 17c.Country of Birth CERTIFICATION: Under penalties imposed by 18 U.S.C.§ 924 and 26 U.S.C. §5861, I certify that, upon submission of this form to ATF, a completed copy of this form will be directed to the CLEO shown in item 10, that the statements, as applicable, contained in this certification, and any attached documents in support thereof, are true and correct to the best of my knowledge and belief. NOTE: See instructions 2.D(2) and 2.D(3) for the items to be completed depending on the type of applicant. Signature of Maker Date ATF Form 1 (5320.1) ATF Copy Revised December 2022 |
18. Number of Responsible Persons (see definitions) associated with the applicant trust or legal entity 19. Provide the full name (printed or typed) below for each Responsible Person associated with the applicant trust or legal entity (if there are more Responsible Persons than can be listed on the form, attach a separate sheet listing the additional Responsible Person(s)). Please note that a completed Form 5320.23, National Firearms Act (NFA) Responsible Person Questionnaire, must be submitted with the Form 1 application for each Responsible Person. Full Name Full Name 20. Method of Payment (Check one) (See instruction 2.I) (if paying by credit/debit card, complete the sections below) Check (Enclosed) Cashier’s Check or Visa Mastercard American Discover Diners Club Money Order (Enclosed) Express Credit/Debit Card Number (No dashes) Name as Printed on the Credit/Debit Card Expiration Date (Month & year) Address: Credit/Debit Card Billing Address: City: State: ZIP Code: Tax Amount: $ I Authorize ATF to Charge my Credit/Debit Card the Above Amount. Signature of Cardholder Date Your credit/debit card will be charged the above stated amount upon receipt of your application. The charge will be reflected on your credit/debit card statement. In the event your application is NOT approved, the above amount will be credited to the credit/debit card noted above. Important Information for Currently Registered Firearms If you are the current registrant of the firearm described on this form, please note the following information. Estate Procedures: For procedures regarding the transfer of firearms in an estate resulting from the death of the registrant identified in item 3b, the executor should contact the NFA Division, Bureau of ATF, 244 Needy Road, Martinsburg, WV 25405 or contact via email at NFAFAX@ATF.gov for additional assistance. Interstate Movement: the If firearm in identified is 4 item a machinegun, short-barreled rifle, short-barreled shotgun, or destructive device, the registrant may be required by 18 U.S.C. § 922(a)(4) to obtain permission from ATF prior to any transportation in interstate or foreign commerce. ATF Form 5320.20 can be used to request this permission. Change of Description or Address: The registrant shall notify the National Firearms Act Division, National Service Center, Bureau of Alcohol, Tobacco, Firearms and Explosives, 244 Needy Road, Martinsburg, WV25405, in ofwriting, any change to the description of the firearm in item or4, any change to the address of the registrant. Restrictions on Possession: Any restriction(see approval block on face of form) on the possession of the firearm in identified 4 item continues with the further transfer of the firearm. Persons Prohibited from Possessing Firearms: If the registrant becomes prohibited from a possessing firearm, please contact the NFA Division for procedures on to how dispose of the firearm. Proof of Registration:A person a possessing firearm asregistered required by the NFA shall retain ofproof registration which shall be made available to any ATF Officer upon request. Paperwork Reduction Act Notice This form is in accordance with the Paperwork Reduction Act of 1995. The information you provide is used to establish that the applicant’s making and possession of the firearm be would in conformance with Federal, State, and local law. The data is as used of proof lawful registration of a firearm to the manufacturer. The of furnishing this information is mandatory (26 U.S.C. § 5822). The estimated average burden associated with this collection of information is 4.0 hours per respondent or recordkeeper, depending on individual circumstances. Comments concerning the accuracy of this burden estimate and suggestion for reducing this burden beshould addressed to Reports Management Officer, Resource Management Staff, Contract and Forms Section, Bureau of Alcohol, Tobacco, Firearms and Explosives, 99 New York Avenue NE. Washington, DC 20226. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. ATF Form 1 (5320.1) ATF Copy Revised December 2022 |
Privacy Act Information 1. Authority. Solicitation of this information is made pursuant to the National Firearms Act (26 U.S.C. §§ 5821 and 5822). Disclosure of this information by the applicant is mandatory for any person (other than a manufacturer qualified under the National Firearms Act) making a firearm as in defined the National Firearms Act. 2. Purpose. To verify payment of the tax imposed by 26 U.S.C. § 5821; to determine that the making would not be in violation of law; and to effect registration of the firearm. 3. Routine Uses. The information will be used by ATF to make the determinations set inforth paragraph 2. In addition, to effect registration of the firearm, information as to the identification of the firearm, date of registration, and the identification and address of person entitled to possess the firearm will be entered into the National Firearms Registration and Transfer Record. No information obtained from an application, registration, or records required to be submitted by an individual in order to comply with any provision of the National Firearms Act or regulation issued thereunder, shall, except in connection with prosecution or other action for furnishing false information, be used, directly or indirectly, as evidence against that person in any criminal proceeding with respect to a violation of law occurring prior to or concurrently with the filing of the application. The information from this application may only be disclosed to Federal authorities for of purposes prosecution for violation of the National Firearms Act. 4. Effects of not Supplying Information Requested. Failure to supply complete information will delay processing and may cause denial of the application. Definitions/Instructions 1. Definitions. H. Federal Firearms License. A license issued under the provisions of the A. National Firearms Act (NFA). Title 26, United States Code, Chapter 53. GCA to manu facture, or import deal in firearms. The implementing regulations are found in Title 27, Code of Federal Regulations, Part 479. I. ATF Officer. An officer or ofemployee the Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) authorized to perform any B. Gun Control Act (GCA). Title 18, United States Code, Chapter 44. function relating to the administration of the NFA. The implementing regulations are found in Title 27, Code of Federal Regulations, Part 478. J. Make. The term “make”, and the various derivatives of such word, shall include manufacturing (other than by one qualified to engage in such C. Firearm. The term “firearm” means: (1) a shotgun having a barrel or business under the NFA), putting together, altering, any combination of barrels of less than 18 inches in length; (2) a weapon made from a orthese, otherwise producing a firearm. shotgun if such weapon as modified has an overall length of less than 26 inches or a barrel or barrels of less than 18 inches in length; a(3) rifle K. Reactivation . The restoration of a registered unserviceable NFA firearm to having a barrel or barrels of less than 16 inches in length; (4) a weapon a functional condition. This action incurs the making tax liability. made from a rifle if such weapon as modified has an overall oflength less than 26 inches or a barrel or barrels of less than 16 inches in length; (5) L. Unserviceable Firearm. One which is incapable of discharging a shot any other weapon, as defined in 26 U.S.C. § 5845(e); (6) a machinegun; by means of an explosive and incapable of being readily to restored firing (7) a muffler aor silencer for any firearm or whether not such firearm is condition. An acceptable method of rendering most firearms unserviceable included within this definition; and (8) a destructive device,as in 26 defined is to fusion weld the chamber closed and fusion weld the barrel solidly to U.S.C. § 5845 (f). the frame. D. Person. A partnership, company, association, trust, corporation, including M. Maker.person A applying to make an NFA firearm. each Responsible Person associated with such an entity; an estate; or an individual. N. Prohibited Person. Generally, 18 U.S.C. § 922 (g) prohibits the shipment, transportation, receipt, or in possession or affecting interstate commerce Qualified- As related ato dealer, manufacturer and/or importer, qualified of a firearm by one who: has been convicted of a misdemeanor or crime of means the person licensed under the GCA as a dealer, importer, or domestic violence; has been convicted of a felony, or any other crime, manufacturer also pays the Special (Occupational) Tax (SOT), which punishable by imprisonment for a term exceeding one year (this does not qualifies that person to also engage in the business of dealing, importing, include State misdemeanors punishable by imprisonment of two years or or manufacturing NFA firearms. less); is a fugitive from justice, is an unlawful user of, or addicted to, marijuana or any depressant, stimulant, or narcotic drug, or any other Section A controlled substance; has been adjudicated as a mental defective or has E. Responsible Person. In case of an unlicensed entity, including any trust, been committed to a mental institution; has been discharged from the partnership, association, company (including any Limited Liability Armed Forces under dishonorable conditions, has renounced his or her Company (LLC)), or corporation, any individual who possesses, directly, U.S. citizenship; is an alien illegally in the United States or an alien or indirectly, the power or authority to direct the management and policies admitted to the United States under a nonimmigrant visa; or is subject to of the trust or entity to receive, possess, ship, transport, deliver, transfer or certain restraining orders. Furthermore, Section 922(n) prohibits the otherwise dispose of a firearm for, or on behalf of, the ortrust legal entity. shipment, transportation, or receipt orin affecting interstate commerce aof Section B firearm by one who is under indictment or information for a infelony any Trust: Those persons with the power or authority to direct the management Federal, State or local court, or any other crime, punishable by and policies of the trust includes any person who has the capability to imprisonment for a term exceeding one year. An information is a formal exercise such power and possesses, directly or indirectly, the power or accusation of a crime verified by a prosecutor. authority under any trust instrument, or under State law, to receive, possess, ship, transport, deliver, transfer, or otherwise of adispose firearm EXCEPTION: A person who has been convicted of a felony, or any other for, or on behalf of the trust. Examples of who may be considered a crime, for which the judge could have imprisoned the person for more Responsible Person include settlors/grantors, trustees, partners, members, than one year, or who had been convicted of a misdemeanor crime of officers, directors, board members, or owners. An example of who may domestic violence, is not prohibited from purchasing, receiving, or possessing be excluded from this definition of Responsible Person is the beneficiary a firearm if: (1) under the law of the jurisdiction where the conviction occurred, of a trust, if the beneficiary does not have the capability to exercise the the person has been pardoned, the conviction has been expunged or set aside, enumerated powers or authorities. or the person has had their civil rights (the right to vote, sit on a jury, and hold public office) taken away and later restored AND (2) the person is not F. Employer Identification Number (EIN ) . ofRequired taxpayer filing prohibited by the law of the jurisdiction where the conviction occurred Special(Occupational)Tax returns under 27 CFR § 479.35. from receiving or possessing firearms. Persons subject to this exception should mark “no” in the applicable box. G. Special (Occupational) Tax. Required by the NFA to be paid by a Federal firearms licensee engaged in the business of manufacturing ATF Form 1 (5320.1) (Class 2), importing (Class 1), or dealing (Class 3) NFAin firearms. Revised December 2022 |
Definitions/Instructions (Continued) O. Adjudicated As a Mental Defective. A determination by a court, board, commission, or other lawful authority that a person, as a result of marked subnormal intelligence, or mental illness, incompetency, condition, or disease: S. Alien Admitted to the United States Under a Nonimmigrant Visa. An (1) is a danger to himself or to others; or (2) lacks the mental capacity to contract alien admitted to the United States under a nonimmigrant visa includes, or manage his affairs. own This term shall include; (1) a insanityfinding of by a among others, persons visiting the United States temporarily for business court in a criminal case; and (2) those persons found incompetent to stand trial or pleasure, persons studying in the United States who maintain a residence or found not guilty by reason of lack of mental responsibility. abroad, and certain temporary foreign workers. These aliens must answer “Yes” to question 11.d.1 and provide the additional documentation required P. Committed to a Mental Institution. A formal commitment of a person under question 11.d.2. Permanent resident aliens and aliens legally to a mental institution by a court, board, commission, or other lawful admitted to the United States pursuant to either the Visa Waiver Program or authority. The term includes a commitment to a mental institution to regulations otherwise exempting them from visa requirements may involuntarily. The term includes commitments for other reasons, such as answer “No” to this question and are not required to submit the additional for drug use. The term does not include a person in a mental institution documentation under 11.d.2. An alien admitted to the United States under for observation or a voluntary admission to a mental institution. a nonimmigrant visa is not prohibited from purchasing, receiving, or possessing a firearm if alien;the (1) possession of in is a licensehunting or EXCEPTION NICS Improvement Amendments Act of 2007: A person who permit lawfully issued by the Federal Government, a State, or local has been adjudicated as a mental defective or committed to a mental government, or an Indian tribe federally recognized by the Bureau of Indian institution in a State proceeding is not prohibited by the adjudication or Affairs, which validis and wasunexpired; (2) admitted States United to the commitment if the person has been granted relief by the adjudicating/ for lawful is ansporting or hunting purposes; (3) official representative of committing State pursuant to a qualifying mental health relief from disabilities a foreign government who is accredited to the United States Government program. Also, a person who has been adjudicated as a mental defective or or the Government’s mission to an international organization having its committed to a mental institution by a department or agency of the Federal headquarters in the States;United anis (4) official representative aof Government is not prohibited by the adjudication or commitment if either: (a) foreign government who is en route to or from another country to which the person’s adjudication or commitment was set-aside or expunged by the that alien is accredited; (5) anis official of a or agovernment foreign adjudicating/committing agency; (b) the person has been fully released or distinguished foreign visitor who has been so designated by the discharged from all mandatory treatment, supervision, or monitoring by the Department of State; ais (6) lawforeign enforcement officer of a friendly agency; (c) wasperson the found by agencythe from suffer the to no longer Statesentering the foreign government United officialon law enforcement mental health condition that served as the basis of the initial adjudication/ business; (7) has received a waiver from the prohibition from the Attorney commitment; or (d) the adjudication or commitment, respectively is based General of the United States. solely on a medical disability,finding of anwithout aopportunity for hearing by a court, board, commission, or other lawful authority, and the person has T. Fugitives from Justice. who person Any has anyfrom fled State to avoid not been adjudicated as a mental defective consistent with section 922(g)(4) prosecution for a felony or a misdemeanor, or any person who leaves the of title 18, United States Code; or (e) the person was granted relief from the State to avoid giving testimony in any criminal proceeding. The term also adjudicating/committing agency pursuant to a qualified mental health relief includes any person who knows that misdemeanor or felony charges are from disabilities program. Persons who fall within one of the above exceptions pending against such person and who leaves the State of prosecution. should mark “No” in the applicable box. This exception to an adjudication or commitment by a Federal department or agency does not apply to any 2. Preparation of Application and Payment of Tax. person who was adjudicated to be not guilty by reason of insanity, or based on a lack of mental responsibility, or found incompetent to stand trial, in any A. Authority. As provided by 26 U.S.C. § 5822, any person (other than a criminal case or under the Uniform Code of Military Justice. qualified manufacturer of firearms (see paragraph b)) seeking to make a firearm must submit, duplicate,in a separate application this on form Q. Restraining Order.18 Under U.S.C. firearms922, § may benot sold to for each firearm. applicantThe maker allfurnish must the information or received by persons subject to a court order that; (A) was issued after called for, except as noted by instructions within, on this application form. a hearing which the person received actual notice of and had an Please note that the form now contains a 3rd (CLEO) copy of the form for opportunity to participate in; (B) restrains such person from harassing, use in compliance with instruction 2g and item 10 of the form. stalking, or threatening an intimate partner or child of such intimate partner or person, or engaging in other conduct that would place an intimate partner B. Registration by Qualified Manufacturer. A person who has a Federal in reasonable fear of bodily injury to the partner or child; and (C)(i) firearms license to manufacture firearms (Type 07 or 10)and who has paid includes a thatfinding such arepresents person credible threat to the Special(Occupational)Tax to manufacture firearmsNFA from exempt the is physical safety of such intimate partner or child; or (ii) by its terms making tax and 1Form filing the of ATF application. Such qualified explicitly prohibits the use, attempted use, or threatened use of physical manufacturer andreport must register each NFA firearm manufactured by force against such intimate partner or child that would reasonably be NoticeATF filing 2, Form Firearmsof Manufactured or Imported, as expected to cause bodily injury. An “intimate partner” of a person is; the required by 27 CFR § 479.103. spouse or former spouse of the person, the parent of a child of the person, or an individual who cohabitates or has cohabitated with the person. C. Payment of/Exemption from Payment of Tax. As provided in 26 U.S.C. § 5821, there ais tax on each firearm made. reactivationThe aof registered R. Misdemeanor Crime of Domestic Violence. A Federal, State, local, Tribal unserviceable firearm alsois subject makingto the tax provision.under this offense that is a misdemeanor Federal,under State, Tribalor law and has, as an element, the use or attempted use of physical force, or the Title 26 U.S.C. §§ 5852 and 5853 exempts the making tax when an NFA threatened use of a deadly weapon, committed by a current or former firearm may be made paymentwithout of the tax when made by, or on spouse, parent, or guardian of the victim, by a person with whom the behalf of the United States or any State or political subdivision thereof. victim shares a child in common, by a person cohabitating with, or has Documentation that the firearm beingis made afor entity, such government cohabited with the victim as a spouse, parent, or guardian, or by a person as a United States contract or a State or local government agency purchase similarly situated to a spouse, parent, or guardian of the victim, or by a order, must accompany the application. person who has a current or recent former dating relationship with the victim (as 18in defined U.S.C. § 921(a)(37)). includesterm The all Title 26 U.S.C. §§ 7801, 7805 authorizes the Attorney General to exempt misdemeanors that have as an element the use or attempted use tax under the National Firearms Act in limited circumstances. This of physical force or the threatened use of a deadly weapon (e.g., assault exemption applies when the Attorney General authorizes a tax exemption and battery), offense committedis if the by defined parties.the one of (See inividualsto for the making of specific firearmsNFA by regulation, ruling, Exception in the definition of “Prohibited Person”). A person who has notice. or other Documentation bemust provided that the firearm listed on been convicted of a misdemeanor crime of domestic violence also is not the ATF Form 1 falls within the parameters of the Attorney General prohibited unless; (1) the person was represented by a lawyer or gave up the authorization. right to a lawyer; or (2) if the person was entitled to a jury, was tried by a jury, or gave up the right to a jury trial. Persons subject to this exception ATF Form 1 (5320.1) should mark “no” in the applicable box. Revised December 2022 |
D. Completion of Form (Note: Type 03 licensee must follow individual the NICS background check. Please be aware that refusal to provide this instructions) information may result in a delay in the NICS background check process. (1) The applicant shall provide the applicant’s full legal name to G. Signatures. All signatures required on ATF Form 1 must be original in ink include middle and mailing address in item 3b. aIf post office box on both copies. Exceptions: In the case of eforms on where a variance has address is used, the physical address shall be entered in item 3c. been granted a Digital/Electronic signature may be used. If the applicant is a trust or legal entity, show only the complete name of the trust or legal entity and do not include any individual (1) if the applicant is an individual, the applicant shall sign the form; names (such as names of trustees or corporate officials). The address shall be the location within the particular State (2) if the applicant is a trust or legal entity, a responsible person of the trust where the firearm will be maintained for a trust or legal entity. or legal entity shall sign the form; In the case of two or more locations for a legal entity, the address shown shall be the principal place of business within the particular (3) theif applicant is a Federal firearms licensee, a responsible of person the State(or principal office, in the case of a corporation). Federal firearms licensee shall sign the form; or (2) If the applicant is an individual, the entire Form 1 shall be completed (4) if the applicant is a government entity, a person who has a authority to except for items 18 and 19. In addition, the applicant must include sign for the entity shall sign the form. his or her fingerprints on FBI Form FD-258 andhis or her photographs (see instruction 2g). H . Law Enforcement Notification. The applicant must provide a copy of the Form 1 to the Chief Law Enforcement Officer (CLEO) who has (3)If the applicant meets the of definition a Responsible Person afor jurisdiction over the area of the applicant’s address shown in item 3b of the legal entity (see definition 1.e.), see 2.d.5. for Responsible Person Form 1.In addition, if the applicant is other than an individual, a copy of Requirments. Individuals must complete items 11-17 and sign the the Form 5320.23, National Firearms Act (NFA) Responsible Person Certification Statement. Questionnaire, for each Responsible Person must be provided to their respective Chief Law Enforcement Officer. The Chief Law Enforcement (4) Documentation of entity existence: (a) If the applicant is other than an Officeris considered beto the Chief of Police; the Sheriff; the Head of the individual, the applicant must attach documentation evidencing the existence State Police; or a State or local district attorney or prosecutor. and validity of the entity, which includes complete and unredacted copies of partnership agreements, articles of incorporation, corporate registration, I. Remittance. If the application is subject to the $200 making tax, please declarations of trust with any trust schedules, attachments, exhibits, and complete item 20 of the ATF Form 1. Please note that you may pay the tax enclosures. (b) If the applicant entity has had an application approved as a by credit/debit card, check, or money order. The check or money order is maker or transferee within the preceding 24 of months the date of filing to be made payable to ATF. Do not send cash. this application, and there has been no change to the documentation evidencing the existence and validity of the entity previously provided, J Photocopies, Computer Generated Versions or Download Version. the entity may provide a certification that the information has not been The form may be copied or downloaded(for example, from the ATF website changed since the prior approval and shall identify the application for (www.atf.gov)). The form does not have to be printed front to back. which the documentation had been submitted by form number, serial number, and date approved. K. Description of Firearm and Markings. (1) Item 4a. If you are modifying an existing firearm, enter the name and location of the original manufacturer. Note: An entity licensed under the Gun Control Act(GCA) that does not youIf are creating the firearm, enter the Maker’s name, city and State. pay the Special (Occupational) Tax(SOT) must submit documentation (2) Item 4b. The types of NFA firearms are listed in the definitions; (3) of entity existence as required in the above paragraph 27 CFR § 479.63(b) Item 4c. Specify one caliber or gauge. If there is another designation, (2)(ii). indicate the designation in item 4h. (4) Item 4d. Show the model designation (if known). (5) Item 4e and 4f. Specify one barrel length and overall length in 4e items and as4f applicable. Note: if the firearm has a (5) If the applicant is other than an individual, each Responsible Person folding or collapsible stock, the overall measurement is to be made with (see definition 1e) for the trust or legal entity must include a completed the stock extended. (6) Item 4g. Do not alter or modify the serial number ATF Form 5320.23, National Firearms Act (NFA) Responsible Person of an existing firearm . Enter the existing serial number aif or, new Questionnaire, with the submitted Form 1. firearm, one you create. (7) Markings: The maker is required to mark the firearm with the Maker’s name, City and State as shown in item 3b. All Note: Each Responsible Person of an entity licensed under the Gun markings are to be in compliance with 27 CFR §§ 478.92 and 479.102. Control Act (GCA) that does not pay the Special(Occupational) Do not alter or modify the serial number anof existing firearm. Enter the Tax(SOT) must submit ATF Form 5320.23 with the application as existing serial number, aor if new firearm, one you create. The Maker may instructed in the above paragraph 27 CFR § 479.63(b)(2)(ii). not duplicate any serial number placed by the Maker on any other firearm. See 27 CFR § 479.102. (6) Item 18 (Method of Payment) is obscured on the ATF copy 2 (Registrant) and the CLEO copy. In addition, item 4g (serial number) L. State or Local Permit. If a State or local permit or license is required before is obscured on the CLEO copy. These fields do not require completion themaking of the firearm, a copy of the or permit license be must submitted on these copies. with the application. If the applicant is a trust or legal entity, when the State of residence or any Responsible Person requires a State or local permit or license, E. Photograph and Fingerprints and Photograph. An individual applicant a copy of the permit or license must be submitted with Form 5320.23, National or Responsible Persons of a legal entity applicant must (1) attach to item Firearms Act (NFA) Responsible Person Questionnaire. 15 of the ATF Form 1, a 2 inch x 2 inch photograph of the frontal view of the transferee taken within 1 year prior to the date of the application M. Compliance with explosives laws (18 U.S.C. Chapter 40) and regulations and (2) submit two properly completed FBI Forms FD-258 (Fingerprint (27 CFR Part 555). If the application is for a Destructive Device utilizing Card with blue lines) with the application. The fingerprints must be clear explosive materials, check the Explosives box in item 4.j and provide the type(s) for accurate classification and taken by someone properly equipped to take of explosives to be used. If the applicant is other than a government agency, them. item 5 must be completed with an explosives license or permit number issued to the applicant. If the applicant is other than an individual, such as a legal entity, Note: Each Responsible Person of an entity licensed under the Gun Control and does not have an explosives license or permit, then a Responsible Person Act (GCA) that does not pay the Special (Occupational) Tax (SOT) must for the applicant must have a license or permit and enter the information in submit fingerprints and photographs with the application as instructed in item 5. To comply with the explosives laws and regulations, any member of a the above paragraph 27 CFR § 479.63(b)(2)(iii)(iv). legal entity must also be identified as a Responsible or Person Employee Possessor on the explosives licenser or permit. A trust cannot be issued an F. Social Security and UPIN. The Social Security number and UPIN are explosives license or permit. ATF Form 1 (5320.1) not required. However, this information assists with the efficient completion of Revised December 2022 |
N. Submission. The Maker shall submit 2 complete forms (ATF copy and registrant copy) with original signatures to the NFA Division at the address on the face of the form. The applicant shall direct a 3rd complete copy of the form to the Chief Local Law Enforcement Officer (CLEO) as provided in instruction 2g and item 10. 3. Approval of Application. Upon approval of an application, the NFA Division will affix the NFA tax stamp (if any) to the application, cancel it, and return the approved copy to the Maker. The approval of the application effectuates registration of the firearm to the Maker; however, the firearm must benot made until the applicant has been approved. 4. Withdrawal of Application. The Maker may withdraw the application prior to approval by the submission of a signed, written request to the Chief, NFA Division either by mail to National Firearms Act Division, National Service Center, 244 Needy Road, Martinsburg, WV 25405 or by emailing a signed copy to nfafax@atf.gov. The NFA Division will arrange for a refund of any tax paid. 5. Cancellation of Approved Application . An approved application may be cancelledonly if the firearm had not been made or modified. The Maker must return the approved application with original tax stamp affixed with a written request for cancellation, citing the need and that the making of the firearm did not take place. The NFA Division will arrange for a refund of any tax paid. 6. Disapproval of Application. If the application is disapproved, the NFA Division will note the reason for disapproval on the application and return one copy to the Maker. The NFA Division will arrange for a refund of any tax paid. 7. Reason for Disapproval. 26 U.S.C. § 5822 provides that applications shall be ifdenied the making orofpossession the firearm would place the Maker in violation of law. a. Violation of Law. Applications shall be denied if the making or possession of the firearm would place the person making the firearm in violation of law. b. Machineguns. 18 U.S.C. § 922 (o) provides that a machinegun may be made only for government use or export. An application will be denied unless the making meets these criteria. c. Persons Prohibited from Making a Firearm. The application will be disapproved if the Maker ais person prohibited from possessing a firearm. For information regarding persons prohibited from possessing a firearm, refer to definitions 1n through 1t. 8. Inquiries. Information relating to the NFA and other firearms laws is available at the ATF Internet website at www.atf.gov. Any inquiry relating to the status of an application to transfer an NFA firearm or about procedures in general should be directed to the NFA Division at (304) 616-4500 or emailed to NFA@ATF.GOV. Please be aware that any dissemination by ATF of informationrelating to the application to register an NFA firearm must conform with the restrictions in 26 U.S.C. § 6103. 9. Penalties. Any person who violates or fails to comply with any of the requirements of the NFA shall, upon conviction, be fined not more than $10,000 or be imprisoned for not more than 10 years, or both. Any firearm involved in a violation of the NFA shall be subject to seizure and forfeiture. It is unlawful for any person to make or cause the making of a false entry on any application or record required by the NFA knowing such entry to be false. 10. Compliance with the Gun Control Act. Person must also comply with all relevant portions of the GCA. ATF Form 1 (5320.1) Revised December 2022 |
OMB No. 1140-0011 (12/31/2025) U.S. Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives Application to Make and Register a Firearm ATF Control Number To: Bureau of Alcohol, Tobacco, Firearms and Explosives, P.O. Box 5015, Portland, OR 97208-5015, National Firearms Act Division (NFA) (Submit in duplicate. Please do not staple documents. See instructions attached.) As required by Sections 5821(b), 5822, and 5841 of the National Firearms Act, Title 26 U.S.C., Chapter 53, the 1. Type of Application (check one) undersigned hereby submits application to make and register the firearm described below. 2. Application is made by: Corporation Individual 3a. Trade Name (If any) a. Tax Paid. Submit your tax payment of $200 with the application. The tax may be paid Other Legal Entity Trust Government by credit or debit card, check, or money order. Entity Please complete item 20. Upon approval of 3b. Applicant’s Full Legal Name and Full Mailing Address(Type or print below) (See instruction 2.D) the application, we will affix and cancel the required National Firearms Act Stamp. 3d. County/Parish (See instruction 2.C and 3) b. Tax Exempt. Firearm is being made on behalf of the United States, or any department, 3e. Telephone Number independent establishment, or agency thereof. or Tax Exempt. Firearm is being made by or on 3f. E-mail Address behalf of any State or possession of the United tates, or any political subdivision thereof, or any official policeorganization of sucha government entity engaged in criminal investigations. 3c. If P.O. Box is Shown Above, Street Address Must be Given Here c. Tax Exempt. Firearm is not subject to the making taxpursuant to Title 26 U.S.C. §§ 7801, 7805. To confirm the application qualifies for tax-free registration, ATF may require additional supporting documentation, such as photographs of the firearm to be registered. 4. Description of Firearm (Complete items a through k) (See instruction 2.J) a. Name and Address of Original Manufacturer and/or b. Type of Firearm to be Made c. Caliber d. Model (As marked on firearm) Importer of Firearm (If any) (See definition 2.K) or (If a destructive device, Gauge e. Barrel Length f. Overall Length complete item 4.J) (Specify one) g. Serial Number h. Additional Description (Indicate required Maker’s Markings to include Maker’s i. Specify Why You Intend To Make Firearm (Use additional sheet if necessary) name as registered, City and State as each will appear on firearm) j. Type of Destructive Device (Check one box): Firearm Explosives (If the Explosives box is checked, complete item 5 and see instruction 2.M) If an Explosive Type Destructive Device, Please provide additional description: k. Is This Firearm Being Reactivated? Yes No (See definition 1.K) 5. Applicant’s Federal Firearms License(If any) orExplosives License or Permit Number 6. Special (Occupational) Tax Status(SOT) (If applicable) (See definitions) For Notification Purposes, per Regulation 479.62, Please Provide 15-Digit Number a. Employer Identification Number b. Class Under Penalties of Perjury, I declare that I have examined this application, including accompanying documents, and to the best of my knowledge and belief it is true, accurate and complete and the making and possession of the firearm described above would not constitute a violation of Title 18, U.S.C., Chapter 44, Title 26, U.S.C., Chapter 53; or any provisions of State or local law. 7. Signature of Applicant 8. Name and of Title Authorized Official 9. Date The space below is for the use of the Bureau of Alcohol, Tobacco, Firearms and Explosives By authority of the Director, Bureau of Alcohol, Tobacco, Firearms and Explosives, this Application has been Examined and the Applicant’s Making and Registration of the Firearm described above is: Approved (With the following conditions, if any) Disapproved (For the following reasons) Authorized ATF Official Date Previous Editions Are Obsolete ATF Form 1 (5320.1) ATF Copy 2 - To Be Returned To Registrant Revised December 2022 |
MAKER’S CERTIFICATION (not completed by a GOVERNMENT ENTITY) 10. Law Enforcement Notification (See instruction 2.H) Eachapplicant tois provide notification of the proposed making and of possession the firearm described on this Form 1 byproviding a copy of the completed to form the Chief Law Enforcement Officer (CLEO) thein agency identified below: Agency or Department Name Name and Title of Official Address (Street address or P.O. Box, City, State and ZIP Code)to which sent (Mailed or delivered) Information for the Chief Law Enforcement Officer 12. Photograph This form provides notification of the applicant’s intent to make and register a NFA firearm. No action is required by the CLEO. However, should the CLEO have information that may disqualify this person from making or possessing a firearm, please contact the NFA Division at (304) 616-4500 or NFA@atf.gov. Maker’s Questions (Complete only when the maker is an individual) Answer the following questions by checking or marking either the “yes” or “no” box to the right of the questions. 11. Answer questions 11.a. through 11.m. Answer questions 13, 15, 16 and 17 if applicable. For any “Yes” answer the applicant shall provide details on a separate sheet. (See instruction 7.C and definitions) Yes No a. Do you intend to make any firearm on listed this form for sale or other disposition to any person described in questions 11.c through 11.l, or a person described in question 11.m who does not fall under an exception? b. Do you intend to sell or otherwise of dispose any firearm listed on this form in furtherance of any felony or other offense punishable by imprisonment for a term of more than one year, a Federal crime of aterrorism, or drug trafficking offense? c. Are you under indictment or information in any court for a felony, or any other crime, for which the judge could imprison you for more than one year? (See definition 1.N) d. Have you ever been convicted in any court for a felony, or any other crime, for which the judge could have imprisoned you for more than one year, even if you received a shorter sentence including probation? (See definition 1.N) e. Are you a fugitive from justice? (See definition 1.T) f. Are you an unlawful user of, or addicted to, marijuana or any depressant, stimulant, narcotic drug, or any Affix a 2” x 2” Photograph Here other controlled substance? Warning: The use or possession of marijuana remains unlawful under No Stapling. Please Tape Federal law regardless of whether it has been legalized or decriminalized for medicinal Sides of Photo to the Application. or recreational purposes in the state where you reside. 1. Photo must have been taken within the g. Have you ever been adjudicated as a mental defective OR have you ever been committed to a mental last year. institution? (See definition 1.O and 1.P) h. Have you been discharged from the Armed Forces under dishonorable conditions? 2. Photo must have been taken in full face i. Are you subject to a court order restraining you from harassing, stalking, or threatening your child or an view without a hat or head covering that intimate partner or child of such partner? (See definition 1.Q) obscures the hair or hairline. j. Have you ever been convicted in any court of a misdemeanor crime of domestic violence? (See definition 1.R) 3. On back of photograph print full name, k. Have you ever renounced your United States citizenship? last 4 of SSN. l. Are you an alien illegally or unlawfully in the United States? m.1. Are you an alien who has been admitted to the United States under a nonimmigrant visa? Yes No m.2. If “Yes”, do you fall within any of the exceptions stated in the instructions? Attach the documentation to the application Yes No N/A 13. If you are an alien, record your U.S.-Issued Alien or Admission number (AR#, USCIS#, or I94#): 14. Have you been issued a Unique Personal Identification Number (UPIN)?(See instruction 2.F) Yes No If Yes please list 15. Social Security Number: (See instruction 2.F) Date of Birth: 16a. Ethnicity Hispanic or Latino 16b. Race American Indian or Alaska Native Black or African American White Not Hispanic or Latino Asian Native Hawaiian Other Pacificor Islander 17a. Country of Citizenship: (Check/List more than one, if applicable. Nationals of the United States may check U.S.A.) (See definition 1.S) United States of America (U.S.A.) Other Country/Countries (Specify): 17b. State of Birth 17c.Country of Birth CERTIFICATION: Under penalties imposed by 18 U.S.C.§ 924 and 26 U.S.C. §5861, I certify that, upon submission of this form to ATF, a completed copy of this form will be directed to the CLEO shown in item 10, that the statements, as applicable, contained in this certification, and any attached documents in support thereof, are true and correct to the best of my knowledge and belief. NOTE: See instructions 2.D(2) and 2.D(3) for the items to be completed depending on the type of applicant. Signature of Maker Date ATF Form 1 (5320.1) ATF Copy 2 - To Be Returned To Registrant Revised December 2022 |
18. Number of Responsible Persons (see definitions) associated with the applicant trust or legal entity 19. Provide the full name (printed or typed) below for each Responsible Person associated with the applicant trust or legal entity (if there are more Responsible Persons than can be listed on the form, attach a separate sheet listing the additional Responsible Person(s)). Please note that a completed Form 5320.23, National Firearms Act (NFA) Responsible Person Questionnaire, must be submitted with the Form 1 application for each Responsible Person. Full Name Full Name Important Information for Currently Registered Firearms If you are the current registrant of the firearm described on this form, please note the following information. Estate Procedures: For procedures regarding the transfer of firearms in an estate resulting from the death of the registrant identified in item 3b, the executor should contact the NFA Division, Bureau of ATF, 244 Needy Road, Martinsburg, WV 25405 or contact via email at NFAFAX@ATF.gov for additional assistance. Interstate Movement: If the firearm identified in 4 is item a machinegun, short-barreled rifle, short-barreled shotgun, or destructive device, the registrant may be required by 18 U.S.C. § 922(a)(4) to obtain permission from ATF prior to any transportation in interstate or foreign commerce. ATF Form 5320.20 can be used to request this permission. Change of Description or Address: The registrant shall notify the National Firearms Act Division, National Service Center, Bureau of Alcohol, Tobacco, Firearms and Explosives, 244 Needy Road, Martinsburg, WV 25405, in writing, of any change to the description of the firearm in4, item or any change to the address of the registrant. Restrictions on Possession: Any restriction(see approval block on face of form) on the of possession the firearm in identified item 4 continues with the further transfer of the firearm. Persons Prohibited from Possessing Firearms:theIf registrant becomes prohibited from apossessing firearm, please contact the NFA Division for procedures on how to dispose of the firearm. Proof of Registration:A person possessing a firearm asregistered required by the NFA shall retain of proof registration which shall be made available to any ATF Officer upon request. Paperwork Reduction Act Notice This form is in accordance with the Paperwork Reduction Act of 1995. The information you provide is used to establish that the applicant’s making and possession of the firearm bewould in conformance with Federal, State, and local law. The data isas used proof of lawful registration of a firearm to the manufacturer. The furnishing of this information is mandatory (26 U.S.C. § 5822). The estimated average burden associated with this collection of information is 4.0 hours per respondent or recordkeeper, depending on individual circumstances. Comments concerning the accuracy of this burden estimate and suggestion for reducing this burden should be addressed to Reports Management Officer, Resource Management Staff, Contract and Forms Section, Bureau of Alcohol, Tobacco, Firearms and Explosives, 99 New York Avenue NE. Washington, DC 20226. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. ATF Form 1 (5320.1) ATF Copy 2 - To Be Returned To Registrant Revised December 2022 |
OMB No. 1140-0011 (12/31/2025) U.S. Department of Justice Bureau of Alcohol, Tobacco, Firearms and Explosives Application to Make and Register a Firearm ATF Control Number To: Bureau of Alcohol, Tobacco, Firearms and Explosives, P.O. Box 5015, Portland, OR 97208-5015, National Firearms Act Division (NFA) (Submit in duplicate. Please do not staple documents. See instructions attached.) As required by Sections 5821(b), 5822, and 5841 of the National Firearms Act, Title 26 U.S.C., Chapter 53, the 1. Type of Application (check one) undersigned hereby submits application to make and register the firearm described below. 2. Application is made by: Corporation Individual 3a. Trade Name (If any) a. Tax Paid. Submit your tax payment of $200 with the application. The tax may be paid Other Legal Entity Trust Government by credit or debit card, check, or money order. Entity Please complete item 20. Upon approval of 3b. Applicant’s Full Legal Name and Full Mailing Address(Type or print below) (See instruction 2.D) the application, we will affix and cancel the required National Firearms Act Stamp. 3d. County/Parish (See instruction 2.C and 3) b. Tax Exempt. Firearm is being made on behalf of the United States, or any department, 3e. Telephone Number independent establishment, or agency thereof. or Tax Exempt. Firearm is being made by or on 3f. E-mail Address behalf of any State or possession of the United tates, or any political subdivision thereof, or any official police organization of sucha government entity engaged in criminal investigations. 3c. If P.O. Box is Shown Above, Street Address Must be Given Here c. Tax Exempt. Firearm is not subject to the making tax pursuant to Title 26 U.S.C. §§ 7801, 7805. To confirm the application qualifies for tax-free registration, ATF may require additional supporting documentation, such as photographs of the firearm to be registered. 4. Description of Firearm (Complete items a through k) (See instruction 2.J) a. Name and Address of Original Manufacturer and/or b. Type of Firearm to be Made c. Caliber d. Model (As marked on firearm) Importer of Firearm (If any) (See definition 2.K) or (If a destructive device, Gauge e. Barrel Length f. Overall Length complete item 4.J) (Specify one) h. Additional Description (Indicate required Maker’s Markings to include Maker’s i. Specify Why You Intend To Make Firearm (Use additional sheet if necessary) name as registered, City and State as each will appear on firearm) j. Type of Destructive Device (Check one box): Firearm Explosives (If the Explosives box is checked, complete item 5 and see instruction 2.M) If an Explosive Type Destructive Device, Please provide additional description: k. Is This Firearm Being Reactivated? Yes No (See definition 1.K) 5. Applicant’s Federal Firearms License(If any) orExplosives License or Permit Number 6. Special (Occupational) Tax Status (SOT) (If applicable) (See definitions) For Notification Purposes, per Regulation 479.62, Please Provide 15-Digit Number a. Employer Identification Number b. Class Under Penalties of Perjury, I declare that I have examined this application, including accompanying documents, and to the best of my knowledge and belief it is true, accurate and complete and the making and possession of the firearm described above would not constitute a violation of Title 18, U.S.C., Chapter 44, Title 26, U.S.C., Chapter 53; or any provisions of State or local law. 7. Signature of Applicant 8. Name and ofTitle Authorized Official 9. Date Previous Editions Are Obsolete ATF Form 1 (5320.1) CLEO Copy Revised December 2022 |
MAKER’S CERTIFICATION (not completed by a GOVERNMENT ENTITY) 10. Law Enforcement Notification (See instruction 2.H) Each applicant is to provide notification of the proposed making and possession of the firearm described on this Form 1 by copy providing a of the completed form theto Chief Law Enforcement Officer (CLEO) in the agency identified below: Agency or Department Name Name and Title of Official Address (Street address or P.O. Box, City, State and ZIP Code)to which sent (Mailed or delivered) Information for the Chief Law Enforcement Officer This form provides notification of the applicant’s intent to make and NFAregister a firearm. No action is required by the CLEO. However, should the CLEO have information that may disqualify this person from making or possessing firearm, a please contact the NFA Division at (304) 616-4500 or NFA@atf.gov. Maker’s Questions (Complete only when the maker is an individual) Answer the following questions by checking or marking either the “yes” or “no” box to the right of the questions. 11. Answer questions 11.a. through 11.m. Answer questions 13, 15, 16 and 17 if applicable. For any “Yes” answer the applicant shall provide details on a separate sheet. (See instruction 7.C and definitions) Yes No a. Do you intend to make any firearm on listed this form for sale or other disposition to any person described in questions 11.c through 11.l, or a person described in question 11.m who does not fall under an exception? b. Do you intend to sell or otherwise of dispose any firearm listed on this form in furtherance of any felony or other offense punishable by imprisonment for a term of more than one year, a Federal crime of aterrorism, or drug trafficking offense? c. Are you under indictment or information in any court for a felony, or any other crime, for which the judge could imprison you for more than one year? (See definition 1.N) d. Have you ever been convicted in any court for a felony, or any other crime, for which the judge could have imprisoned you for more than one year, even if you received a shorter sentence including probation? (See definition 1.N) e. Are you a fugitive from justice? (See definition 1.T) f. Are you an unlawful user of, or addicted to, marijuana or any depressant, stimulant, narcotic drug, or any other controlled substance? Warning: The use or possession of marijuana remains unlawful under Federal law regardless of whether it has been legalized or decriminalized for medicinal or recreational purposes in the state where you reside. g. Have you ever been adjudicated as a mental defective OR have you ever been committed to a mental institution? (See definition 1.O and 1.P) h. Have you been discharged from the Armed Forces under dishonorable conditions? i. Are you subject to a court order restraining you from harassing, stalking, or threatening your child or an intimate partner or child of such partner? (See definition 1.Q) j. Have you ever been convicted in any court of a misdemeanor crime of domestic violence? (See definition 1.R) k. Have you ever renounced your United States citizenship? l. Are you an alien illegally or unlawfully in the United States? m.1. Are you an alien who has been admitted to the United States under a nonimmigrant visa? Yes No m.2. If “Yes”, do you fall within any of the exceptions stated in the instructions? Attach the documentation to the application Yes No N/A 13. If you are an alien, record your U.S.-Issued Alien or Admission number (AR#, USCIS#, or I94#): 14. Have you been issued a Unique Personal Identification Number (UPIN)?(See instruction 2.F) Yes No If Yes please list Date of Birth: 16a. Ethnicity Hispanic or Latino 16b. Race American Indian or Alaska Native Black or African American White Not Hispanic or Latino Asian Native Hawaiian Other Pacificor Islander 17a. Country of Citizenship: (Check/List more than one, if applicable. Nationals of the United States may check U.S.A.) (See definition 1.S) United States of America (U.S.A.) Other Country/Countries (Specify): 17b. State of Birth 17c.Country of Birth CERTIFICATION: Under penalties imposed by 18 U.S.C.§ 924 and 26 U.S.C. §5861, I certify that, upon submission of this form to ATF, a completed copy of this form will be directed to the CLEO shown in item 10, that the statements, as applicable, contained in this certification, and any attached documents in support thereof, are true and correct to the best of my knowledge and belief. NOTE: See instructions 2.D(2) and 2.D(3) for the items to be completed depending on the type of applicant. Signature of Maker Date ATF Form 1 (5320.1) CLEO Copy Revised December 2022 |
18. Number of Responsible Persons (see definitions) associated with the applicant trust or legal entity 19. Provide the full name (printed or typed) below for each Responsible Person associated with the applicant trust or legal entity (if there are more Responsible Persons than can be listed on the form, attach a separate sheet listing the additional Responsible Person(s)). Please note that a completed Form 5320.23, National Firearms Act (NFA) Responsible Person Questionnaire, must be submitted with the Form 1 application for each Responsible Person. Full Name Full Name Important Information for Currently Registered Firearms If you are the current registrant of the firearm described on this form, please note the following information. Estate Procedures: For procedures regarding the transfer of firearms an in estate resulting from the death of the registrant identified in item 3b, the executor should contact the NFA Division, Bureau of ATF, 244 Needy Road, Martinsburg, WV 25405 or contact via email at NFAX@ATF.gov for additional assistance. Interstate Movement: If the firearm identified itemin 4 ais machinegun, short-barreled rifle, short-barreled shotgun, or destructive device, the registrant may be required by 18 U.S.C. § 922(a)(4) to obtain permission from ATF prior to any transportation in interstate or foreign commerce. ATF Form 5320.20 can be used to request this permission. Change of Description or Address: The registrant shall notify the National Firearms Act Division, National Service Center, Bureau of Alcohol, Tobacco, Firearms and Explosives, 244 Needy Road, Martinsburg, WV 25405, in writing, of any change to the description of the firearm in 4, item or any change to the address of the registrant. Restrictions on Possession: Any restriction(see approval block on face of form) on the possession of the firearm identified in item 4 continues with the further transfer of the firearm. Persons Prohibited from Possessing Firearms:theIf registrant becomes prohibited from apossessing firearm, please contact the NFA Division for procedures on how to dispose of the firearm. Proof of Registration:A person possessing a firearm asregistered required by the NFA shall retain of proof registration which shall be made available to any ATF Officer upon request. Paperwork Reduction Act Notice This form is in accordance with the Paperwork Reduction Act of 1995. The information you provide is used to establish that the applicant’s making and possession of the firearm would be in conformance with Federal, State, and local law. The data is asused proof of lawful registration of a firearm to the manufacturer. The of furnishing this information is mandatory (26 U.S.C. § 5822). The estimated average burden associated with this collection of information is 4.0 hours per respondent or recordkeeper, depending on individual circumstances. Comments concerning the accuracy of this burden estimate and suggestion for reducing this burden should be addressed to Reports Management Officer, Resource Management Staff, Contract and Forms Section, Bureau of Alcohol, Tobacco, Firearms and Explosives, 99 New York Avenue NE. Washington, DC 20226. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. ATF Form 1 (5320.1) CLEO Copy Revised December 2022 |