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                                                                                                                                                                                                                                                                                                                    OMB No. 1140-0011 (12/31/2025) 
U.S. Department  of Justice 
Bureau of Alcohol, Tobacco, Firearms and Explosives 
                                                                                                                                                       Application to Make and Register a Firearm 

ATF Control Number 
To: Bureau of Alcohol, Tobacco, Firearms and Explosives, P.O. Box 5015, Portland, OR 97208-5015, National Firearms Act Division (NFA) 
(Submit in duplicate.  Please do not staple documents.  See instructions attached.) 
As required by Sections 5821(b), 5822, and 5841 of the National Firearms Act, Title 26 U.S.C., Chapter 53, the                                                                                                            1.   Type of Application (check one) 
undersigned hereby          submits   application      to             make        and    register    the    firearm       described    below.              
2.  Application is made by:                                        Corporation              Individual                3a.   Trade Name  (If any)                                                                               a.           Tax Paid.  Submit your tax payment of $200 
                                                                                                                                                                                                                                    with the application.  The tax may be paid
     Other Legal Entity                                            Trust                    Government                                                                                                                               by credit or debit card, check, or money order. 
                                                                                            Entity                                                                                                                                  Please complete item 20.  Upon approval of 
3b.                                                                                         (Type or print below) (See instruction                                                                                                  the application, we will affix and cancel the                                                                                   required  
      Applicant’s Full Legal Name and Full Mailing Address                                                                                                      2.D)                                                                National Firearms Act Stamp. 
                                                                                                                          3d.  County/Parish                                                                                        (See instruction 2.C and 3) 
                                                                                                                                                                                                                               b.            Tax Exempt.  Firearm is being made on 
                                                                                                                                                                                                                                     behalf of the United States, or any department,  
                                                                                                                          3e.  Telephone Number                                                                                     independent establishment, or agency thereof. 
                                                                                                                                                                                                                                     or 
                                                                                                                                                                                                                                     Tax Exempt.  Firearm is being made  by or on 
                                                                                                                          3f.  E-mail Address                                                                                       behalf of any State or possession of the United  States, 
                                                                                                                                                                                                                                    or any political  subdivision thereof, or any 
                                                                                                                                                                                                                                    official police                                             organization        suchof      a government                           
                                                                                                                                                                                                                                     entity engaged                                                                             in criminal investigations. 
3c.   If P.O. Box is Shown Above, Street Address Must be Given Here 
                                                                                                                                                                                                                               c.           Tax Exempt.  Firearm is not subject to the  making 
                                                                                                                                                                                                                                    tax pursuant to                                                    Title  U.S.C.26       §§ 7801, 7805. To                          confirm          
                                                                                                                                                                                                                                        the application qualifies for tax-free registration, ATF                                                                                           
                                                                                                                                                                                                                                        may require additional supporting documentation,  
                                                                                                                                                                                                                                        such as photographs of the firearm to be registered.   
4.  Description of Firearm (Complete items a through k) (See instruction 2.J) 
a.  Name and Address of Original Manufacturer and/or                                                       b.      Type of Firearm to be Made                              c.  Caliber                                    d.  Model (As marked on firearm)   
     Importer of Firearm (If any)                                                                                 (See definition 2.K)                                                         or 
                                                                                                                  (If a destructive device,                                                    Gauge                      e.  Barrel Length                                                                                                   f.  Overall Length 
                                                                                                                  complete item 4.J)                                           (Specify one) 

                                                                                                                                                                                                                          g.  Serial Number 
h.  Additional Description                (Indicate required Maker’s Markings to include Maker’s                                                      i.       Specify Why You Intend To Make Firearm  (Use additional sheet if necessary) 
     name as registered, City and State as each will appear on firearm)   

j.  Type of Destructive Device (Check one box):                                         Firearm               Explosives (If the Explosives box is checked, complete item 5 and see instruction 2.M) 
     If an Explosive Type Destructive Device, Please provide additional description: 
k.  Is This Firearm Being Reactivated?          Yes                                        No (See definition 1.K) 
5.  Applicant’s Federal Firearms License (If any) or Explosives License or Permit Number   6. Special (Occupational) Tax Status (SOT)  (If applicable) (See definitions)   
     For Notification       Purposes,                     per    Regulation    479.62,      Please      Provide        15-Digit      
     Number                                                                                                                                           a.       Employer    Identification    Number                                                                                                                                           b.  Class 

Under Penalties of Perjury, I declare                               that I have examined this application, including accompanying documents, and to the best of my knowledge and belief it is                                                                                                                                                                           
true,    accurate    and    complete    and    the    making    andpossession  of                      the firearm         described                   above    would    not     constitute   a      violation          of        Title                                                          18,    U.S.C.,                                Chapter    44,       
Title 26, U.S.C., Chapter 53; or any provisions of State or local law. 
7.  Signature of Applicant                                                                                    8.  Name     and               of Title     Authorized        Official                                                                                                                                                          9.  Date 

                                                                   The space below is for the use of the Bureau of Alcohol, Tobacco, Firearms and Explosives 
By authority of the Director, Bureau of Alcohol, Tobacco, Firearms and Explosives, this Application has been Examined and the Applicant’s Making and Registration of the 
Firearm described above is: 
     Approved       (With the following conditions, if any)                                                                                                 Disapproved                        (For the following reasons) 

Authorized ATF       Official                                                                                                                                                                                                                                                                                                                           Date 

Previous Editions Are Obsolete                                                                                                                                                                                                                                                                                                                ATF Form 1 (5320.1) 
                                                                                                                                     ATF Copy                                                                                                                                                                                                 Revised December 2022 



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                                                                                                                    MAKER’S CERTIFICATION (not completed by a GOVERNMENT ENTITY) 
10.     Law Enforcement Notification  (See instruction 2.H) 
Eachapplicant         tois               provide            notification      of                     the                proposed    making    and   of possession                                                     the                      firearm    described    on this                        Form     1            byproviding  a                             copy       of         the completed           to    form        the         
Chief    Law    Enforcement    Officer    (CLEO)   thein                                                             agency         identified              below:                   

              Agency or Department Name                                                                                                                                                                                                   Name    and   Title  of                             Official   

                                                            Address (Street address or P.O. Box, City, State and ZIP Code)to which sent (Mailed or delivered) 
                                                                                      Information for the Chief Law Enforcement Officer                                                                                                                                                                                                                     12.   Photograph 

This    form    provides    notification of                                              the    applicant’s   intent to                     make    and    register a                                    NFA firearm.                                                 No    action is          required    by    the    CLEO.     
However,    should    the    CLEO    have    information    that    may    disqualify    this    person    from    making or                                                                                                                              possessing a                               firearm,    please    
contact the NFA Division at (304) 616-4500 or NFA@atf.gov.   
Maker’s Questions (Complete only when the maker is an individual) 
Answer the following questions by checking or marking either the “yes” or “no” box to the right of the questions. 
11.   Answer questions 11.a. through 11.m.  Answer questions 13, 15, 16 and 17 if applicable.  For any  “Yes” answer  
      the applicant shall provide details on a separate sheet.                                                                                  (See instruction 7.C and definitions)   
                                                                                                                                                                                                                                                                                                                   Yes                       No 
a.       Do    you    intend to                      make    any    firearm   on listed                                     this    form    for    sale or          other   disposition to                                       any    person    described in                                              
       questions 11.c through 11.l, or a person described in question 11.m who does not fall under an exception?                                                                                                                                                                                                 
b.      Do    you   intend  to         sell    or           otherwise   of dispose                         any    firearm    listed on                             this    form in                  furtherance of                                       any    felony or                     other                
       offense   punishable    by                          imprisonment   for  a                         term    of             more    than    one    year, a                 Federal    crime of                            aterrorism,    or                                            drug    
       trafficking     offense?   
    c.  Are you under indictment or information in any court for a felony, or any other crime, for which the judge    
     could imprison you for more than one year? (See definition 1.N)   
d.   Have you ever been convicted in any court for a felony, or any other crime, for which the judge could have imprisoned you  
        for more than one year, even if you received a shorter sentence including probation? (See definition 1.N)   
    e.  Are you a fugitive from justice? (See definition 1.T)   
   f.  Are you an unlawful user of, or addicted to, marijuana or any depressant, stimulant, narcotic drug, or any                                                                                                                                                                                                                                                            Affix a 2” x 2” Photograph Here   
     other controlled substance? Warning: The use or possession of marijuana remains unlawful under                                                                                                                                                                                                                                                                                 No Stapling.  Please Tape  
     Federal law regardless of whether it has been legalized or decriminalized for medicinal                                                                                                                                                                                                                                                                                 Sides of Photo to the Application.
     or recreational purposes in the state where you reside. 
                                                                                                                                                                                                                                                                                                                                                             1.  Photo must have been taken within the  
g.   Have you ever been adjudicated as a mental defective OR have you ever been committed to a mental                                                                                                                                                                                                                                                             last year. 
      institution? (See definition 1.O and 1.P)   
h.   Have you been  discharged from the Armed Forces under dishonorable conditions?                                                                                                                                                                                                                                                                                 2.  Photo must have been taken in full face  
   i.  Are you subject to a court order restraining you from harassing, stalking, or threatening your child or an                                                                                                                                                                                                                                                      view without a hat or head covering that  
     intimate partner or child of such partner? (See definition 1.Q)                                                                                                                                                                                                                                                                                                   obscures the hair or hairline.
j.   Have you ever been convicted in any court of a misdemeanor crime of domestic violence? (See definition 1.R)                                                                                                                                                                                                                                             3.  On back of photograph print full name,  
k.    Have you ever renounced your United States citizenship?                                                                                                                                                                                                                                                                                                          last 4 of SSN. 
l.  Are you an alien illegally or unlawfully in the United States? 
m.1.  Are you an alien who has been admitted to the United States under a nonimmigrant visa?                                                                                                                                                                                           Yes                         No 
m.2.  If “Yes”, do you fall within any of the exceptions stated in the instructions? Attach the documentation to the application                                                                                                                                                                                                                                       Yes                No                                    N/A
13.  If you are an alien, record your U.S.-Issued Alien or Admission number (AR#, USCIS#, or I94#): 
14.     Have    you    been   issued  a                           Unique    Personal    Identification    Number (UPIN)?(See instruction 2.F)                              Yes                                                                                                                        No           If Yes please list 
15.  Social Security Number: (See instruction 2.F)                                                                                                                                                                                              Date of Birth:  

16a.   Ethnicity                                        Hispanic or Latino                                                         16b. Race                                               American Indian or Alaska Native                                                                                              Black or African American                                                                              White 
                                                        Not Hispanic or Latino                                                                                                             Asian                                                                                                                         Native Hawaiian Other Pacificor    Islander                                                                  
17a.  Country of Citizenship:                                                   (Check/List more than one, if applicable.  Nationals of the United States may check U.S.A.) (See definition 1.S)   
                           United States of America (U.S.A.)                                                             Other Country/Countries (Specify): 
17b. State of Birth                                                                                                                                                                                                                              17c.Country of Birth 

CERTIFICATION:  Under penalties imposed by 18 U.S.C.§ 924 and 26 U.S.C. §5861, I certify that, upon submission of this form to ATF, a completed copy of this    form
will be directed to the CLEO shown in item 10, that the statements, as applicable, contained in this certification, and any attached documents in support thereof, are true and    
correct to the best of my knowledge and belief.  NOTE:  See instructions 2.D(2) and 2.D(3) for the items to be completed depending on the type of applicant.    

        Signature of    Maker                                                                                                                                                                                                                                            Date 
                                                                                                                                                                                                                                                                                                                                                                                                   ATF Form 1 (5320.1) 
                                                                                                                                                                                                                   ATF Copy                                                                                                                                                                        Revised December 2022 



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18.  Number of Responsible Persons (see definitions) associated with the applicant trust or legal entity 
19.  Provide the full name (printed or typed) below for each Responsible Person associated with the applicant trust or legal entity (if there are more Responsible Persons than  
can be listed on the form, attach a separate sheet listing the additional Responsible Person(s)).  Please note that a completed Form 5320.23, National Firearms Act      
       (NFA) Responsible Person Questionnaire, must be submitted with the Form 1 application for each Responsible Person. 
Full                     Name Full Name 

20.     Method of Payment       (Check one) (See instruction 2.I) (if   paying by   credit/debit card, complete the sections below)  
Check (Enclosed) Cashier’s Check   or Visa Mastercard American Discover Diners Club 
Money Order (Enclosed) Express 
Credit/Debit Card Number (No dashes)      Name as Printed on the Credit/Debit Card Expiration Date (Month & year) 

Address: 
Credit/Debit Card 
Billing Address: City: State: ZIP   Code: 

Tax Amount: 
$ 
  I Authorize ATF to Charge my Credit/Debit Card the Above Amount. 

Signature of    Cardholder Date 
Your    credit/debit    card    will be        charged     the above    stated       amount    upon   receipt of        your     application.     The charge    will be           reflected  on       your    credit/debit card       statement.    
In the event your application is NOT approved, the above amount will be   credited to   the credit/debit card noted above. 
Important Information for Currently Registered Firearms 

     If you    are    the    current   registrant of         the    firearm    described    on    this    form,    please    note    the    following    information.   
Estate Procedures:  For    procedures    regarding    the    transfer of      firearms   in an               estate    resulting    from    the    death of         the    registrant    identified in         item    3b,    the    executor    should    contact    
the NFA Division, Bureau of ATF, 244 Needy Road, Martinsburg, WV 25405 or contact via email at NFAFAX@ATF.gov for additional assistance. 
Interstate Movement:    the  If     firearm   in identified       is 4    item a                     machinegun, short-barreled rifle, short-barreled shotgun, or destructive device, the registrant may be 
required by 18 U.S.C. § 922(a)(4) to obtain permission from ATF prior to any transportation in interstate or foreign commerce.  ATF Form 5320.20 can be used to request this 
permission. 
Change of Description or  Address: The registrant shall notify the National Firearms Act Division, National Service Center, Bureau of Alcohol, Tobacco, Firearms and 
Explosives,    244    Needy    Road,    Martinsburg,    WV25405,  in        ofwriting,             any     change to        the    description of        the    firearm in     item    or4,              any       change to        the    address of        the     registrant.     
Restrictions on Possession:  Any restriction(see approval block on face of form) on    the   possession of          the    firearm   in identified       4   item           continues    with    the    further   transfer of         
the    firearm.   
Persons Prohibited from Possessing Firearms:     If the       registrant    becomes    prohibited    from   a possessing           firearm,    please    contact    the    NFA Division       for    procedures    on   to how          
dispose of        the     firearm.   
Proof of Registration:A      person      a possessing           firearm   asregistered          required     by    the    NFA shall       retain   ofproof          registration     which    shall be        made    available to        any     ATF    Officer    
upon request. 

Paperwork Reduction Act Notice 
This form is in accordance with the Paperwork Reduction Act of 1995.  The information you provide is used to establish that the applicant’s making and possession of the 
firearm   be would in               conformance    with    Federal,    State,    and    local    law.     The    data is      as   used       of   proof          lawful    registration of a         firearm      to         the    manufacturer.     The   of furnishing         this     
information is mandatory (26 U.S.C. § 5822). 
The estimated average burden associated with this collection of information is 4.0 hours per respondent or recordkeeper, depending on individual circumstances.  
Comments    concerning    the    accuracy of         this    burden    estimate    and    suggestion    for    reducing    this    burden    beshould      addressed    to        Reports     Management    Officer,     Resource    
Management    Staff,    Contract    and    Forms    Section,   Bureau of         Alcohol,    Tobacco,    Firearms    and    Explosives,    99    New    York    Avenue    NE.    Washington,    DC     20226.   
An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. 

ATF Form 1 (5320.1) 
ATF Copy Revised December 2022 



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                                                                                                                                                                                                                                                                                                               Privacy Act Information 
   1.              Authority.  Solicitation of this information is made pursuant to the National Firearms Act (26 U.S.C. §§ 5821 and 5822).  Disclosure of this information by the applicant  
                   is mandatory for any person (other than a manufacturer qualified under the National Firearms Act) making                                                                                                                                                                                                                                                                                                     a                                               firearm       as                                                                           in   defined                                                                    the                                           National                       Firearms                     Act.             
      2.           Purpose.  To verify                                                                                   payment      of                                      the                tax              imposed                                  by    26    U.S.C.    §       5821;         to         determine                that            the               making                                         would                                    not  be     in                  violation          of                                                                                                                          law;                               and           to       effect                    registration      of                                  the             
                   firearm.   
      3.           Routine Uses.  The information                                                                                                                                  will be         used                        by                   ATF to            make                the             determinations               set   inforth             paragraph      2. In                                                                addition,      to                                                                                                                                     effect                                       registration     of                                                        the       firearm,                   information                                 
                   as to   the                    identification      of                                                                                the                firearm,                  date      of        registration,                                             and    the             identification           and    address     of                       person                                            entitled to                                              possess                                                                                                                             the           firearm                              will be                   entered                                           into    the        National                       
                   Firearms Registration and Transfer Record.  No information obtained from an application, registration, or records required to be submitted by an individual in order to  
                   comply with any provision of the National Firearms Act or regulation issued thereunder, shall, except in connection with prosecution or other action for furnishing false  
                   information, be used, directly or indirectly, as evidence against that person in any criminal proceeding with respect to a violation of  law occurring prior to or                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      
                   concurrently with                                                               the                                   filing of                          the                 application.                       The                        information                            from    this      application                        may     only be                           disclosed         to                                                              Federal                                                                                                            authorities                                                        for          of purposes                               prosecution                                              for        
                   violation of the National Firearms Act. 
   4.              Effects of not Supplying Information Requested.  Failure to supply complete information will delay processing and may cause denial of the application. 
                                                                                                                                                                                                                                                                                                               Definitions/Instructions   
1.  Definitions.                                                                   
                                                                                                                                                                                                                                                                                                                                                                       H.                  Federal Firearms License.  A license issued under the provisions of the  
                   A.    National Firearms Act (NFA).  Title 26, United States Code, Chapter 53.                                                                                                                                                                                                                                                                                           GCA to                          manu      facture,                                                                                                or import                                                                                         deal in                                 firearms.   
                         The implementing regulations are found in Title 27, Code of Federal 
                         Regulations, Part 479.                                                                                                                                                                                                                                                                                                                        I.  ATF Officer.     An    officer or                                                                                                                                                                                   ofemployee                                                                               the    Bureau of                                         Alcohol,    
                                                                                                                                                                                                                                                                                                                                                                                           Tobacco, Firearms and Explosives (ATF) authorized to perform any    
                   B.    Gun Control Act (GCA).   Title 18, United States Code, Chapter 44.                                                                                                                                                                                                                                                                                                function relating to the administration of the NFA. 
                         The implementing regulations are found in Title 27, Code of Federal 
                         Regulations, Part 478.                                                                                                                                                                                                                                                                                                                        J.   Make.  The term “make”, and the various derivatives of such word, shall  
                                                                                                                                                                                                                                                                                                                                                                                           include manufacturing (other than by one qualified to engage in such   
                   C.    Firearm.   The    term    “firearm”    means:     (1) a          shotgun    having a          barrel       or                                                                                                                                                                                                                                                     business under the NFA), putting together, altering, any combination of  
                         barrels of less than 18 inches in length;  (2) a weapon made from a                                                                                                                                                                                                                                                                                               orthese,                                 otherwise    producing a                                                                                                                                                                                        firearm.   
                         shotgun      if     such                                                                           weapon      as                                         modified    has an                                  overall    length of                                       less    than    26                                      
                         inches or                                                a      barrel or                                                         barrels of                            less    than    18    inches in                                            length;   a(3)                            rifle                                            K.                  Reactivation      . The                                                                                                     restoration    of a                                                                                                               registered    unserviceable    NFA firearm                                                                                        to                       
                         having  a barrel or barrels of less than 16 inches in length;  (4) a weapon                                                                                                                                                                                                                                                                                       a functional condition.  This action incurs the making tax liability. 
                         made   from  a                                                         rifle    if                                                such   weapon     as                               modified    has an                                            overall   oflength                              less    
                         than 26 inches or a barrel or barrels of less than 16 inches in length;  (5)                                                                                                                                                                                                                                                                  L.                  Unserviceable Firearm.  One which is incapable of discharging a shot  
                         any    other   weapon,                                          as                                                                 defined    in                               26    U.S.C. §                               5845(e);    (6) a                            machinegun;                                                                              by   means              of an                                      explosive    and    incapable of                                                                                                                                                                                                                being    readily   to restored                                                          firing     
                         (7)           a muffler aor                                                             silencer    for    any    firearm   or whether                                                                                                             not    such   firearm         is                                                                               condition.     An    acceptable    method of                                                                                                                                                                                                                        rendering    most    firearms    unserviceable     
                         included    within    this    definition;    and   (8)  a                                                                                                                                               destructive    device,as   in 26 defined                                                                                                                  is to fusion weld the chamber closed and fusion weld the barrel solidly to  
                         U.S.C. § 5845 (f).                                                                                                                                                                                                                                                                                                                                                the frame. 
                   D.  Person.  A partnership, company, association, trust, corporation, including                                                                                                                                                                                                                                                                     M.  Maker.person     A                                                                                                                       applying to                                                                                                       make an                                       NFA firearm.                                               
                         each Responsible Person associated with such an entity; an estate; or an  
                         individual.                                                                                                                                                                                                                                                                                                                                   N.                    Prohibited Person.  Generally, 18 U.S.C. § 922 (g) prohibits the shipment,  
                                                                                                                                                                                                                                                                                                                                                                                           transportation,   receipt,                                                                  or                                                                    in    possession or                                                                                                             affecting    interstate    commerce    
                         Qualified-   As                                                                      related    ato                                                        dealer,    manufacturer    and/or    importer,    qualified                                                                                                                                            of           a firearm                                                     by    one    who:    has    been   convicted                                                                                                                                                         of a                                      misdemeanor     or                                                 crime of                     
                         means the person licensed under the GCA as a dealer, importer, or                                                                                                                                                                                                                                                                                                 domestic violence; has been convicted of a felony, or any other crime, 
                         manufacturer also pays the Special (Occupational) Tax (SOT), which                                                                                                                                                                                                                                                                                                punishable by imprisonment for a term exceeding one year (this does not  
                         qualifies    that   person  to                                                                                                                      also   engage   in                            the   business   of                                     dealing,    importing,                                                                                  include State misdemeanors punishable by imprisonment of two years or  
                         or    manufacturing    NFA firearms.                                                                                                                                                                                                                                                                                                                              less); is a fugitive from justice, is an unlawful user of, or addicted to, 
                                                                                                                                                                                                                                                                                                                                                                                           marijuana or any depressant, stimulant, or narcotic drug, or any other   
                                                                                                                                                                                                Section A                                                                                                                                                                                  controlled substance; has been adjudicated as a mental defective or has 
                   E.   Responsible Person.  In case of an unlicensed entity, including any trust,                                                                                                                                                                                                                                                                                         been committed to a mental institution; has been discharged from the   
                         partnership, association, company (including any Limited Liability                                                                                                                                                                                                                                                                                                Armed Forces under dishonorable conditions, has renounced his or her  
                         Company (LLC)), or corporation, any individual who possesses, directly,                                                                                                                                                                                                                                                                                           U.S. citizenship; is an alien illegally in the United States or an alien    
                         or indirectly,                                                                    the power or authority to direct the management and policies                                                                                                                                                                                                                    admitted to the United States under a nonimmigrant visa; or is subject to                                                                                                                                                                                                                                                                                                                                            
                         of the trust or entity to receive, possess, ship, transport, deliver, transfer or                                                                                                                                                                                                                                                                                 certain restraining orders.  Furthermore, Section 922(n) prohibits the 
                         otherwise    dispose of a                                                                                                                  firearm   for,  or                                    on    behalf    of,    the    ortrust                                              legal    entity.                                                              shipment,   transportation,                                            or                                                                                                                                          receipt   orin                                                              affecting    interstate    commerce aof                                                                                       
                                                                                                                                                                                               Section B                                                                                                                                                                                   firearm    by    one   who is                                                                                                                under    indictment or                                                                                                                                    information    for a                                             infelony                                any     
                         Trust: Those persons with the power or authority to direct the management                                                                                                                                                                                                                                                                                         Federal, State or local court, or any other crime, punishable by 
                         and policies of the trust includes any person who has the capability to                                                                                                                                                                                                                                                                                           imprisonment for a term exceeding one year.  An information is a formal  
                         exercise such power and possesses, directly or indirectly, the power or                                                                                                                                                                                                                                                                                           accusation of                                                              a crime                                                                 verified    by a                                                                                                  prosecutor.   
                         authority under any trust instrument, or under  State law, to receive,                                                                                                                                                                                                                                                           
                         possess,    ship,    transport,    deliver,    transfer, or                                                                                                                                                    otherwise    of adispose                                                        firearm                                        EXCEPTION:  A person who has been convicted of a felony, or any other 
                         for, or on behalf of the trust.  Examples of who may be considered a                                                                                                                                                                                                                                                                          crime, for which the judge could have imprisoned the person for more 
                         Responsible Person include settlors/grantors, trustees, partners, members,                                                                                                                                                                                                                                                                    than one year, or who had been convicted of a misdemeanor crime of 
                         officers,    directors,    board   members,                                                                                                       or                                              owners.     An   example                           of                             who    may                                                domestic violence, is not prohibited from purchasing, receiving, or possessing 
                         be    excluded    from    this    definition of                                                                                                                                 Responsible   Person is                                                            the    beneficiary                                                              a   firearm if:                                (1)                                    under                               the                                law      of                                         the                                                  jurisdiction                                           where                   the         conviction                                occurred,     
                         of       a      trust, if                                          the    beneficiary    does    not    have    the   capability                                                                                                          to exercise                                         the                                             the person has been pardoned, the conviction has been expunged or set aside,  
                         enumerated powers or authorities.                                                                                                                                                                                                                                                                                                             or the person has had their civil rights (the right to vote, sit on a jury, and hold  
                                                                                                                                                                                                                                                                                                                                                                       public    office) taken                                                                                             away and                                                                                                             later restored                                                            AND                        (2) the                 person is                     not                    
                   F.  Employer Identification Number (EIN                                                                                                                                                                     )      . ofRequired                                         taxpayer    filing                                                          prohibited by the law of the jurisdiction where the conviction occurred    
                         Special(Occupational)Tax returns under 27 CFR § 479.35.                                                                                                                                                                                                                                                                                       from    receiving or                                                                          possessing                                                                                                           firearms.                                                          Persons subject                               to                              this              exception                           should             
                                                                                                                                                                                                                                                                                                                                                                       mark “no” in the applicable box. 
                   G.   Special  (Occupational) Tax.  Required by the NFA to be paid by a                                                                                                                                                                                                                                                                 
                         Federal    firearms    licensee   engaged                                                                                                           in                                           the    business of                                manufacturing   
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        ATF Form 1 (5320.1) 
                         (Class 2), importing (Class 1), or dealing (Class 3)   NFAin                                                                                                                                                                                                                firearms.                                                                                                                                                                                                                                                                                                                                                                                                                          Revised December 2022 



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                                                                                                                                                                                                                                                                                                                         Definitions/Instructions (Continued) 
  O.                                              Adjudicated As a Mental Defective.   A determination by a court, board,                                                                                                                                                                                                                                                                            
                                                  commission, or other lawful authority that a person, as a result of marked                                                                                                                                                                                                                             
                                                  subnormal intelligence, or mental illness, incompetency, condition, or disease:                                                                                                                                                                                                                          S.                                      Alien Admitted to the United States Under a Nonimmigrant Visa. An  
                                                  (1) is a danger to himself or to others; or (2) lacks the mental capacity to contract                                                                                                                                                                                                                                                            alien admitted to the United States under a nonimmigrant visa includes,  
                                                  or manage   his affairs. own                                                  This term shall include; (1) a insanityfinding of    by a                                                                                                                                                                                                          among others, persons visiting the United States temporarily for business  
                                                  court in a criminal case; and (2) those persons found incompetent to stand trial                                                                                                                                                                                                                                                                 or  pleasure, persons studying in the United States who maintain a residence  
                                                  or  found not guilty by reason of lack  of  mental  responsibility.                                                                                                                                                                                                                                                                              abroad, and certain temporary foreign workers.  These aliens must answer  
                                                                                                                                                                                                                                                                                                                                                                                                   “Yes” to question 11.d.1 and provide the additional documentation required  
           P.                                        Committed to a Mental Institution.  A formal commitment of a person                                                                                                                                                                                                                                                                           under question 11.d.2.  Permanent resident aliens and aliens legally 
                                                     to a mental institution by a court, board, commission, or other lawful                                                                                                                                                                                                                                                                        admitted to the United States pursuant to either the Visa Waiver Program or  
                                                     authority.  The term includes a commitment to a mental institution                                                                                                                                                                                                                                                                            to regulations otherwise exempting them from visa requirements may 
                                                     involuntarily.  The term includes commitments for other reasons, such as                                                                                                                                                                                                                                                                      answer “No” to this question and are not required to submit the additional  
                                                     for drug use.  The term does not include a person in a mental institution                                                                                                                                                                                                                                                                     documentation under 11.d.2.  An alien admitted to the United States under   
                                                     for observation or a voluntary admission to a mental institution.                                                                                                                                                                                                                                                                             a nonimmigrant visa is not prohibited from purchasing, receiving, or 
                                                                                                                                                                                                                                                                                                                                                                                                   possessing a firearm if alien;the                          (1) possession of in is a licensehunting                          or                                                                                                                                                                                                                                                                                
           EXCEPTION NICS Improvement Amendments Act of 2007:  A person who                                                                                                                                                                                                                                                                                                                        permit lawfully issued by the Federal Government, a State, or local 
           has been adjudicated as a mental defective or committed to a mental                                                                                                                                                                                                                                                                                                                     government, or an Indian tribe federally recognized by the Bureau of Indian  
           institution in a State proceeding is not prohibited by the adjudication or                                                                                                                                                                                                                                                                                                              Affairs, which validis                                     and wasunexpired; (2)                      admitted States United to the                                                                                                                                                                                                                                                                              
           commitment if the person has been granted relief  by the adjudicating/                                                                                                                                                                                                                                                                                                                  for lawful is ansporting or hunting purposes; (3) official                   representative of                                                                                                                                                                                                                                                                                                             
           committing State pursuant to a qualifying mental health relief from disabilities                                                                                                                                                                                                                                                                                                        a foreign government who is accredited to the United States Government  
           program.  Also, a person who has been adjudicated as a mental defective or                                                                                                                                                                                                                                                                                                              or  the Government’s mission to an international organization having its  
           committed to a mental institution by a department or agency of the Federal                                                                                                                                                                                                                                                                                                              headquarters in the States;United                          anis (4)          official representative aof                                                                                                                                                                                                                                                                                           
           Government is not prohibited by the adjudication or commitment if either: (a)                                                                                                                                                                                                                                                                                                           foreign government who is en route to or from another country to which  
           the person’s adjudication or commitment was set-aside or expunged by the                                                                                                                                                                                                                                                                                                                that alien is accredited;                                                                      (5) anis      official of a      or agovernment foreign                                                                                                                                                                                                                                             
           adjudicating/committing agency; (b) the person has been fully released or                                                                                                                                                                                                                                                                                                               distinguished foreign visitor who has been so designated by the 
           discharged from all mandatory treatment, supervision, or monitoring by the                                                                                                                                                                                                                                                                                                              Department of  State; ais (6)                              lawforeign         enforcement officer of a friendly                                                                                                                                                                                                                                                                                              
           agency; (c) wasperson the                 found by agencythe                           from suffer the  to no longer                                                                                                                                                                                                                                                                    Statesentering the foreign government United    officialon law enforcement                                                                                                                                                                                                                                                                                                                                    
           mental health condition that served as the basis of the initial adjudication/                                                                                                                                                                                                                                                                                                           business; (7) has received a waiver from the prohibition from the Attorney  
           commitment; or (d) the adjudication or commitment, respectively is based                                                                                                                                                                                                                                                                                                                General of the United States. 
           solely on a medical disability,finding of              anwithout    aopportunity for       hearing                                                                                                                                                                                                                                           
           by a court, board, commission, or other lawful authority, and the person has                                                                                                                                                                                                                                                                    T.   Fugitives from Justice. who person Any has anyfrom fled                                                                                                                                                                                                                                        State to avoid                                                                                                                                   
           not been adjudicated as a mental defective consistent with section 922(g)(4)                                                                                                                                                                                                                                                                                                            prosecution for a felony or a misdemeanor, or any person who leaves the  
           of title 18, United States Code; or (e) the person was granted relief from the                                                                                                                                                                                                                                                                                                          State to avoid giving testimony in any criminal proceeding.  The term also  
           adjudicating/committing agency pursuant to a qualified mental health relief                                                                                                                                                                                                                                                                                                             includes any person who knows that misdemeanor or felony charges are  
           from disabilities program. Persons who fall within one of the above exceptions                                                                                                                                                                                                                                                                                                          pending against such person and who leaves the State of prosecution. 
           should mark “No” in the applicable box.  This exception to an adjudication  
           or commitment by a Federal  department or agency does not apply to any                                                                                                                                                                                                                                                                       2.   Preparation of Application and Payment of Tax. 
           person who was adjudicated to be not guilty by reason of insanity, or based  
           on a lack of mental responsibility, or found incompetent to stand trial, in any                                                                                                                                                                                                                                                                 A.   Authority.  As provided by 26 U.S.C. § 5822, any person (other than a  
           criminal case or under the Uniform Code of Military Justice.                                                                                                                                                                                                                                                                                                                            qualified manufacturer of firearms (see paragraph b)) seeking to make a 
                                                                                                                                                                                                                                                                                                                                                                                                   firearm must submit, duplicate,in                                             a separate  application this on form                                                                                                                                                                                                                                                                                  
  Q.  Restraining Order.18  Under                                                                                                                                                                      U.S.C. firearms922, § may benot         sold to                                                                                                                                             for each firearm.                                                   applicantThe                                                 maker  allfurnish must     the information                                                                                                                                                                                                                            
                                                  or received by persons subject to a court order that; (A) was issued after                                                                                                                                                                                                                                                                       called for, except as noted by instructions within, on this application form. 
                                                  a hearing which the person received actual notice of and had an                                                                                                                                                                                                                                                                                  Please note that the form now contains a 3rd (CLEO) copy of the form for  
                                                  opportunity to participate in; (B) restrains such person from harassing,                                                                                                                                                                                                                                                                         use in compliance with instruction 2g and item 10 of the form. 
                                                  stalking, or threatening an intimate partner or child of such intimate partner  
                                                  or  person, or engaging in other conduct that would place an intimate partner                                                                                                                                                                                                                            B.   Registration by Qualified Manufacturer.    A person who has a Federal  
                                                  in reasonable fear of bodily injury to the partner or child; and (C)(i)                                                                                                                                                                                                                                                                          firearms license to manufacture firearms                                                                                                                                                                                                                                                                                              (Type 07 or 10)and who has paid  
                                                  includes a thatfinding                       such arepresents person                    credible threat      to the                                                                                                                                                                                                                              Special(Occupational)Tax                                                                                                                                                                                                                  to manufacture     firearmsNFA                from exempt the  is                                                                                                  
                                          physical safety of such intimate partner or child; or (ii) by its terms                                                                                                                                                                                                                                                              making tax and 1Form filing the of ATF                                                            application.                                                             Such qualified                                                                                                                                                                                                                            
                                          explicitly prohibits the use, attempted use, or threatened use of physical                                                                                                                                                                                                                                                           manufacturer andreport must                                                             register each NFA firearm manufactured by                                                                                                                                                                                                                                                                                             
                                          force against such intimate partner or child that would reasonably be                                                                                                                                                                                                                                                                NoticeATF filing 2, Form       Firearmsof                           Manufactured  or Imported, as                                                                                                                                                                                                                                                                                                                     
                                          expected to cause bodily injury.  An “intimate partner” of a person is; the                                                                                                                                                                                                                                                          required by 27 CFR § 479.103. 
                                          spouse or former spouse of the person, the parent of a child of the person, 
                                          or an individual who cohabitates or has cohabitated with the person.                                                                                                                                                                                                                                             C.   Payment of/Exemption from Payment of Tax.    As provided in 26  U.S.C.  
                                                                                                                                                                                                                                                                                                                                                                               § 5821, there   ais                                                   tax on each firearm made.                                                                            reactivationThe                 aof             registered                                                                                                                                                                                               
  R.  Misdemeanor Crime of Domestic  Violence.  A Federal, State, local, Tribal                                                                                                                                                                                                                                                                                                unserviceable firearm alsois                                                                                              subject makingto the                                  tax provision.under this                                                                                                                                                                                                                            
                                          offense that is a misdemeanor Federal,under                 State, Tribalor                              law and                                                                                                                                                                                    
                                          has, as an element, the use or attempted use of physical force, or the                                                                                                                                                                                                                                                               Title 26 U.S.C. §§ 5852 and 5853 exempts the making tax when an NFA   
                                          threatened use of a deadly weapon, committed by a current or former                                                                                                                                                                                                                                                                  firearm may be made paymentwithout                                                                                        of the tax when made  by, or on                                                                                                                                                                                                                                                             
                                          spouse, parent, or guardian of the victim, by a person with whom the                                                                                                                                                                                                                                                                 behalf of the United States or any State or political subdivision thereof.   
             victim shares a child in common, by a person cohabitating  with, or has                                                                                                                                                                                                                                                                                           Documentation that the firearm beingis                                                                                    made afor                     entity, such government                                                                                                                                                                                                                                                      
                                          cohabited with the victim as a spouse, parent, or guardian, or by a person                                                                                                                                                                                                                                                           as a United States contract or a State or local government agency purchase  
                                          similarly situated to a spouse, parent, or guardian of the victim, or by a                                                                                                                                                                                                                                                           order, must accompany the application. 
                                          person who has a current or recent former dating relationship with the  
                                          victim (as 18in defined                              U.S.C. § 921(a)(37)).                                        includesterm The all                                                                                                                                                                                               Title 26 U.S.C. §§ 7801, 7805 authorizes the Attorney General to exempt  
                                          misdemeanors that have as an element the use or attempted use                                                                                                                                                                                                                                                                        tax under the National Firearms Act in limited circumstances.  This 
                                          of physical force or the threatened use of a deadly weapon (e.g.,  assault                                                                                                                                                                                                                                                           exemption applies when the Attorney General authorizes a tax exemption  
                                          and battery), offense committedis if the                                    by defined parties.the one of                                                                                                                                                                                              (See                          inividualsto                   for the making  of specific firearmsNFA                                           by regulation, ruling,                                                                                                                                                                                                                                                                                          
                                          Exception in the definition of “Prohibited Person”). A person who has                                                                                                                                                                                                                                                                notice. or other                                                    Documentation       bemust          provided that the firearm listed on                                                                                                                                                                                                                                                                                     
                                          been convicted of a misdemeanor crime of domestic violence also is not                                                                                                                                                                                                                                                               the ATF Form 1 falls within the parameters of the Attorney General 
                                          prohibited unless; (1) the person was represented by a lawyer or gave up the                                                                                                                                                                                                                                                         authorization.   
                                          right to a lawyer; or (2) if the person was entitled to a jury, was tried by a  
                                                  jury, or gave up the right to a jury trial.  Persons subject to this exception                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    ATF Form 1 (5320.1) 
                                                  should mark “no” in the applicable box.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           Revised December 2022 



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 D.         Completion of Form (Note: Type 03 licensee must follow individual                                                                                                                                                                                       the NICS background check.  Please be aware that refusal to provide this    
                      instructions)                                                                                                                                                                                                                                 information may result in a delay in the NICS background check process. 
            (1)  The applicant shall provide the applicant’s full legal name to                                                                                                                                                                             G.   Signatures.  All signatures required on ATF Form 1 must be original in ink  
                  include middle                        and                 mailing                                     address in             item                      3b. aIf                 post office                      box                               on both copies.                                                             Exceptions: In the case of eforms on where a variance has 
                               address is used, the physical address shall be entered in item 3c.                                                                                                                                                                   been granted a Digital/Electronic signature may be used. 
                If the applicant is a trust or legal entity, show only the complete 
                              name of the trust or legal entity and do not include any individual                                                                                                                                                                   (1)  if the applicant is an individual, the applicant shall sign the form; 
                              names (such as  names of trustees  or corporate officials). 
                  The address shall be the location within the particular State                                                                                                                                                                                     (2)  if the applicant is a trust or legal entity, a responsible person of the trust  
                  where the                    firearm          will be             maintained for a                                                  trust or                      legal          entity.                                                                           or legal entity shall sign the form; 
                  In the case of two or more locations for a legal entity, the address                       
                              shown shall be the principal place of business within the particular                                                                                                                                                                  (3)          theif                   applicant is a                                                    Federal                               firearms    licensee, a                                                                                             responsible   of person                                                         the           
                              State(or principal office, in the case of a corporation).                                                                                                                                                                             Federal    firearms    licensee    shall    sign    the    form;      or 
 
            (2)  If the applicant is an individual, the entire Form 1 shall be completed                                                                                                                                                                            (4)  if the applicant is a government entity, a person who has a authority to
                              except for items 18 and 19.  In addition, the applicant must include                                                                                                                                                                                 sign for the entity shall sign the form. 
                his or                    her  fingerprints                 on     FBI                                             Form       FD-258    andhis    or                   her                            photographs     
                  (see instruction 2g).                                                                                                                                                                                                                     H     . Law Enforcement Notification.    The applicant must provide a copy of the 
                                                                                                                                                                                                                                                                    Form 1 to                       the   Chief   Law   Enforcement   Officer   (CLEO)   who   has   
            (3)If      the         applicant               meets            the                  of definition    a                             Responsible                                 Person                   afor                                           jurisdiction over the area of the applicant’s address shown in item 3b of the 
                   legal    entity (see                    definition                                               1.e.),              see    2.d.5.    for    Responsible    Person                                                                               Form    1.In addition, if the applicant is other than an individual, a copy of                                                                                                                                                                                                                                                                             
                               Requirments.  Individuals must complete items 11-17 and sign the                                                                                                                                                                     the Form 5320.23, National Firearms Act (NFA) Responsible Person 
                    Certification    Statement.                                                                                                                                                                                                                     Questionnaire, for each Responsible Person must be provided to their   
                                                                                                                                                                                                                                                                    respective Chief                                                             Law                               Enforcement                                              Officer.                        The                                             Chief                                     Law           Enforcement                              
            (4) Documentation of entity existence: (a) If the applicant is other than an                                                                                                                                                                            Officeris considered             beto                                                                            the                      Chief of                        Police;                                                        the                         Sheriff;                                   the    Head     of          the                
                individual, the applicant must attach documentation evidencing the existence                                                                                                                                                                        State Police; or a State or local district attorney or prosecutor. 
                and validity of the entity, which includes complete and unredacted copies  
                              of  partnership agreements, articles of incorporation, corporate registration,                                                                                                                                                I.   Remittance.  If the application is subject to the $200 making tax, please  
                              declarations of trust with any trust schedules, attachments, exhibits, and                                                                                                                                                            complete item 20 of the ATF Form 1.  Please note that you may pay the tax  
                               enclosures.  (b) If the applicant entity has had an application approved as a                                                                                                                                                        by credit/debit card, check, or money order.  The check or money order is  
                maker or              transferee                            within    the   preceding                             24                     of   months                       the   date   of                    filing                                to be made payable to ATF.  Do not send cash. 
                               this application, and there has been no change to the documentation 
                               evidencing the existence and validity of the entity previously provided,                                                                                                                                                     J   Photocopies, Computer Generated Versions or Download Version.  
                the    entity    may    provide a                                    certification    that    the    information    has    not    been                                                                                                              The form may be copied or downloaded(for example, from the ATF website 
                               changed since the prior approval and shall identify the application for                                                                                                                                                              (www.atf.gov)).  The form does not have to be printed front to back.                                                                                                                                                                                                                                                                          
                   which the documentation had been submitted by form number, serial 
                      number, and date approved.                                                                                                                                                                                                            K.   Description of Firearm and Markings.   (1) Item 4a.  If you are modifying  
                                                                                                                                                                                                                                                                    an existing                            firearm,                                            enter                               the        name                          and          location     of                                                      the                            original                       manufacturer.                               
                Note: An entity licensed under the Gun Control Act(GCA) that does not                                                                                                                                                                               youIf                are               creating                                            the                  firearm,                              enter             the              Maker’s                                                                     name,                                  city    and            State.           
                              pay the Special (Occupational) Tax(SOT) must submit documentation                                                                                                                                                                     (2) Item                          4b.     The                                types  of                            NFA                                 firearms                           are          listed  in                                                       the                          definitions;                   (3)              
                              of entity existence as required in the above paragraph 27 CFR § 479.63(b)                                                                                                                                                             Item 4c.  Specify one caliber or gauge. If there is another designation,  
                               (2)(ii).                                                                                                                                                                                                                             indicate the designation in item 4h.  (4) Item 4d.  Show the model 
                                                                                                                                                                                                                                                                    designation (if known).  (5) Item 4e and 4f.  Specify one barrel length and  
                                                                                                                                                                                                                                                                    overall length in                                    4e   items                                                and         as4f               applicable.                                                                                   Note: if                                       the                  firearm           has    a                
            (5)  If the applicant is other  than an individual, each Responsible Person                                                                                                                                                                             folding or collapsible stock, the overall measurement is to be made with  
                (see    definition    1e)    for    the   trust  or                                                                  legal          entity    must    include a                                     completed                                       the stock extended.  (6) Item 4g.  Do not alter or modify the serial number 
                ATF Form 5320.23, National Firearms Act (NFA) Responsible Person                                                                                                                                                                                    of an       existing                                firearm      .                                                Enter                   the             existing                                   serial                                             number                                      aif or,         new                     
                              Questionnaire, with the submitted Form 1.                                                                                                                                                                                                 firearm, one                                   you                        create.                                      (7)            Markings:                                   The                       maker      is                                       required    to                                       mark                  the       
                                                                                                                                                                                                                                                                    firearm with                                       the                 Maker’s                                                 name,                  City              and              State      as                       shown    in                                                                      item                 3b.     All        
                Note: Each Responsible Person of an entity licensed under the Gun                                                                                                                                                                                   markings are to be in compliance with 27 CFR §§ 478.92 and 479.102.                                                                                                                                                                                                                                                                                  
                Control Act                       (GCA) that does not pay the Special(Occupational)                                                                                                                                                                 Do not               alter     or          modify                                                               the                serial             number      anof                       existing                                                                                             firearm.                          Enter      the         
                Tax(SOT) must submit ATF Form 5320.23 with the application as                                                                                                                                                                                       existing serial                                      number,         aor if                                           new                                 firearm,                        one                                 you                                    create.                                 The       Maker              may            
                              instructed in the above paragraph 27 CFR § 479.63(b)(2)(ii).                                                                                                                                                                          not duplicate                                      any                                 serial                   number                                placed                         by              the                     Maker      on                                            any                        other             firearm.                   
                                                                                                                                                                                                                                                                    See 27 CFR § 479.102. 
            (6)  Item 18  (Method of Payment) is obscured on the ATF copy 2 
                (Registrant) and the CLEO copy.  In addition, item 4g (serial number)                                                                                                                                                                       L.      State or Local Permit.  If a State or local permit or license is required before  
                   is obscured                       on    the    CLEO    copy.     These    fields    do    not    require    completion                                                                                                                           themaking      of                        the                                firearm,     a                               copy          of               the            or permit                                   license                                                                 be must                     submitted                    
                               on these copies.                                                                                                                                                                                                                     with the application.  If the applicant is a trust or legal entity, when the State                                                                                                                                                                                                                                                                             of 
                                                                                                                                                                                                                                                                    residence or any Responsible Person requires a State or local permit or license,  
 E.   Photograph and Fingerprints and Photograph.  An individual applicant                                                                                                                                                                                          a copy of the permit or license must be submitted with Form 5320.23, National  
            or Responsible Persons of a legal entity applicant must  (1) attach to item                                                                                                                                                                             Firearms Act (NFA) Responsible Person Questionnaire. 
            15 of the ATF Form 1, a 2 inch x 2 inch photograph of the frontal view  
            of the                transferee taken within 1 year prior to the date of the application                                                                                                                                                       M.      Compliance with explosives laws (18 U.S.C. Chapter 40) and regulations   
            and  (2) submit two properly completed FBI Forms FD-258 (Fingerprint                                                                                                                                                                                    (27 CFR Part 555).                                                                        If the application is for a Destructive Device utilizing   
            Card with blue lines) with    the    application.     The    fingerprints    must be                                                                                                                             clear                                  explosive materials, check the Explosives box in item 4.j and provide the type(s) 
            for    accurate    classification    and    taken    by    someone    properly   equipped  to                                                                                                                                 take                      of explosives to be used.  If the applicant is other than a government agency, 
            them.                                                                                                                                                                                                                                                   item 5 must be completed with an explosives license or permit number issued to  
                                                                                                                                                                                                                                                                    the applicant.  If the applicant is other than an individual, such as a legal entity,  
            Note: Each Responsible Person of an entity licensed under the Gun Control                                                                                                                                                                               and does not have an explosives license or permit, then a Responsible Person  
            Act (GCA) that does not pay the Special (Occupational) Tax (SOT) must                                                                                                                                                                                   for the applicant must have a license or permit and enter the information in  
            submit    fingerprints    and    photographs    with    the   application                                                                                    as                        instructed in                                                    item 5.  To comply with the explosives laws and regulations, any member of a 
            the above paragraph 27 CFR § 479.63(b)(2)(iii)(iv).                                                                                                                                                                                                     legal entity                           must                           also   be              identified as         a                                      Responsible                                                                                     or Person                                        Employee                          
                                                                                                                                                                                                                                                                    Possessor on the explosives licenser or permit. A trust cannot be issued an  
 F.         Social Security and UPIN.   The Social Security number and UPIN are                                                                                                                                                                                     explosives license or permit.                                                                                                                                                                                                                                                     ATF Form 1 (5320.1) 
            not    required.     However,    this    information    assists    with    the    efficient   completion                                                                                            of                                                                                                                                                                                                                                                                                                                                    Revised December 2022 



- 7 -
N. Submission.   The Maker shall submit 2 complete forms (ATF copy and 
  registrant copy) with original signatures to the NFA Division at the address  
  on the face of the form.  The applicant shall direct a 3rd complete copy  
  of   the   form  to      the       Chief    Local    Law    Enforcement    Officer    (CLEO) as 
  provided in instruction 2g and item 10. 
3.   Approval of Application.  Upon approval of an application, the NFA Division 
 will affix    the    NFA    tax    stamp       (if any) to the application, cancel it, and return 
 the approved    copy   to   the       Maker.     The   approval    of   the       application    effectuates        
 registration of   the      firearm    to   the       Maker;    however,    the    firearm    must    benot             
 made until the applicant has been approved. 
4.   Withdrawal of Application.  The Maker may withdraw the application prior  
 to approval by the submission of a signed, written request to the Chief, NFA 
 Division either by mail to National Firearms Act Division, National Service  
 Center, 244 Needy Road, Martinsburg, WV 25405 or by emailing a signed  
 copy to nfafax@atf.gov. The NFA Division will arrange for a refund of any tax  
paid. 
5.   Cancellation of Approved Application    .  An approved application may be  
 cancelledonly  if      the       firearm    had    not    been    made   or   modified.        The    Maker    must    return        
 the approved    application    with    original    tax    stamp    affixed   with  a      written        request    for       
 cancellation, citing    the    need    and    that    the   making    of   the       firearm    did    not    take    place.         
 The NFA Division will arrange for a refund of any tax paid. 
6.  Disapproval of Application.  If the application is disapproved, the NFA 
 Division will note the reason for disapproval on the application and return one 
 copy to the Maker.  The NFA Division will arrange for a refund of any tax paid. 
7.   Reason for Disapproval.  26 U.S.C. § 5822 provides that applications 
 shall be   ifdenied          the       making   orofpossession             the       firearm    would    place    the       
 Maker in violation of law. 
 a. Violation of Law.  Applications shall be denied if the making or 
possession              of   the       firearm    would    place    the    person    making    the    firearm    in   
             violation of law. 
b.  Machineguns. 18 U.S.C. § 922 (o) provides that a machinegun may be  
 made only for government use or export.  An application will be denied 
 unless the making meets these criteria. 
 c.  Persons Prohibited from Making a Firearm.  The application will be 
   disapproved      if   the       Maker   ais      person           prohibited    from   possessing  a      firearm.             
  For information    regarding    persons    prohibited    from   possessing  a      firearm,            
  refer to   definitions       1n    through    1t.      
8.  Inquiries.      Information relating   to   the       NFA    and    other    firearms    laws   is   available           
 at the ATF Internet website at www.atf.gov.  Any inquiry relating to the status  
 of   an   application    to   transfer      an   NFA       firearm   or   about      procedures    in   general           
 should be directed to the NFA Division at (304) 616-4500 or emailed to 
 NFA@ATF.GOV.  Please be aware that any dissemination by ATF of 
 informationrelating    to   the       application   to   register an         NFA       firearm    must    conform        
 with the restrictions in 26 U.S.C. § 6103. 
9.  Penalties. Any person who violates or fails to comply with any of the 
 requirements of   the       NFA    shall,    upon   conviction,    be   fined       not    more    than    $10,000        
 or be   imprisoned       for    not    more    than    10   years,    or   both.        Any    firearm    involved        
 in a violation of the NFA shall be subject to seizure and forfeiture.  It is 
 unlawful for any person to make or cause the making of a false entry on any  
 application or record required by the NFA knowing such entry to be false. 
10.   Compliance with the Gun Control Act.  Person must also comply with all  
 relevant portions of the GCA. 

ATF Form 1 (5320.1) 
Revised December 2022 



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                                                                                                                                                                                                                                                                                   OMB No. 1140-0011 (12/31/2025) 
U.S. Department  of Justice 
Bureau of Alcohol, Tobacco, Firearms and Explosives 
                                                                                                                                              Application to Make and Register a Firearm 

ATF Control Number 
To: Bureau of Alcohol, Tobacco, Firearms and Explosives, P.O. Box 5015, Portland, OR 97208-5015, National Firearms Act Division (NFA) 
(Submit in duplicate.  Please do not staple documents.  See instructions attached.) 
As required by Sections 5821(b), 5822, and 5841 of the National Firearms Act, Title 26 U.S.C., Chapter 53, the                                                                                        1.  Type of Application (check one) 
undersigned    hereby submits    application      to    make      and                register    the    firearm        described    below.                   
2.   Application is made by:                        Corporation                     Individual                        3a.   Trade Name  (If any)                                                              a.  Tax Paid.  Submit your tax payment of $200  
                                                                                                                                                                                                                    with the application. The tax may be paid
     Other Legal Entity                             Trust                           Government                                                                                                                 by credit or debit card, check, or money order.
                                                                                    Entity                                                                                                                     Please complete item 20.  Upon approval of  
3b.  Applicant’s Full Legal Name and Full Mailing Address(Type or print below) (See instruction 2.D)                                                                                                                the application,                                                we           will    affix                and    cancel    the     
                                                                                                                                                                                                                    required National Firearms Act Stamp. 
                                                                                                                          3d.  County/Parish                                                                        (See instruction 2.C and 3) 
                                                                                                                                                                                                              b. Tax Exempt.  Firearm is being made on
                                                                                                                                                                                                               behalf of the United States, or any department,  
                                                                                                                          3e.  Telephone Number                                                               independent establishment, or agency thereof.
                                                                                                                                                                                                               or  
                                                                                                                                                                                                               Tax Exempt.  Firearm is being made  by or on    
                                                                                                                          3f.  E-mail Address                                                                     behalf of any State or possession of the United     
                                                                                                                                                                                                                  tates, or any political subdivision thereof, or any  
                                                                                                                                                                                                               official    policeorganization                                    of                     sucha                     government         
                                                                                                                                                                                                               entity engaged in criminal investigations.                                                                               
3c.   If P.O. Box is Shown Above, Street Address Must be Given Here                                                                                                                                   
                                                                                                                                                                                                               c. Tax Exempt.  Firearm is not subject to the making  
                                                                                                                                                                                                                       taxpursuant      to                         Title 26         U.S.C.         §§         7801,                     7805.         To    confirm     
                                                                                                                                                                                                               the application                                                      qualifies            for     tax-free               registration,        ATF      
                                                                                                                                                                                                               may require additional supporting documentation,  
                                                                                                                                                                                                              such  as                       photographs      of                                   the       firearm      to be             registered.             
4.   Description of Firearm (Complete items a through k) (See instruction 2.J) 
   a.  Name and Address of Original Manufacturer and/or                                                b.  Type of Firearm to be Made   c.                   Caliber                                  d.  Model                           (As marked on firearm)   
     Importer of Firearm (If any)                                                                              (See definition 2.K)                                      or
                                                                                                               (If a destructive device,                                  Gauge                       e.  Barrel Length                                                                                      f.  Overall Length 
                                                                                                               complete item 4.J)                                (Specify one) 

                                                                                                                                                                                                      g.  Serial Number 
h.   Additional Description            (Indicate required Maker’s Markings to include Maker’s                                                   i.           Specify Why You Intend To Make Firearm  (Use additional sheet if necessary) 
     name as registered, City and State as each will appear on firearm)   

j.  Type of Destructive Device (Check one box):                                     Firearm               Explosives (If the Explosives box is checked, complete item 5 and see instruction 2.M) 
     If an Explosive Type Destructive Device, Please provide additional description:  
k.  Is This Firearm Being Reactivated?              Yes                             No             (See definition 1.K) 
5.  Applicant’s Federal Firearms License(If any) orExplosives License or Permit Number  6. Special                                                           (Occupational) Tax Status(SOT) (If applicable) (See definitions)   
        For    Notification    Purposes,    per    Regulation    479.62,    Please    Provide    15-Digit     
     Number                                                                                                                                  a.  Employer        Identification    Number                                                                                            b.  Class 

Under Penalties of Perjury, I declare                 that I have examined this application, including accompanying documents, and to the best of my knowledge and belief it is                                                                                                                                                                             
true,    accurate    and    complete    and    the    making    and    possession of         the    firearm    described    above    would    not    constitute a                      violation   of                  Title    18,    U.S.C.,    Chapter    44,    
Title 26, U.S.C., Chapter 53; or any provisions of State or local law. 
7.  Signature of Applicant                                                                                 8.  Name           and   of Title          Authorized    Official                                                                                                                                                     9.  Date 

                                                     The space below is for the use of the Bureau of Alcohol, Tobacco, Firearms and Explosives 
By authority of the Director, Bureau of Alcohol, Tobacco, Firearms and Explosives, this Application has been Examined and the Applicant’s Making and Registration of the 
Firearm described above is: 
     Approved       (With the following conditions, if any)                                                                                                  Disapproved (For the following reasons) 

Authorized    ATF Official                                                                                                                                                                                                                                                                                                     Date 

Previous Editions Are Obsolete                                                                                                                                                                                                                                                                             ATF Form 1 (5320.1) 
                                                                                                       ATF Copy 2 - To Be Returned To Registrant                                                                                                                                                           Revised December 2022 



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                                                                                                                    MAKER’S CERTIFICATION (not completed by a GOVERNMENT ENTITY) 
10.     Law Enforcement Notification  (See instruction 2.H) 
Eachapplicant         tois               provide            notification      of                     the                proposed    making    and   of possession                                                     the                      firearm    described    on this                        Form     1            byproviding  a                             copy       of         the completed           to    form     the         
Chief    Law    Enforcement    Officer    (CLEO)   thein                                                             agency         identified              below:                   

              Agency or Department Name                                                                                                                                                                                                   Name    and   Title  of                             Official   

                                                            Address (Street address or P.O. Box, City, State and ZIP Code)to which sent (Mailed or delivered) 
                                                                                            Information for the Chief Law Enforcement Officer                                                                                                                                                                                                               12.   Photograph 

This    form    provides    notification of                                              the    applicant’s   intent to                     make    and    register a                                    NFA firearm.                                                 No    action is          required    by    the    CLEO.     
However,    should    the    CLEO    have    information    that    may    disqualify    this    person    from    making or                                                                                                                              possessing a                           firearm,    please    
contact the NFA Division at (304) 616-4500 or NFA@atf.gov.   
Maker’s Questions (Complete only when the maker is an individual) 
Answer the following questions by checking or marking either the “yes” or “no” box to the right of the questions. 
11.   Answer questions 11.a. through 11.m.  Answer questions 13, 15, 16 and 17 if applicable.  For any  “Yes” answer  
      the applicant shall provide details on a separate sheet.                                                                             (See instruction 7.C and definitions)   
                                                                                                                                                                                                                                                                                                                   Yes                       No 
a.       Do    you    intend to                      make    any    firearm   on listed                                     this    form    for    sale or          other   disposition to                                       any    person    described in                                              
       questions 11.c through 11.l, or a person described in question 11.m who does not fall under an exception?                                                                                                                                                                                                 
b.      Do    you   intend  to         sell    or           otherwise   of dispose                              any    firearm    listed on                        this    form in                  furtherance of                                       any    felony or                     other                
       offense   punishable    by                          imprisonment   for  a                         term    of             more    than    one    year, a                 Federal    crime of                            aterrorism,    or                                            drug    
       trafficking     offense?   
     c.  Are you under indictment or information in any court for a felony, or any other crime, for which the judge    
      could imprison you for more than one year? (See definition 1.N)   
d.   Have you ever been convicted in any court for a felony, or any other crime, for which the judge could have imprisoned you  
        for more than one year, even if you received a shorter sentence including probation? (See definition 1.N)   
   e.  Are you a fugitive from justice? (See definition 1.T)   
   f.  Are you an unlawful user of, or addicted to, marijuana or any depressant, stimulant, narcotic drug, or any                                                                                                                                                                                                                                                            Affix a 2” x 2” Photograph Here   
      other controlled substance? Warning: The use or possession of marijuana remains unlawful under                                                                                                                                                                                                                                                                                No Stapling.  Please Tape  
      Federal law regardless of whether it has been legalized or decriminalized for medicinal                                                                                                                                                                                                                                                                                Sides of Photo to the Application.
      or recreational purposes in the state where you reside. 
                                                                                                                                                                                                                                                                                                                                                             1.  Photo must have been taken within the  
g.   Have you ever been adjudicated as a mental defective OR have you ever been committed to a mental                                                                                                                                                                                                                                                             last year. 
      institution? (See definition 1.O and 1.P)   
h.   Have you been  discharged from the Armed Forces under dishonorable conditions?                                                                                                                                                                                                                                                                                 2.  Photo must have been taken in full face  
   i.  Are you subject to a court order restraining you from harassing, stalking, or threatening your child or an                                                                                                                                                                                                                                                      view without a hat or head covering that  
     intimate partner or child of such partner?  (See definition 1.Q)                                                                                                                                                                                                                                                                                                  obscures the hair or hairline.
j.   Have you ever been convicted in any court of a misdemeanor crime of domestic violence? (See definition 1.R)                                                                                                                                                                                                                                             3.  On back of photograph print full name,  
k.    Have you ever renounced your United States citizenship?                                                                                                                                                                                                                                                                                                          last 4 of SSN. 
l.  Are you an alien illegally or unlawfully in the United States? 
m.1.  Are you an alien who has been admitted to the United States under a nonimmigrant visa?                                                                                                                                                                                           Yes                         No 
m.2.  If “Yes”, do you fall within any of the exceptions stated in the instructions? Attach the documentation to the application                                                                                                                                                                                                                                             Yes          No                                    N/A
13.  If you are an alien, record your U.S.-Issued Alien or Admission number (AR#, USCIS#, or I94#): 
14.     Have    you    been   issued  a                           Unique    Personal    Identification    Number (UPIN)?(See instruction 2.F)                             Yes                                                                                                                         No  If Yes please list 
15.  Social Security Number: (See instruction 2.F)                                                                                                                                                                                              Date of Birth:  

16a.   Ethnicity                                        Hispanic or Latino                                                         16b. Race                                               American Indian or Alaska Native                                                                                              Black or African American                                                                              White 
                                                        Not Hispanic or Latino                                                                                                             Asian                                                                                                                         Native Hawaiian Other Pacificor    Islander                                                                  
17a.  Country of Citizenship:                                                   (Check/List more than one, if applicable.  Nationals of the United States may check U.S.A.) (See definition 1.S)   
                           United States of America (U.S.A.)                                                             Other Country/Countries (Specify): 
17b. State of Birth                                                                                                                                                                                                                              17c.Country of Birth 

CERTIFICATION:  Under penalties imposed by 18 U.S.C.§ 924 and 26 U.S.C. §5861, I certify that, upon submission of this form to ATF, a completed copy of this                                                                                                                                                                                                                                                                                    form
will be directed to the CLEO shown in item 10, that the statements, as applicable, contained in this certification, and any attached documents in support thereof, are true and    
correct to the best of my knowledge and belief.  NOTE:  See instructions 2.D(2) and 2.D(3) for the items to be completed depending on the type of applicant.    

        Signature of    Maker                                                                                                                                                                                                                                            Date 
                                                                                                                                                                                                                                                                                                                                                                                                   ATF Form 1 (5320.1) 
                                                                                                                                                           ATF Copy 2 - To Be Returned To Registrant                                                                                                                                                                                               Revised December 2022 



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18.  Number of Responsible Persons (see definitions) associated with the applicant trust or legal entity 
19.  Provide the full name (printed or typed) below for each Responsible Person associated with the applicant trust or legal entity (if there are more Responsible Persons than  
can be listed on the form, attach a separate sheet listing the additional Responsible Person(s)).  Please note that a completed Form 5320.23, National Firearms Act      
       (NFA) Responsible Person Questionnaire, must be submitted with the Form 1 application for each Responsible Person. 
Full                     Name Full Name 

Important Information for Currently Registered Firearms 

     If you    are    the    current   registrant of         the    firearm    described    on    this    form,    please    note    the    following    information.   
Estate Procedures:  For    procedures    regarding    the    transfer of      firearms   in an               estate    resulting    from    the    death of         the    registrant    identified in         item    3b,    the    executor    should    contact    
the NFA Division, Bureau of ATF, 244 Needy Road, Martinsburg, WV 25405 or contact via email at NFAFAX@ATF.gov for additional assistance. 
Interstate Movement:   If the    firearm    identified in   4 is item a                              machinegun, short-barreled rifle, short-barreled shotgun, or destructive device, the registrant may be 
required by 18 U.S.C. § 922(a)(4) to obtain permission from ATF prior to any transportation in interstate or foreign commerce.  ATF Form 5320.20 can be used to request this 
permission. 
Change of Description or  Address: The registrant shall notify the National Firearms Act Division, National Service Center, Bureau of Alcohol, Tobacco, Firearms and 
Explosives, 244    Needy    Road,    Martinsburg,    WV   25405,  in      writing, of         any      change    to   the      description    of   the      firearm    in4, item or              any           change   to   the       address   of   the       registrant.        
Restrictions on Possession:  Any restriction(see approval block on face of form) on the   of possession       the       firearm   in identified    item    4         continues        with    the    further   transfer    of         
the firearm.      
Persons Prohibited from Possessing Firearms:theIf          registrant    becomes    prohibited    from   apossessing        firearm,        please    contact    the    NFA    Division    for    procedures    on    how to            
dispose of   the       firearm.      
Proof of Registration:A      person   possessing  a      firearm       asregistered        required       by    the    NFA    shall    retain   of proof       registration       which    shall   be   made       available   to   any       ATF    Officer       
upon request. 

Paperwork Reduction Act Notice 
This form is in accordance with the Paperwork Reduction Act of 1995.  The information you provide is used to establish that the applicant’s making and possession of the 
firearm bewould    in     conformance           with    Federal,    State,    and    local    law.     The    data   isas   used       proof    of         lawful       registration   of a     firearm          to   the       manufacturer.     The    furnishing of       this          
information is mandatory (26 U.S.C. § 5822). 
The estimated average burden associated with this collection of information is 4.0 hours per respondent or recordkeeper, depending on individual circumstances.  
Comments concerning    the    accuracy   of   this       burden    estimate    and    suggestion    for    reducing    this    burden    should be   addressed         to   Reports       Management    Officer,    Resource       
Management Staff,    Contract    and    Forms    Section,   Bureau    of    Alcohol,       Tobacco,    Firearms    and    Explosives,    99    New    York    Avenue    NE.    Washington,    DC     20226.      
An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. 

ATF Form 1 (5320.1) 
ATF Copy 2 - To Be Returned To Registrant Revised December 2022 



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                                                                                                                                                                                                                                                                                                 OMB No. 1140-0011 (12/31/2025) 
U.S. Department  of Justice 
Bureau of Alcohol, Tobacco, Firearms and Explosives 
                                                                                                                                               Application to Make and Register a Firearm 

ATF Control Number 
To: Bureau of Alcohol, Tobacco, Firearms and Explosives, P.O. Box 5015, Portland, OR 97208-5015, National Firearms Act Division (NFA) 
(Submit in duplicate.  Please do not staple documents.  See instructions attached.) 
As required by Sections 5821(b), 5822, and 5841 of the National Firearms Act, Title 26 U.S.C., Chapter 53, the                                                                                         1.  Type of Application (check one) 
undersigned    hereby submits    application      to      make      and                register    the    firearm       described    below.                   
2.   Application is made by:                        Corporation                       Individual                       3a.   Trade Name  (If any)                                                              a.  Tax Paid.  Submit your tax payment of $200  
                                                                                                                                                                                                                     with the application. The tax may be paid
     Other Legal Entity                             Trust                             Government                                                                                                                by credit or debit card, check, or money order.
                                                                                      Entity                                                                                                                    Please complete item 20.  Upon approval of  
3b.  Applicant’s Full Legal Name and Full Mailing Address(Type or print below) (See instruction 2.D)                                                                                                                 the application,                                                             we          will    affix                 and    cancel    the     
                                                                                                                                                                                                                     required National Firearms Act Stamp. 
                                                                                                                           3d.  County/Parish                                                                        (See instruction 2.C and 3) 
                                                                                                                                                                                                               b. Tax Exempt.  Firearm is being made on
                                                                                                                                                                                                                behalf of the United States, or any department,  
                                                                                                                           3e.  Telephone Number                                                               independent establishment, or agency thereof.
                                                                                                                                                                                                                or  
                                                                                                                                                                                                                Tax Exempt.  Firearm is being made  by or on    
                                                                                                                           3f.  E-mail Address                                                                     behalf of any State or possession of the United     
                                                                                                                                                                                                                   tates, or any political subdivision thereof, or any  
                                                                                                                                                                                                                official police                                              organization      of                     sucha                     government         
                                                                                                                                                                                                                entity engaged in criminal investigations.                                                                                            
3c.   If P.O. Box is Shown Above, Street Address Must be Given Here                                                                                                                                    
                                                                                                                                                                                                                c. Tax Exempt.  Firearm is not subject to the making  
                                                                                                                                                                                                                        tax pursuant     to                          Title 26                        U.S.C.     §§         7801,                      7805.         To    confirm     
                                                                                                                                                                                                                the application                                                                   qualifies           for      tax-free               registration,        ATF      
                                                                                                                                                                                                                may require additional supporting documentation,  
                                                                                                                                                                                                               such  as                        photographs     of                                                the       firearm      to be                registered.          
4.   Description of Firearm (Complete items a through k) (See instruction 2.J) 
   a.  Name and Address of Original Manufacturer and/or                                                  b.      Type of Firearm to be Made                   c.  Caliber                              d.  Model                           (As marked on firearm)   
     Importer of Firearm (If any)                                                                               (See definition 2.K)                                or 
                                                                                                                (If a destructive device,                           Gauge                              e.  Barrel Length                                                                                                  f.  Overall Length 
                                                                                                                complete item 4.J)                                (Specify one) 

h.   Additional Description            (Indicate required Maker’s Markings to include Maker’s                                                    i.           Specify Why You Intend To Make Firearm  (Use additional sheet if necessary) 
     name as registered, City and State as each will appear on firearm)   

j.  Type of Destructive Device (Check one box):                                       Firearm               Explosives (If the Explosives box is checked, complete item 5 and see instruction 2.M) 
     If an Explosive Type Destructive Device, Please provide additional description:  
k.  Is This Firearm Being Reactivated?              Yes                               No             (See definition 1.K) 
5.  Applicant’s Federal Firearms License(If any) orExplosives License or Permit Number  6. Special                                                            (Occupational) Tax Status (SOT) (If applicable) (See definitions)   
        For    Notification    Purposes,    per    Regulation    479.62,    Please    Provide    15-Digit     
     Number                                                                                                                                   a.  Employer        Identification    Number                                                                                                           b.  Class 

Under Penalties of Perjury, I declare                   that I have examined this application, including accompanying documents, and to the best of my knowledge and belief it is                                                                                                                                                                                         
true,    accurate    and    complete    and    the      making    and    possession of         the    firearm    described    above    would    not    constitute a                     violation   of                  Title    18,    U.S.C.,    Chapter    44,    
Title 26, U.S.C., Chapter 53; or any provisions of State or local law. 
7.  Signature of Applicant                                                                                  8.  Name           and   ofTitle           Authorized    Official                                                                                                                                                              9.  Date 

Previous Editions Are Obsolete                                                                                                                                                                                                                                                                                          ATF Form 1 (5320.1) 
                                                                                                                              CLEO Copy                                                                                                                                                                                 Revised December 2022 



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                                                                                                                   MAKER’S CERTIFICATION (not completed by a GOVERNMENT ENTITY) 
10.     Law Enforcement Notification  (See instruction 2.H) 
Each    applicant   is to             provide                     notification of         the                          proposed    making    and    possession of         the                                                              firearm    described on                                       this       Form      1   by           copy   providing                   a        of         the    completed form         theto        
Chief    Law    Enforcement    Officer    (CLEO)   in the                                                           agency         identified              below:                   

              Agency or Department Name                                                                                                                                                                                               Name and                        Title    of Official                            

                                                            Address (Street address or P.O. Box, City, State and ZIP Code)to which sent (Mailed or delivered) 
                                                                                            Information for the Chief Law Enforcement Officer   
This    form    provides    notification of         the                                      applicant’s                 intent    to         make            and   NFAregister                     a                firearm.                          No    action    is required                                        by    the    CLEO.     
However,    should the                                 CLEO have         information that                                may       disqualify                     this    person                     from    making    or possessing      firearm,                                                     a                  please          
contact the NFA Division at (304) 616-4500 or NFA@atf.gov.   
Maker’s Questions (Complete only when the maker is an individual) 
Answer the following questions by checking or marking either the “yes” or “no” box to the right of the questions. 
11.   Answer questions 11.a. through 11.m.  Answer questions 13, 15, 16 and 17 if applicable.  For any  “Yes” answer  
      the applicant shall provide details on a separate sheet.                                                                                    (See instruction 7.C and definitions)   
                                                                                                                                                                                                                                                                                                                         Yes                                     No 
a.       Do    you    intend to                        make    any    firearm   on listed                                  this    form    for    sale or             other   disposition to                                 any    person    described in                                                       
       questions 11.c through 11.l, or a person described in question 11.m who does not fall under an exception?                                                                                                                                                                                                     
b.      Do    you   intend  to           sell    or             otherwise   of dispose                    any    firearm    listed on                             this    form in                     furtherance of                                 any    felony or                        other                
       offense   punishable    by                              imprisonment   for  a                    term    of             more    than    one    year, a                              Federal    crime of            aterrorism,    or                                         drug    
       trafficking     offense?   
   c.  Are you under indictment or information in any court for a felony, or any other crime, for which the judge    
     could imprison you for more than one year? (See definition 1.N)   
d.   Have you ever been convicted in any court for a felony, or any other crime, for which the judge could have imprisoned you  
        for more than one year, even if you received a shorter sentence including probation? (See definition 1.N)   
   e.  Are you a fugitive from justice? (See definition 1.T)   
   f.  Are you an unlawful user of, or addicted to, marijuana or any depressant, stimulant, narcotic drug, or any           
      other controlled substance? Warning: The use or possession of marijuana remains unlawful under                                                                                                                                                                                                                
      Federal law regardless of whether it has been legalized or decriminalized for medicinal                                                                                                                                                                                                                       
      or recreational purposes in the state where you reside. 
g.   Have you ever been adjudicated as a mental defective OR have you ever been committed to a mental 
      institution? (See definition 1.O and 1.P)   
h.   Have you been  discharged from the Armed Forces under dishonorable conditions? 
   i.  Are you subject to a court order restraining you from harassing, stalking, or threatening your child or an                                                                                                                                                                                                   
     intimate partner or child of such partner?  (See definition 1.Q)   
j.   Have you ever been convicted in any court of a misdemeanor crime of domestic violence? (See definition 1.R)   
k.    Have you ever renounced your United States citizenship? 
l.  Are you an alien illegally or unlawfully in the United States? 
m.1.  Are you an alien who has been admitted to the United States under a nonimmigrant visa?                                                                                                                                                                                                 Yes                         No 
m.2.  If “Yes”, do you fall within any of the exceptions stated in the instructions? Attach the documentation to the application                                                                                                                                                                                                                                               Yes                       No              N/A
13.  If you are an alien, record your U.S.-Issued Alien or Admission number (AR#, USCIS#, or I94#): 
14.     Have    you    been   issued  a                               Unique    Personal    Identification    Number (UPIN)?(See instruction 2.F)                              Yes                                                                                                                         No            If Yes please list 
                                                                                                                                                                                                                                            Date of Birth: 

16a.   Ethnicity                                            Hispanic or Latino                                                    16b. Race                                                  American Indian or Alaska Native                                                                                                       Black or African American                                                            White 
                                                            Not Hispanic or Latino                                                                                                           Asian                                                                                                                                  Native Hawaiian Other Pacificor    Islander                                                           
17a.  Country of Citizenship:                                      (Check/List more than one, if applicable.  Nationals of the United States may check U.S.A.) (See definition 1.S)   
                     United States of America (U.S.A.)                                                                  Other Country/Countries (Specify): 
17b. State of Birth                                                                                                                                                                                                                          17c.Country of Birth 

CERTIFICATION:  Under penalties imposed by 18 U.S.C.§ 924 and 26 U.S.C. §5861, I certify that, upon submission of this form to ATF, a completed copy of this    form
will be directed to the CLEO shown in item 10, that the statements, as applicable, contained in this certification, and any attached documents in support thereof, are true and    
correct to the best of my knowledge and belief.  NOTE:  See instructions 2.D(2) and 2.D(3) for the items to be completed depending on the type of applicant.    

        Signature of    Maker                                                                                                                                                                                                                                        Date 
                                                                                                                                                                                                                                                                                                                                                                                                            ATF Form 1 (5320.1) 
                                                                                                                                                                                                                    CLEO Copy                                                                                                                                                                               Revised December 2022 



- 13 -
                    18.  Number of Responsible Persons (see definitions) associated with the applicant trust or legal entity 
                    19.  Provide the full name (printed or typed) below for each Responsible Person associated with the applicant trust or legal entity (if there are more Responsible Persons than  
                          can be listed on the form, attach a separate sheet listing the additional Responsible Person(s)).  Please note that a completed Form 5320.23, National Firearms Act      
                           (NFA) Responsible Person Questionnaire, must be submitted with the Form 1 application for each Responsible Person. 
                    Full                     Name                                                                                                                                                                                                                                                                         Full Name 

                                                                                                                                                                                             Important Information for Currently Registered Firearms 

                         If you    are    the    current    registrant        of the    firearm    described    on    this    form,    please    note    the    following    information.   
          Estate Procedures:  For    procedures    regarding    the   transfer        of firearms                                                                                                                         an     in estate                    resulting    from   the   death     of    the                                                                                           registrant    identified        in item                                                         3b,    the    executor    should    contact   
          the NFA Division, Bureau of ATF, 244 Needy Road, Martinsburg, WV 25405 or contact via email at NFAX@ATF.gov for additional assistance. 
          Interstate Movement:                                If   the    firearm                     identified        itemin                                           4 ais                     machinegun, short-barreled rifle, short-barreled shotgun, or destructive device, the registrant may be 
          required by 18 U.S.C. § 922(a)(4) to obtain permission from ATF prior to any transportation in interstate or foreign commerce.  ATF Form 5320.20 can be used to request this 
          permission. 
          Change of Description or  Address: The registrant shall notify the National  Firearms Act Division, National Service Center, Bureau of Alcohol, Tobacco, Firearms and 
          Explosives, 244                          Needy       Road,      Martinsburg,                             WV          25405,  in                                        writing, of                    any      change      to                      the      description      of                                          the                         firearm      in                    4, item or                                                  any                   change     to   the            address     of             the       registrant.                               
          Restrictions on Possession:  Any restriction(see approval block on face of form) on the                                                                                                                                                                                        possession of                             the                           firearm                                         identified in                              item 4                        continues                with             the     further       transfer      of                            
          the firearm.                      
          Persons Prohibited from Possessing Firearms:theIf                                                                                                                                  registrant    becomes            prohibited                               from                               apossessing                              firearm,                                        please                                          contact                the           NFA       Division                        for    procedures                        on    how to               
          dispose of                 the       firearm.       
          Proof of Registration:A      person                                        possessing  a                      firearm                  asregistered                                         required                             by         the     NFA                         shall                            retain   of proof                       registration                                                                           which          shall   be                 made       available         to           any       ATF                Officer                    
upon request. 

                                                                                                                                                                                                                 Paperwork Reduction Act Notice 
This form is in accordance with the Paperwork Reduction Act of 1995.  The information you provide is used to establish that the applicant’s making and possession of the 
firearm   would be                in                           conformance    with    Federal,    State,    and    local    law.     The    data is                                                                                             asused               proof of                                                      lawful   registration    of a                                                                           firearm     to                         the    manufacturer.     The   of furnishing                                                                  this      
information is mandatory (26 U.S.C. § 5822). 
The estimated average burden associated with this collection of information is 4.0 hours per respondent or recordkeeper, depending on individual circumstances.  
Comments    concerning    the    accuracy of                                                                  this    burden    estimate    and    suggestion    for    reducing    this    burden   should  be                                                                                                                                                                     addressed   to                                                         Reports    Management    Officer,    Resource    
Management    Staff,    Contract    and    Forms    Section,   Bureau                                                                       of                                                        Alcohol,    Tobacco,    Firearms    and    Explosives,    99    New    York    Avenue    NE.    Washington,    DC     20226.   
An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. 

                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   ATF Form 1 (5320.1) 
                                                                                                                                                                                                                                                          CLEO Copy                                                                                                                                                                                                                                                                Revised December 2022 






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