PENNSYLVANIA DEPARTMENT OF STATE BUREAU OF CORPORATIONS AND CHARITABLE ORGANIZATIONS Return document by mail to: Name Address City State Zip Code Return document by email to: _________________________________ Read all instructions prior to completing. This form may be submitted online at https://www.corporations.pa.gov/. Fee: $125 I qualify for a veteran/reservist-owned small business fee exemption (see instructions) In compliance with the requirements of 15 Pa.C.S. § 8821 (relating to certificate of organization), the undersigned desiring to organize a limited liability company, hereby certifies that: 1. The name of the limited liability company is: ___________________________________________________ (designator is required, e.g., “company,” “limited” or “limited liability company” or any abbreviation thereof) 2. Complete part (a) or (b) – not both: (a) The address of this limited liability company’s registered office in this Commonwealth is: (post office box alone is not acceptable) Number and Street City State Zip County (b) The name of this limited liability company’s commercial registered office provider and county of venue is: c/o: Name of Commercial Registered Office Provider County 3. The name of each organizer is (all organizers must sign on page 2): 4. Effective date of Certificate of Organization (check, and if appropriate complete, one of the following): The Certificate of Organization shall be effective upon filing in the Department of State. The Certificate of Organization shall be effective on: ________________________ at ______________. Date (MM/DD/YYYY) Hour (if any) |
DSCB:15-8821-2 5. Restricted professional companies only. Check the box if the limited liability company is organized to render a restricted professional service and check the type of restricted professional service(s). The company is a restricted professional company organized to render the following restricted professional service(s): Chiropractic Dentistry Law Medicine and surgery Optometry Osteopathic medicine and surgery Podiatric medicine Public accounting Psychology Veterinary medicine 6. Benefit companies only. Check the box immediately below if the limited liability company is organized as a benefit company: This limited liability company shall have the purpose of creating general public benefit. Optional specific public benefit purpose. Check the box immediately below if the benefit company is organized to have one or more specific public benefits and supply the specific public benefit(s). See instructions for examples of specific public benefit. This limited liability company shall have the purpose of creating the enumerated specific public benefit(s): 7. For additional provisions of the certificate, if any, attach 8½ x 11 sheet(s). IN TESTIMONY WHEREOF, the organizer(s) has (have) executed this Certificate of Organization this __________ day of _____________________________, 20 . ______________________________________________________________ Signature ______________________________________________________________ Signature ______________________________________________________________ Signature |
DSCB:15-8821–Instructions Pennsylvania Department of State Bureau of Corporations and Charitable Organizations P.O. Box 8722 Harrisburg, PA 17105-8722 (717) 787-1057 Website: www.dos.pa.gov/corps General Information Restricted words and/or approvals: Typewritten is preferred. If handwritten, the form must be Association names may not contain words, phrases or legible and completed in black or blue-black ink in order to abbreviations prohibited or restricted by statute or regulation, permit reproduction. unless in compliance with the restriction, generally with the consent or approval of a government agency, board or The nonrefundable filing fee for this form is $125. Checks commission. These may include certain professional and should be made payable to the Department of State. Checks occupational boards or commissions of the Bureau of must contain a commercially pre-printed name and address. Professional and Occupational Affairs, the Department of Filers requesting a veteran/reservist-owned small business fee Education, the Department of Banking and Securities, the exemption should attach proof of the veteran’s or reservist’s Insurance Department or the Public Utility Commission. status to the Certificate of Organization form when submitted. There are also words and abbreviations that may be restricted, For more information on the fee exemption, see Fees and prohibited, or may be permitted in certain instances as Payments. provided in various federal statutes, Attorney General opinions and Bureau regulations. This form and all accompanying documents shall be mailed to the address stated above. Attachments The following, in addition to the filing fee, shall accompany Who should file this form? this form: One or more persons acting as organizers to form a limited (1) One copy of a completed form liability company must file a certificate of organization in the DSCB:15-134A (Docketing Statement). Department of State. (2) Any necessary copies of form DSCB:19-17.2 (Consent to Appropriation of Name). Applicable Law (3) Any necessary governmental approvals. See 15 Pa.C.S. § 8821 for general information on Formation of Limited Liability Company and Certificate of Organization. Form Instructions Statutes are available on the Pennsylvania General Assembly Enter the name and mailing address to which any website, www.legis.state.pa.us, by following the link for correspondence regarding this filing should be sent. This field Statutes. See also 15 Pa.C.S. § 8898 and § 8998 for provisions must be completed for the Bureau to return the filing. If the on annual reports/registrations that are required of benefit filing is to be returned by email, an email address must be companies and restricted professional companies, respectively. provided. An email will be sent to address provided, containing a link and instructions on how a copy of the filed Limited Liability Company Name Requirements document or correspondence may be downloaded. Any email Generally, the name of an association may not be the same as or mailing addresses provided on this form will become part the name of another association which is already on the of the filed document and therefore public record. records of the Department of State. Depending on the type of association, certain designators must be used in the association 1. Give the exact name of the limited liability company. name. Designators are the words or abbreviations used at the This should include the exact spelling, punctuation and a end of the association name which designate the type of permissible designator. This field is required. association. The minimum requirements for limited liability company names can be found at 15 Pa.C.S. §§ 201, 202 and 2. Address. This address must be in Pennsylvania. Give one of 204. the following: the registered office address in the Commonwealth in (a) or the name of a Commercial The name of a domestic limited liability company must Registered Office Provider in (b) and the county of venue. contain: (1) the term “company,” “limited” or “limited liability Listing a Commercial Registered Office Provider in lieu of comp any” or an abbreviation of one of those terms, or providing a registered office address is an option for any (2) words or abbreviations of like import used in a association that does not have a physical location or mailing jurisdiction other than this Commonwealth. address in Pennsylvania. Prior to listing a Commercial The name of a limited liability company may not contain any Registered Office Provider address, the association should words implying that it is a business corporation, such as enter into a contract for the services of the Commercial “corporation” or “incorporated” or an abbreviation of these Registered Office Provider. terms. |
Post office boxes are not acceptable for any address. Under 15 its purpose under 15 Pa.C.S. § 8818(b). “Specific public Pa.C.S. § 135(c) (relating to addresses), an actual street or benefit” includes: rural route box number must be used as an address, and the Department of State is required to refuse to receive or file any (1) providing low-income or underserved individuals or document that sets forth only a post office box address. communities with beneficial products or services; This field is required. (2) promoting economic opportunity for individuals or communities beyond the creation of jobs in the normal course 3. An organizer is a person that acts to form a limited liability of business; company. “Person” is defined to include a corporation, (3) preserving the environment; partnership, limited liability company, business trust, other (4) improving human health; association, government entity (other than the (5) promoting the arts, sciences or advancement of Commonwealth), estate, trust, foundation or natural person. knowledge; When the limited liability company has more than three (6) promoting economic development through support of organizers, additional lines should be added as appropriate. initiatives that increase access to capital for emerging and This field is required. growing technology enterprises, facilitate the transfer and commercial adoption of new technologies, provide technical 4. Effective date. Any date specified as the effective date of and business support to emerging and growing technology the Certificate of Organization must be a future effective date enterprises or form support partnerships that support those (after the date and time of its delivery to the Department). A objectives; specified effective date may not be retroactive (prior to the (7) increasing the flow of capital to entities with a public date and time of the Certificate’s delivery to the Department). benefit purpose; and If a delayed effective date is specified, but no time is given, (8) the accomplishment of any other particular benefit for then the time used will be 12:01 a.m. on the date specified. society or the environment. If no effective date is provided, it will be presumed that no specified delayed effective date is intended and the document Note that benefit companies must file annual benefit reports in will be effective upon filing. This field is required. accordance with 15 Pa.C.S. § 8898. 5. Restricted professional services are identified as the If the limited liability company is organized as a benefit following professional services: chiropractic, dentistry, law, company, the box before the statement “This limited liability medicine and surgery, optometry, osteopathic medicine and company shall have the purpose of creating general public surgery, podiatric medicine, public accounting, psychology or benefit” should be checked. If the limited liability company is veterinary medicine. If the limited liability company is organized as a benefit company, a specific public benefit organized to render any of the identified restricted purpose is optional. If the box before the statement “This professional services, the box before the statement “The limited liability company shall have the purpose of creating company is a restricted professional company organized to the enumerated specific public benefit(s)” is checked, one or render the following restricted professional service(s)” must more specific public benefits must be listed. If the limited be checked and the appropriate restricted professional liability company is not organized as a benefit company, do service(s) must be checked. If the limited liability company is not check any of the boxes or list any specific public benefits. not organized to render any of the identified restricted professional services, do not check the box or list a profession. 7. Additional provisions. A certificate of organization may contain statements as to matters other than those required by Note that restricted professional companies must file 15 Pa.C.S. § 8821(b), but may not vary or otherwise affect the certificates of annual registration and pay annual registration provisions specified under § 8815(c) and (d) (relating to fees in accordance with 15 Pa.C.S. § 8998. contents of operating agreement) in a manner inconsistent with that section. 6. A benefit company shall be formed in accordance with 15 Pa.C.S. § 8821, except that its certificate of organization shall Signature and Verification also state that it is a benefit company. All organizers must sign the Certificate of Organization. If an organizer is not a natural person, an authorized representative A benefit company shall have a purpose of creating general of the organizing association must sign the Certificate. public benefit. A “general public benefit” is defined as a When the limited liability company has more than three material positive impact on society and the environment, taken executing organizers, additional signature lines should be as a whole and assessed against a third-party standard, from added as appropriate. Signing a document delivered to the the business and operations of a benefit company. This Department for filing is an affirmation under the penalties purpose is in addition to its purpose under 15 Pa.C.S. § provided in 18 Pa.C.S. § 4904 (relating to unsworn 8818(b). falsification to authorities) that the facts stated in the document are true in all material respects. This field is The certificate of organization of a benefit company may required. identify one or more specific public benefits that it is the purpose of the benefit company to create in addition to its general public benefit purpose under 15 Pa.C.S. § 8894(a) and |